HAMMER ASSET MANAGEMENT LLC
Legal name: HAMMER ASSET MANAGEMENT, LLC
CRD #106121 SEC #801-37476 AUBURN, CA 530-888-0999
SEC Registered
Total AUM
$28.3M
Discretionary
$28.3M
Employees
2
Clients
0
Accounts
65
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 4, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FREEMAN, LAURA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMER, DAVID, ALLAN | I | CEO, MANAGING MEMBER | NA | Control |
| HAMMER, DAVID, ALLAN | I | CEO, MANAGING MEMBER | NA | Control |
| HAMMER, DAVID, ALLAN | I | CHIEF INVESTMENT OFFICER, MEMBER | NA | Control |
| HAMMER, DAVID, ALLAN | I | CHIEF INVESTMENT OFFICER, MEMBER | NA | Control |
| HAMMER, DAVID, ALLAN | I | CHAIRMAN INVESTMENT COMMITTEE / PRINCIPAL OWNER / CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMER, DAVID, ALLAN | I | CHAIRMAN INVESTMENT OFFICER / PRINCIPAL OWNER / CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMER, DAVID, ALLAN | I | CHAIRMAN INVESTMENT OFFICER / PRINCIPAL OWNER / CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVID A. HAMMER 1998 REVOCABLE TRUST | DE | TRUSTEE | E | |
| DAVID A. HAMMER 1998 REVOCABLE TRUST | DE | TRUSTEE | D | |
| DAVID A. HAMMER 1998 REVOCABLE TRUST | DE | TRUSTEE | D | |
| HAMMER, DAVID, ALLAN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| HAMMER, DAVID, ALLAN | I | MANAGER | D | Control |
| HAMMER, DAVID, ALLAN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| HAMMER, DAVID, ALLAN | I | MANAGER, CHIEF COMPLIANACE OFFICER | D | Control |
| HAMMER, DAVID, ALLAN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| HAMMER, DAVID, ALLAN | I | MANAGER | D | Control |
| HAMMER, DAVID, ALLAN | I | MANAGER | D | Control |
| HAMMER, DAVID, ALLAN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| HAMMER, DAVID, ALLAN | I | CEO, MANAGING MEMBER | D | Control |
| HAMMER, DAVID, ALLAN | I | CEO, MANAGING MEMBER | D | Control |
| HAMMER, DAVID, ALLAN | I | CEO, MANAGING MEMBER | D | Control |
| HAMMER, DAVID, ALLAN | I | CEO, MANAGING MEMBER | D | Control |
| HAMMER, DAVID, ALLAN | I | CEO, MANAGING MEMBER | D | Control |
| HAMMER, DAVID, ALLAN | I | CEO, MANAGING MEMBER | D | Control |
| HAMMER, DAVID, ALLAN | I | CEO, MANAGING MEMBER | D | Control |
| HAMMER, DAVID, ALLAN | I | CEO, MANAGING MEMBER | D | Control |
| HAMMER, DAVID, ALLAN | I | CEO, MANAGING MEMBER | D | Control |
| HAMMER, DAVID, ALLAN | I | CEO, MANAGING MEMBER | D | Control |
| HAMMER, DAVID, ALLAN | I | CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| HAMMER, DAVID, ALLAN | I | CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| HAMMER, DAVID, ALLAN | I | CEO, MANAGING MEMBER | D | Control |
| DAVID A. HAMMER 1998 REVOCABLE TRUST | DE | TRUSTEE | C | |
| DAVID A. HAMMER 1998 REVOCABLE TRUST | DE | TRUSTEE | C | |
| DAVID A. HAMMER 1998 REVOCABLE TRUST | DE | TRUSTEE | C | |
| DAVID A. HAMMER 1998 REVOCABLE TRUST | DE | TRUSTEE | C | |
| HAMMER, DAVID, ALLAN | I | CHIEF EXECUTIVE OFFICER /PORTFOLIO MANAGER /TRADER/MANAGING MEMBER | C | Control |
| HAMMER, DAVID, ALLAN | I | CHIEF EXECUTIVE OFFICER / PORTFOLIO MANAGER / HEAD TRADER | C | Control |
| HAMMER, DAVID, ALLAN | I | CHIEF EXECUTIVE OFFICER / PORTFOLIO MANAGER / HEAD TRADER | C | Control |
| HAMMER, DAVID, ALLAN | I | CHIEF EXECUTIVE OFFICER / PORTFOLIO MANAGER / HEAD TRADER | C | Control |
| HAMMER, DAVID, ALLAN | I | CHIEF EXECUTIVE OFFICER /PORTFOLIO MANAGER /TRADER/MANAGING MEMBER | C | Control |
| HAMMER, DAVID, ALLAN | I | CEO/CCO/PORTFOLIO MANAGER /TRADER/MANAGING MEMBER | C | Control |
| HAMMER, DAVID, ALLAN | I | CEO/CCO/PORTFOLIO MANAGER /TRADER/MANAGING MEMBER | C | Control |
| HAMMER, DAVID, ALLAN | I | CEO/CCO/PORTFOLIO MANAGER /TRADER/MANAGING MEMBER | C | Control |
| HAMMER, DAVID, ALLAN | I | CEO/CCO/PORTFOLIO MANAGER /TRADER/MANAGING MEMBER | C | Control |
| QUIGGIN, CYNTHIA, ANN | I | CCO, EQUITIES ANALYST, MEMBER | C | Control |
| QUIGGIN, CYNTHIA, ANN | I | CCO, EQUITIES ANALYST, MEMBER | C | Control |
| QUIGGIN, CYNTHIA, ANN | I | CCO, EQUITIES ANALYST, MEMBER | C | Control |
| QUIGGIN, CYNTHIA, ANN | I | CCO, EQUITIES ANALYST, MEMBER | C | Control |
| QUIGGIN, CYNTHIA, ANN | I | CCO, EQUITIES ANALYST, MEMBER | C | Control |
| QUIGGIN, CYNTHIA, ANN | I | EQUITIES ANALYST, MEMBER | C | Control |
| QUIGGIN, CYNTHIA, ANN | I | EQUITIES ANALYST, MEMBER | C | Control |
| QUIGGIN, CYNTHIA, ANN | I | EQUITIES ANALYST, MEMBER | C | Control |
| QUIGGIN, CYNTHIA, ANN | I | EQUITIES ANALYST, MEMBER | C | Control |
| HAMMER, CYNTHIA, ANN | I | RESEARCH ANALYST | B | |
| HAMMER, CYNTHIA, ANN | I | RESEARCH ANALYST | B | |
| HAMMER, CYNTHIA, ANN | I | RESEARCH ANALYST | B | |
| HAMMER, CYNTHIA, ANN | I | RESEARCH ANALYST | B | |
| HAMMER, CYNTHIA, ANN | I | RESEARCH ANALYST | B | |
| HAMMER, DAVID, ALLAN | I | SECURITIES TRADER | B | |
| HAMMER, DAVID, ALLAN | I | SECURITIES TRADER | B | |
| HAMMER, DAVID, ALLAN | I | SECURITIES TRADER | B | |
| HAMMER, DAVID, ALLAN | I | SECURITIES TRADER | B | |
| HAMMER, DAVID, ALLAN | I | SECURITIES TRADER | B | |
| HAMMER, DAVID, ALLAN | I | SECURITIES TRADER | B | |
| HAMMER, DAVID, ALLAN | I | SECURITIES TRADER | B | |
| HAMMER, DAVID, ALLAN | I | SECURITIES TRADER | B | |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER | B | |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER | B | |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER | B | |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER | B | |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER | B | |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER | B | |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER | B | |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER | B | |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER | B | |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER | B | |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER | B | |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER | B | |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER | B | |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER, MEMBER | B | Control |
| HAMMER, DAVID, ALLAN | I | COO, PORTFOLIO MANAGER, MEMBER | B | Control |
| HAMMER, DAVID, ALLAN | I | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | B | Control |
| HAMMER, DAVID, ALLAN | I | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | B | Control |
| HAMMER, DAVID, ALLAN | I | CHIEF EXECUTIVE OFFICER / PORTFOLIO MANAGER / HEAD TRADER | B | Control |
| HAMMER, DAVID, ALLAN | I | CHIEF EXECUTIVE OFFICER / PORTFOLIO MANAGER / HEAD TRADER | B | Control |
| HAMMER, DAVID, ALLAN | I | CHIEF EXECUTIVE OFFICER / PORTFOLIO MANAGER / HEAD TRADER | B | Control |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| HAMMER, KAREN, ANN | I | CLERICAL, MEMBER | B | |
| QUIGGIN, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER/RESEARCH ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | RESEARCH ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | RESEARCH ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER/EQUITIES ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER/EQUITIES ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER/EQUITIES ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER/EQUITIES ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER/EQUITIES ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER/EQUITIES ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER/EQUITIES ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER/EQUITIES ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER/EQUITIES ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER/EQUITIES ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | EQUITIES ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | EQUITIES ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | EQUITIES ANALYST | B | |
| QUIGGIN, CYNTHIA, ANN | I | EQUITIES ANALYST, MEMBER | B | |
| QUIGGIN, CYNTHIA, ANN | I | EQUITIES ANALYST, MEMBER | B | |
| QUIGGIN, CYNTHIA, ANN | I | EQUITIES ANALYST, MEMBER | B | |
| QUIGGIN, CYNTHIA, ANN | I | EQUITIES ANALYST, MEMBER | B | |
| QUIGGIN, CYNTHIA, ANN | I | EQUITIES ANALYST, MEMBER | B | |
| QUIGGIN, CYNTHIA, ANN | I | EQUITIES ANALYST, MEMBER | B | |
| QUIGGIN, CYNTHIA, ANN | I | EQUITIES ANALYST, MEMBER | B | |
| YAZINKA, KAREN, ANN | I | CLERICAL | B | |
| YAZINKA, KAREN, ANN | I | CLERICAL | B | |
| YAZINKA, KAREN, ANN | I | CLERICAL | B | |
| YAZINKA, KAREN, ANN | I | CLERICAL | B | |
| YAZINKA, KAREN, ANN | I | CLERICAL | B | |
| FREEMAN, LAURA, LYNN | I | CCO, MEMBER | A | Control |
| FREEMAN, LAURA, LYNN | I | CCO, MEMBER | A | Control |
| FREEMAN, LAURA, LYNN | I | CHIEF COMPLIANCE OFFICER, MEMBER | A | Control |
| FREEMAN, LAURA, LYNN | I | CHIEF COMPLIANCE OFFICER, MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HAMMER, DAVID, ALLAN | DE | DAVID A. HAMMER 1998 REVOCABLE TRUST | F | Control |
| HAMMER, DAVID, ALLAN | DE | DAVID A. HAMMER 1998 REVOCABLE TRUST | F | Control |
| HAMMER, DAVID, ALLAN | DE | DAVID A. HAMMER 1998 REVOCABLE TRUST | F | Control |
| HAMMER, DAVID, ALLAN | DE | DAVID A. HAMMER 1998 REVOCABLE TRUST | F | Control |
| HAMMER, DAVID, ALLAN | DE | DAVID A. HAMMER 1998 REVOCABLE TRUST | F | Control |
| HAMMER, DAVID, ALLAN | DE | DAVID A. HAMMER 1998 REVOCABLE TRUST | F | Control |
| HAMMER, DAVID, ALLAN | DE | DAVID A. HAMMER 1998 REVOCABLE TRUST | F | Control |
Registrations
Federal
IA
Jan 4, 2022 REGISTERED
Notice Filings (6)
CA FL MA NH NY UT
Address
1223 HIGH STREET, STE B1-2AUBURN, CA 95603-5017
United States
Phone: 530-888-0999