OPTIMA ASSET MANAGEMENT INC
CRD #106095 SEC #801-52409 DALLAS, TX 972-726-0400
SEC Registered
Total AUM
$607.1M
Discretionary
$0
Employees
2
Clients
25
Accounts
284
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 19, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STALNAKER, WALTER, DAVID | I | PRESIDENT | NA | Control |
| JONES, NOLAN, LEWIS | I | CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, NOLAN, LEWIS | I | CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, NOLAN, LEWIS | I | PRESIDENT, CEO/CCO | E | Control |
| JONES, NOLAN, LEWIS | I | PRESIDENT, CEO/CCO | E | Control |
| JONES, NOLAN, LEWIS | I | CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, NOLAN, LEWIS | I | CHIEF EXECUTIVE OFFICER | E | Control |
| JONES, NOLAN, LEWIS | I | CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, NOLAN, LEWIS | I | CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, NOLAN, LEWIS | I | CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| JONES, NOLAN, LEWIS | I | CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| JONES, NOLAN, LEWIS | I | CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| LIGHTFOOT, PAUL, ALAN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | D | Control |
| LIGHTFOOT, PAUL, ALAN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | D | Control |
| LIGHTFOOT, PAUL, ALAN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | D | Control |
| LIGHTFOOT, PAUL, ALAN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | D | Control |
| LIGHTFOOT, PAUL, ALAN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | D | Control |
| LIGHTFOOT, PAUL, ALAN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | D | Control |
| LIGHTFOOT, PAUL, ALAN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | D | Control |
| LIGHTFOOT, PAUL, ALAN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | D | Control |
| LIGHTFOOT, PAUL, ALAN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | D | Control |
| LIGHTFOOT, PAUL, ALAN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | D | Control |
| LIGHTFOOT, PAUL, ALAN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | D | Control |
| LIGHTFOOT, PAUL, ALAN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | D | Control |
| LIGHTFOOT, PAUL, ALAN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | D | Control |
| LIGHTFOOT, PAUL, ALAN | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| LIGHTFOOT, PAUL, ALAN | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| LIGHTFOOT, PAUL, ALAN | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| PONCE, ARCHIE, ALBA | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PONCE, ARCHIE, ALBA | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PONCE, ARCHIE, ALBA | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PONCE, ARCHIE, ALBA | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PONCE, ARCHIE, ALBA | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PONCE, ARCHIE, ALBA | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PONCE, ARCHIE, ALBA | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PONCE, ARCHIE, ALBA | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PONCE, ARCHIE, ALBA | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PONCE, ARCHIE, ALBA | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PONCE, ARCHIE, ALBA | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PONCE, ARCHIE, ALBA | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PONCE, ARCHIE, ALBA | I | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PONCE, ARCHIE ALBA, ALBA | I | VICE PRESIDENT AND CHIEF OPERATIONS OFFICER | B | Control |
| PONCE, ARCHIE ALBA, ALBA | I | VICE PRESIDENT AND CHIEF OPERATIONS OFFICER | B | Control |
| PONCE, ARCHIE ALBA, ALBA | I | VICE PRESIDENT AND CHIEF OPERATIONS OFFICER | B | Control |
Registrations
Federal
IA
Feb 19, 2025 REGISTERED
Notice Filings (2)
SC TX
Address
8144 WALNUT HILL LANESUITE 1180
DALLAS, TX 75231
United States
Phone: 972-726-0400