PAUL FINANCIAL SERVICES INC
CRD #106091 SEC #801-40399 BURLINGTON, VT 802-862-1545
SEC Registered
Total AUM
$44.8M
Discretionary
$38.6M
Employees
5
Clients
10
Accounts
140
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PAUL, KAREN, SUE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, KAREN, SUE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, KAREN, SUE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, KAREN, SUE | I | PRESIDENT | E | Control |
| PAUL, KAREN, SUE | I | PRESIDENT | E | Control |
| PAUL, KAREN, SUE | I | PRESIDENT | E | Control |
| PAUL, KAREN, SUE | I | PRESIDENT | E | Control |
| PAUL, KAREN, SUE | I | PRESIDENT | E | Control |
| PAUL, KAREN, SUE | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Jan 31, 2007 REGISTERED
Notice Filings (2)
NH VT
Address
171 CRESCENT ROADBURLINGTON, VT 5401
USA
Phone: 802-862-1545