FORTUNE FINANCIAL SERVICES, LLC
CRD #106112 SEC #801-46351 DALLAS, TX 972-716-8002
SEC Registered
Total AUM
$192.3M
Discretionary
$151.5M
Employees
10
Clients
25
Accounts
338
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DIKES, CHRISTOPHER, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIKES, CHRISTOPHER, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIKES, CHRISTOPHER, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROTHE, ROBERT, SIEGMUND | I | CEO | D | Control |
| ROTHE, ROBERT, SIEGMUND | I | CEO | D | Control |
| ROTHE, ROBERT, SIEGMUND | I | CEO | D | Control |
| ROTHE, ROBERT, SIEGMUND | I | CEO | D | Control |
| ROTHE, ROBERT, SIEGMUND | I | CEO | D | Control |
| ROTHE, ROBERT, SIEGMUND | I | CEO | D | Control |
| ROTHE, ROBERT, SIEGMUND | I | GENERAL PARTNER | D | Control |
| WHITE, SONJA, JO | I | PRESIDENT | D | Control |
| WHITE, SONJA, JO | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WHITE, SONJA, JO | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WHITE, SONJA, JO | I | PRESIDENT | D | Control |
| WHITE, SONJA, JO | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WHITE, SONJA, JO | I | PRESIDENT | D | Control |
| WHITE, SONJA, JO | I | GENERAL PARTNER | D | Control |
Registrations
Federal
IA
Jan 23, 2007 REGISTERED
Notice Filings (5)
FL GA LA TN TX
Address
12222 MERIT DRIVESUITE 1200
DALLAS, TX 75251
USA
Phone: 972-716-8002