TOWNSEND GROUP INVESTMENTS
CRD #106076 SEC #801-13612 MALIBU, CA 310-456-1645
SEC Registered
Total AUM
$132.4M
Discretionary
$129.2M
Employees
3
Clients
--
Accounts
101
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 8, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUTTERWORTH, DAVID, RANDALL | I | VICE PRESIDENT | NA | |
| BUTTERWORTH, DAVID, RANDALL | I | VICE PRESIDENT | NA | |
| BUTTERWORTH, DAVID, RANDALL | I | VICE PRESIDENT | NA | |
| BUTTERWORTH, DAVID, RANDALL | I | VICE PRESIDENT | NA | |
| BUTTERWORTH, DAVID, RANDALL | I | VICE PRESIDENT | NA | |
| TOWNSEND III, THOMAS, BROOK | I | CHAIRMAN EMERITUS | NA | |
| TOWNSEND III, THOMAS, BROOK | I | CHAIRMAN EMERITUS | NA | |
| TOWNSEND III, THOMAS, BROOK | I | CHAIRMAN EMERITUS | NA | |
| TOWNSEND III, THOMAS, BROOK | I | CHAIRMAN EMERITUS | NA | |
| TOWNSEND III, THOMAS, BROOK | I | CHAIRMAN EMERITUS | NA | |
| TOWNSEND, THOMAS, BROOK | I | VICE PRESIDENT | NA | Control |
| TOWNSEND, THOMAS, BROOK | I | VICE PRESIDENT | NA | Control |
| TOWNSEND, THOMAS, BROOK | I | VICE PRESIDENT | NA | Control |
| TOWNSEND III, THOMAS, BROOK | I | PRESIDENT, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER | E | Control |
| TOWNSEND III, THOMAS, BROOK | I | PRESIDENT, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER | E | Control |
| TOWNSEND III, THOMAS, BROOK | I | PRESIDENT, SECRETARY, CFO | E | Control |
| TOWNSEND III, THOMAS, BROOK | I | PRESIDENT, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER | E | Control |
| TOWNSEND III, THOMAS, BROOK | I | PRESIDENT, SECRETARY, CFO | E | Control |
| BUTTERWORTH, DAVID, RANDALL | I | PRESIDENT/CEO, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD | D | Control |
| BUTTERWORTH, DAVID, RANDALL | I | PRESIDENT/CEO, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD | D | Control |
| BUTTERWORTH, DAVID, RANDALL | I | PRESIDENT/CEO, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD | D | Control |
| BUTTERWORTH, DAVID, RANDALL | I | PRESIDENT/CEO, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD | D | Control |
| BUTTERWORTH, DAVID, RANDALL | I | PRESIDENT/CEO, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD | D | Control |
| BUTTERWORTH, DAVID, RANDALL | I | PRESIDENT/CEO, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD | D | Control |
| BUTTERWORTH, DAVID, RANDALL | I | PRESIDENT/CEO, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD | D | Control |
| BUTTERWORTH, DAVID, RANDALL | I | PRESIDENT/CEO, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD | D | Control |
| BUTTERWORTH, DAVID, RANDALL | I | PRESIDENT/CEO, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD | D | Control |
| BUTTERWORTH, DAVID, RANDALL | I | PRESIDENT/CEO, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD | D | Control |
| BUTTERWORTH, DAVID, RANDALL | I | PRESIDENT/CEO, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD | D | Control |
| BUTTERWORTH, DAVID, RANDALL | I | PRESIDENT/CEO, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD | D | Control |
| BUTTERWORTH, DAVID, RANDALL | I | PRESIDENT/CEO, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD | D | Control |
| BUTTERWORTH, DAVID, RANDALL | I | PRESIDENT/CEO, SECRETARY, CFO, CHIEF COMPLIANCE OFFICER, CHAIRMAN OF THE BOARD | D | Control |
| THE T. BROOK TOWNSEND, III 1991 REV SEP PPTY TRUST THOMAS BROOK TOWNSEND, III TRUSTEE | DE | DIRECT OWNER | D | Control |
| THE T. BROOK TOWNSEND, III 1991 REV SEP PPTY TRUST THOMAS BROOK TOWNSEND, III TRUSTEE | DE | DIRECT OWNER | D | Control |
| THE T. BROOK TOWNSEND, III 1991 REV SEP PPTY TRUST THOMAS BROOK TOWNSEND, III TRUSTEE | DE | DIRECT OWNER | D | Control |
| THE T. BROOK TOWNSEND, III 1991 REV SEP PPTY TRUST THOMAS BROOK TOWNSEND, IV & BLAIR LORELL TOWNSEND TRUSTEES | DE | DIRECT OWNER | D | Control |
| THE T. BROOK TOWNSEND, III 1991 REV SEP PPTY TRUST THOMAS BROOK TOWNSEND, IV & BLAIR LORELL TOWNSEND TRUSTEES | DE | DIRECT OWNER | D | Control |
| THE T. BROOK TOWNSEND, III 1991 REV SEP PPTY TRUST THOMAS BROOK TOWNSEND, IV & KENNETH MACDONALD TOWNSEND TRUSTEES | DE | DIRECT OWNER | D | Control |
| THE T. BROOK TOWNSEND, III 1991 REV SEP PPTY TRUST THOMAS BROOK TOWNSEND, IV & KENNETH MACDONALD TOWNSEND TRUSTEES | DE | DIRECT OWNER | D | Control |
| THE T. BROOK TOWNSEND, III 1991 REV SEP PPTY TRUST THOMAS BROOK TOWNSEND, IV & KENNETH MACDONALD TOWNSEND TRUSTEES | DE | DIRECT OWNER | D | Control |
| THE T. BROOK TOWNSEND, III 1991 REV SEP PPTY TRUST THOMAS BROOK TOWNSEND, IV & KENNETH MACDONALD TOWNSEND TRUSTEES | DE | DIRECT OWNER | D | Control |
| THE T. BROOK TOWNSEND, III 1991 REV SEP PPTY TRUST THOMAS BROOK TOWNSEND, IV & KENNETH MACDONALD TOWNSEND TRUSTEES | DE | DIRECT OWNER | D | Control |
| TOWNSEND, BLAIR, LORELL | I | TRUSTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, BLAIR, LORELL | I | TRUSTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, KENNETH, MACDONALD | I | TRUSTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, KENNETH, MACDONALD | I | TRUSTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, KENNETH, MACDONALD | I | TRUSTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, KENNETH, MACDONALD | I | TRUSTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, KENNETH, MACDONALD | I | TRUSTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, THOMAS, BROOK | I | VICE PRESIDENT/TTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, THOMAS, BROOK | I | VICE PRESIDENT/TTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, THOMAS, BROOK | I | VICE PRESIDENT/TTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, THOMAS, BROOK | I | VICE PRESIDENT/TTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, THOMAS, BROOK | I | VICE PRESIDENT/TTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, THOMAS, BROOK | I | VICE PRESIDENT/TTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, THOMAS, BROOK | I | VICE PRESIDENT/TTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, THOMAS, BROOK | I | VICE PRESIDENT/TTEE OF TRUST WHICH IS DIRECT OWNER | D | Control |
| TOWNSEND, THOMAS, BROOK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | D | Control |
| TOWNSEND, THOMAS, BROOK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | D | Control |
| TOWNSEND, THOMAS, BROOK | I | VICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TOWNSEND, BLAIR, LORELL | I | T BROOK TOWNSEND III 1991 TRUST | F | Control |
| TOWNSEND, BLAIR, LORELL | I | T BROOK TOWNSEND III 1991 TRUST | F | Control |
| TOWNSEND, KENNETH, MACDONALD | I | T BROOK TOWNSEND III 1991 TRUST | F | Control |
| TOWNSEND, KENNETH, MACDONALD | I | T BROOK TOWNSEND III 1991 TRUST | F | Control |
| TOWNSEND, KENNETH, MACDONALD | I | T BROOK TOWNSEND III 1991 TRUST | F | Control |
| TOWNSEND, KENNETH, MACDONALD | I | T BROOK TOWNSEND III 1991 TRUST | F | Control |
| TOWNSEND, KENNETH, MACDONALD | I | T BROOK TOWNSEND III 1991 TRUST | F | Control |
| TOWNSEND, THOMAS, BROOK | I | T BROOK TOWNSEND III 1991 TRUST | F | Control |
| TOWNSEND, THOMAS, BROOK | I | T BROOK TOWNSEND III 1991 TRUST | F | Control |
| TOWNSEND, THOMAS, BROOK | I | T BROOK TOWNSEND III 1991 TRUST | F | Control |
| TOWNSEND, THOMAS, BROOK | I | T BROOK TOWNSEND III 1991 TRUST | F | Control |
| TOWNSEND, THOMAS, BROOK | I | T BROOK TOWNSEND III 1991 TRUST | F | Control |
| TOWNSEND, THOMAS, BROOK | I | T BROOK TOWNSEND III 1991 TRUST | F | Control |
| TOWNSEND, THOMAS, BROOK | I | T BROOK TOWNSEND III 1991 TRUST | F | Control |
Registrations
Federal
IA
Mar 8, 2018 REGISTERED
Notice Filings (2)
CA TX
Address
22601 PACIFIC COAST HWYSTE 200
MALIBU, CA 90265
United States
Phone: 310-456-1645