RIA Intelligence

KRUMREI & ROSS, INC.

CRD #106136 SEC #801-18897 MORAGA, CA 925-376-4712
SEC Registered
Total AUM
$121.9M
Discretionary
$121.9M
Employees
3
Clients
--
Accounts
184

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 7, 2019
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ROSS, DENNIS, EARLICEONA Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERE Control
KRUMREI, LORI, VIPRESIDENTD Control
KRUMREI, LORI, VIPRESIDENTD Control
KRUMREI, LORI, VIPRESIDENTD Control
KRUMREI, LORI, VIPRESIDENTD Control
KRUMREI, LORI, VIPRESIDENTD Control
KRUMREI, LORI, VIPRESIDENTD Control
KRUMREI, LORI, VIPRESIDENTD Control
KRUMREI, LORI, VIPRESIDENTD Control
KRUMREI, LORI, VIPRESIDENTD Control
KRUMREI, LORI, VIPRESIDENTD Control
KRUMREI, LORI, VIPRESIDENTD Control
KRUMREI, LORI, VIPRESIDENTD Control
KRUMREI, LORI, VIPRESIDENTD Control
KRUMREI, LORI, VIPRESIDENTD Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERD Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERD Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERD Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERD Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERD Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERD Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERD Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERD Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERD Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERD Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERD Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERD Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERD Control
KRUMREI, WAYNEICHIEF COMPLIANCE OFFICERD Control
ROSS, DENNIS, EARLIPRESIDENTD Control
ROSS, DENNIS, EARLIPRESIDENTD Control
ROSS, DENNIS, EARLIPRESIDENTD Control
ROSS, RENEE, RAEIVICE PRESIDENTD Control
ROSS, RENEE, RAEIVICE PRESIDENTD Control
ROSS, RENEE, RAEIVICE PRESIDENTD Control
VANHART, LORI, ANNIPORTFOLIO MANAGERB Control
VANHART, LORI, ANNIPORTFOLIO MANAGERB Control
VANHART, LORI, ANNIPORTFOLIO MANAGERB Control

Registrations

Federal

IA
Mar 7, 2019 REGISTERED

Notice Filings (2)

CA OR

Address

1600 SCHOOL ST #101
MORAGA, CA 94556
United States
Phone: 925-376-4712