RIA Intelligence

DHK FINANCIAL ADVISORS INC

CRD #106126 SEC #801-44524 PORTSMOUTH, NH 603-436-5801
SEC Registered
Total AUM
$1.7B
Discretionary
$1.4B
Employees
5
Clients
--
Accounts
187

Firm Details

Organization Type
Corporation
State of Formation
New Hampshire
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 17, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BROWN, CHARLES, DAVIDIMANAGING DIRECTORNA
BROWN, CHARLES, DAVIDIMANAGING DIRECTORNA
BROWN, CHARLES, DAVIDIMANAGING DIRECTORNA
BROWN, CHARLES, DAVIDIMANAGING DIRECTORNA
BROWN, CHARLES, DAVIDIMANAGING DIRECTORNA
BROWN, CHARLES, DAVIDIMANAGING DIRECTORNA
BROWN, CHARLES, DAVIDIMANAGING DIRECTORNA
BROWN, CHARLES, DAVIDIMANAGING DIRECTORNA
BROWN, CHARLES, DAVIDIMANAGING DIRECTORNA
BROWN, CHARLES, DAVIDIMANAGING DIRECTORNA
BROWN, CHARLES, DAVIDIMANAGING DIRECTORNA
BROWN, CHARLES, DAVIDIMANAGING DIRECTORNA
BROWN, CHARLES, DAVIDIMANAGING DIRECTORNA
BROWN, CHARLES, DAVIDIMANAGING DIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
BROWN, JAMES, ROBERTIDIRECTORNA
FREEDMAN, CYNTHIA, RIDIRECTOR OF OPERATIONSNA Control
FREEDMAN, CYNTHIA, RIDIRECTOR OF OPERATIONSNA Control
FREEDMAN, CYNTHIA, RIDIRECTOR OF OPERATIONSNA Control
FREEDMAN, CYNTHIA, RIDIRECTOR OF OPERATIONSNA Control
FREEDMAN, CYNTHIA, RIDIRECTOR OF OPERATIONSNA Control
FREEDMAN, CYNTHIA, RIDIRECTOR OF OPERATIONSNA Control
FREEDMAN, CYNTHIA, RIDIRECTOR OF OPERATIONSNA Control
FREEDMAN, CYNTHIA, RIDIRECTOR OF OPERATIONSNA Control
FREEDMAN, CYNTHIA, RIDIRECTOR OF OPERATIONSNA Control
FREEDMAN, CYNTHIA, RIDIRECTOR OF OPERATIONSNA Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOE Control
IANNICELLI, NANCY, AICO-OWNERE Control
IANNICELLI, NANCY, AICO-OWNERE Control
KELLY, THOMAS, MORGAN, ESTATE OFIDIRECTORE Control
KELLY, THOMAS, MORGAN, ESTATE OFIDIRECTORE Control
KELLY, THOMAS, MORGAN, ESTATE OFIDIRECTORE Control
KELLY, THOMAS, MORGANIDIRECTORD Control
KELLY, THOMAS, MORGANIDIRECTORD Control
KELLY, THOMAS, MORGANIDIRECTORD Control
KELLY, THOMAS, MORGANIDIRECTORD Control
KELLY, THOMAS, MORGANIDIRECTORD Control
KELLY, THOMAS, MORGANIDIRECTORD Control
KELLY, THOMAS, MORGANIDIRECTORD Control
KELLY, THOMAS, MORGANIDIRECTORD Control
KELLY, THOMAS, MORGANIDIRECTORD Control
KELLY, THOMAS, MORGANIDIRECTORD Control
KELLY, THOMAS, MORGANIDIRECTORD Control
KELLY, THOMAS, MORGANIDIRECTORD Control
KELLY, THOMAS, MORGANIDIRECTORD Control
KELLY, THOMAS, MORGANIDIRECTORD Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT & CHIEF COMPLIANCE OFFICERC Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT & CHIEF COMPLIANCE OFFICERC Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT & CHIEF COMPLIANCE OFFICERC Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENTC Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENTC Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT & CHIEF COMPLIANCE OFFICERC Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT & CHIEF COMPLIANCE OFFICERC Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENTC Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT & CHIEF COMPLIANCE OFFICERC Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOC Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOC Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT & CHIEF COMPLIANCE OFFICERC Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOC Control
DHK FINANCIAL ADVISORS INCDECHIEF COMPLIANCE OFFICERC Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOB Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOB Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOB Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOB Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOB Control
DEMPSEY, TIMOTHY, WILLIAMIPRESIDENT, DIRECTOR & CCOB Control

Registrations

Federal

IA
Mar 17, 2025 REGISTERED

Notice Filings (4)

MA NH NY TX

Address

3 GREENLEAF WOODS DRIVE
SUITE 202
PORTSMOUTH, NH 03801
United States
Phone: 603-436-5801