DARUMA CAPITAL MANAGEMENT, LLC
CRD #106101 SEC #801-49354 NEW YORK, NY 212-869-4000
SEC Registered
Total AUM
$773.6M
Discretionary
$773.6M
Employees
3
Clients
--
Accounts
23
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 21, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CATAUDELLA, KIM, ELIZABETH | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | NA | |
| FEDERICI, GUIDO, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FEDERICI, GUIDO, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FEDERICI, GUIDO, ANTHONY | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHER, JEFFREY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FISCHER, JEFFREY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FISCHER, JEFFREY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FISCHER, JEFFREY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FISCHER, JEFFREY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FISCHER, JEFFREY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FISCHER, JEFFREY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FISCHER, JEFFREY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| FISCHER, JEFFREY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| GERBER, DAVID, PHILIP | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| GERBER, DAVID, PHILIP | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | |
| GERBER, DAVID, PHILIP | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| GERBER, DAVID, PHILIP | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| LINDENBEGER-SCHUTZ, JESSE, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LINDENBEGER-SCHUTZ, JESSE, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LINDENBERGER-SCHUTZ, JESSE, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LINDENBERGER-SCHUTZ, JESSE, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, NOREEN | I | CHIEF OPERATING OFFICER AND DIRECTOR OF CLIENT SERVICE | NA | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STORK, VERONICA, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | |
| STORK, VERONICA, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | |
| STORK, VERONICA, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | |
| STORK, VERONICA, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | |
| STORK, VERONICA, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | |
| STORK, VERONICA, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | |
| STORK, VERONICA, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | |
| VIENER, RON | I | DIRECTOR OF RESEARCH AND TRADING | NA | Control |
| VIENER, RON | I | DIRECTOR OF RESEARCH AND TRADING | NA | Control |
| VIENER, RON | I | DIRECTOR OF RESEARCH AND TRADING | NA | Control |
| VIENER, RON | I | DIRECTOR OF RESEARCH AND TRADING | NA | Control |
| WILLIAMS, KIM, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, KIM, ELIZABETH | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | NA | |
| WILLIAMS, KIM, ELIZABETH | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | NA | |
| WILLIAMS, KIM, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, MARIKO, OSCEOLA | I | CEO, PRESIDENT & DIRECTOR | E | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | E | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | E | Control |
| GORDON, MARIKO, OSCEOLA | I | CEO, PRESIDENT & DIRECTOR | E | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | E | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | E | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | E | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | E | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | E | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | E | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | E | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER | E | Control |
| GORDON, MARIKO, OSCEOLA | I | CEO, PRESIDENT & DIRECTOR | D | Control |
| GORDON, MARIKO, OSCEOLA | I | CEO, PRESIDENT & DIRECTOR | D | Control |
| GORDON, MARIKO, OSCEOLA | I | CEO, PRESIDENT & DIRECTOR | D | Control |
| GORDON, MARIKO, OSCEOLA | I | CEO, PRESIDENT & DIRECTOR | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, SENIOR MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER AND SENIOR MANAGING MEMBER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER AND SENIOR MANAGING MEMBER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER | D | Control |
| GORDON, MARIKO, OSCEOLA | I | FOUNDER, CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER | D | Control |
| MCKEE, NOREEN | I | COO, VICE PRESIDENT, TREASURER & DIRECTOR | C | Control |
| MCKEE, NOREEN | I | COO, VP & DIRECTOR | C | Control |
| MCKEE, NOREEN | I | COO, VICE PRESIDENT, TREASURER & DIRECTOR | C | Control |
| ADAMS, ELLEN, HUNT | I | SENIOR PARTNER AND PARTICIPATING MEMBER | B | Control |
| ADAMS, ELLEN, HUNT | I | SENIOR PARTNER AND PARTICIPATING MEMBER | B | Control |
| ADAMS, ELLEN, HUNT | I | SENIOR PARTNER AND PARTICIPATING MEMBER | B | Control |
| ADAMS, ELLEN, HUNT | I | SENIOR PARTNER AND PARTICIPATING MEMBER | B | Control |
| DEVEREUX, WILLIAM, THOMAS | I | PARTICIPATING MEMBER | B | Control |
| DEVEREUX, WILLIAM, THOMAS | I | PARTICIPATING MEMBER | B | Control |
| DEVEREUX, WILLIAM, THOMAS | I | PARTICIPATING MEMBER | B | Control |
| FISCHER, JEFFREY, MICHAEL | I | MANAGING MEMBER | B | Control |
| FISCHER, JEFFREY, MICHAEL | I | MANAGING MEMBER | B | Control |
| FISCHER, JEFFREY, MICHAEL | I | MANAGING MEMBER | B | Control |
| GERBER, DAVID, PHILIP | I | MANAGING MEMBER, PRESIDENT, AND CHIEF OPERATING OFFICER | B | Control |
| GERBER, DAVID, PHILIP | I | MANAGING MEMBER, PRESIDENT, AND CHIEF OPERATING OFFICER | B | Control |
| GERBER, DAVID, PHILIP | I | MANAGING MEMBER, PRESIDENT, AND CHIEF OPERATING OFFICER | B | Control |
| GERBER, DAVID, PHILIP | I | MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | B | Control |
| GERBER, DAVID, PHILIP | I | MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | B | Control |
| GERBER, DAVID, PHILIP | I | MANAGING MEMBER, PRESIDENT, AND CHIEF OPERATING OFFICER | B | Control |
| MCGILL, BRAD, DOUGLAS | I | MANAGING MEMBER, SR. RESEARCH ANALYST | B | Control |
| MCGILL, BRAD, DOUGLAS | I | MANAGING MEMBER, SR. RESEARCH ANALYST | B | Control |
| MCGILL, BRAD, DOUGLAS | I | MANAGING MEMBER, SR. RESEARCH ANALYST | B | Control |
| MCGILL, BRAD, DOUGLAS | I | MANAGING MEMBER, SR. RESEARCH ANALYST | B | Control |
| MCGILL, BRAD, DOUGLAS | I | MANAGING MEMBER, SR. RESEARCH ANALYST | B | Control |
| MCGILL, BRAD, DOUGLAS | I | MANAGING MEMBER, SR. RESEARCH ANALYST | B | Control |
| MCGILL, BRAD, DOUGLAS | I | MANAGING MEMBER, SR. RESEARCH ANALYST | B | Control |
| MCKEE, NOREEN | I | PARTICIPATING MEMBER, CHIEF OPERATING OFFICER AND DIRECTOR OF CLIENT SERVICE | B | Control |
| MCKEE, NOREEN | I | PARTICIPATING MEMBER, CHIEF OPERATING OFFICER AND DIRECTOR OF CLIENT SERVICE | B | Control |
| CLARKSON, PATRICIA, A. | I | SR. RESEARCH ANALYST | A | |
| CLARKSON, PATRICIA, A. | I | PARTNER, CLIENT SERVICE AND CONSULTANT RELATIONS | A | |
| CLARKSON, PATRICIA, A. | I | SR. RESEARCH ANALYST | A | |
| DEVEREUX, WILLIAM, THOMAS | I | PARTICIPATING MEMBER | A | Control |
| DEVEREUX, WILLIAM, THOMAS | I | PARTICIPATING MEMBER | A | Control |
| DEVEREUX, WILLIAM, THOMAS | I | PARTICIPATING MEMBER | A | Control |
| DEVEREUX, WILLIAM, THOMAS | I | PARTICIPATING MEMBER | A | Control |
| FISCHER, JEFFREY, MICHAEL | I | MANAGING MEMBER | A | Control |
| FISCHER, JEFFREY, MICHAEL | I | MANAGING MEMBER | A | Control |
| FISCHER, JEFFREY, MICHAEL | I | MANAGING MEMBER | A | Control |
| FISCHER, JEFFREY, MICHAEL | I | MANAGING MEMBER | A | Control |
| FISCHER, JEFFREY, MICHAEL | I | MANAGING MEMBER | A | Control |
| MCGILL, BRAD, DOUGLAS | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MCGILL, BRAD, DOUGLAS | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MCGILL, BRAD, DOUGLAS | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MCGILL, BRAD, DOUGLAS | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MILLER, MARK, DAVID | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MILLER, MARK, DAVID | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MILLER, MARK, DAVID | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MILLER, MARK, DAVID | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MILLER, MARK, DAVID | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MILLER, MARK, DAVID | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MILLER, MARK, DAVID | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MILLER, MARK, DAVID | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MILLER, MARK, DAVID | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MILLER, MARK, DAVID | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MILLER, MARK, DAVID | I | PARTICIPATING MEMBER, SR. RESEARCH ANALYST | A | |
| MOTCH, ROBERT, R | I | PARTICIPATING MEMBER AND CHIEF FINANCIAL OFFICER | A | Control |
| MOTCH, ROBERT, R | I | PARTICIPATING MEMBER AND CHIEF FINANCIAL OFFICER | A | Control |
| MOTCH, ROBERT, R | I | PARTICIPATING MEMBER AND CHIEF FINANCIAL OFFICER | A | Control |
| MOTCH, ROBERT, R | I | PARTICIPATING MEMBER AND CHIEF FINANCIAL OFFICER | A | Control |
| MOTCH, ROBERT, R | I | PARTICIPATING MEMBER AND CHIEF FINANCIAL OFFICER | A | Control |
| MOTCH, ROBERT, R | I | PARTICIPATING MEMBER AND CHIEF FINANCIAL OFFICER | A | Control |
| MOTCH, ROBERT, R | I | CHIEF FINANCIAL OFFICER | A | Control |
| MOTCH, ROBERT, R | I | PARTICIPATING MEMBER AND CHIEF FINANCIAL OFFICER | A | Control |
| MOTCH, ROBERT, R | I | PARTICIPATING MEMBER AND CHIEF FINANCIAL OFFICER | A | Control |
| MOTCH, ROBERT, R | I | PARTICIPATING MEMBER AND CHIEF FINANCIAL OFFICER | A | Control |
| MOTCH, ROBERT, RANDOLPH | I | PARTICIPATING MEMBER AND CHIEF FINANCIAL OFFICER | A | Control |
| MOTCH, ROBERT, RANDOLPH | I | PARTICIPATING MEMBER AND CHIEF FINANCIAL OFFICER | A | Control |
| MOTCH, ROBERT, RANDOLPH | I | PARTICIPATING MEMBER AND CHIEF FINANCIAL OFFICER | A | Control |
| OBYRNE, MARY, BRIDGET | I | VICE PRESIDENT, SECRETARY | A | |
| OBYRNE, MARY, BRIDGET | I | VICE PRESIDENT, SECRETARY & DIRECTOR | A | |
| SENDROWITZ, DANIEL, LEE | I | PARTICIPATING MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND PARTICIPATING MEMBER | A | Control |
| SENDROWITZ, DANIEL, LEE | I | PARTICIPATING MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND PARTICIPATING MEMBER | A | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND PARTICIPATING MEMBER | A | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND PARTICIPATING MEMBER | A | Control |
| SENDROWITZ, DANIEL, LEE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND PARTICIPATING MEMBER | A | Control |
| TULLY, NEAL, P. | I | SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTNER AND SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTNER AND SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTICIPATING MEMBER SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTICIPATING MEMBER SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTICIPATING MEMBER SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTICIPATING MEMBER SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTICIPATING MEMBER SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTICIPATING MEMBER SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTICIPATING MEMBER SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTICIPATING MEMBER SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTICIPATING MEMBER SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTNER AND SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTNER AND SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTICIPATING MEMBER SR. RESEARCH ANALYST | A | |
| TULLY, NEAL, P. | I | PARTICIPATING MEMBER SR. RESEARCH ANALYST | A | |
| VIENER, RON | I | PARTICIPATING MEMBER | A | Control |
| VIENER, RON | I | PARTICIPATING MEMBER | A | Control |
| VIENER, RON | I | PARTICIPATING MEMBER | A | Control |
| VIENER, RON | I | PARTICIPATING MEMBER | A | Control |
| VIENER, RON | I | PARTICIPATING MEMBER | A | Control |
| VIENER, RON | I | PARTICIPATING MEMBER | A | Control |
| VIENER, RON | I | PARTICIPATING MEMBER | A | Control |
Registrations
Federal
IA
Jun 21, 2019 REGISTERED
Notice Filings (8)
CT IL MA NE NY TX VA WI
Address
12 EAST 49TH STREETSUITE 17-125
NEW YORK, NY 10017-1028
United States
Phone: 212-869-4000