CROSSROADS INVESTMENT ADVISERS, L.P.

CRD #106150 SEC #801-51897 DALLAS, TX 214-698-2777

SEC Registered

Total AUM

$1.2B

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Partnership
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 20, 2002
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BUSER, JOHN, PAUL	I	CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER	NA	Control
BUSER, JOHN, PAUL	I	CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER	NA	Control
BUSER, JOHN, PAUL	I	CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER	NA	Control
CROSSROADS COMPANIES, L.L.C.	DE	GENERAL PARTNER	NA	Control
CROSSROADS COMPANIES, L.L.C.	DE	GENERAL PARTNER	NA	Control
CROSSROADS INVESTMENT ADVISERS GP, L.L.C.	DE	GENERAL PARTNER	NA	Control
HEPPNER, BRADLEY, KEITH	I	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HEPPNER, BRADLEY, KEITH	I	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
HEPPNER, BRADLEY, KEITH	I	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	NA	Control
SPENCER, RICHARD, VAUGHN	I	PRESIDENT	NA	Control
SPENCER, RICHARD, VAUGHN	I	PRESIDENT	NA	Control
CROSSROADS INVESTMENT COMPANY, L.P.	DE	LIMITED PARTNER	E
CROSSROADS INVESTMENT COMPANY, L.P.	DE	LIMITED PARTNER	E
CROSSROADS INVESTMENT COMPANY, L.P.	DE	LIMITED PARTNER	E

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CROSSROADS CONSOLIDATED COMPANIES, L.L.C.	DE	THE CROSSROADS GROUP, L.P., CROSSROADS INTERESTS, L.P., AND CROSSROADS CONSOLIDATED HOLDINGS, L.P.	F
CROSSROADS CONSOLIDATED COMPANIES, L.L.C.	DE	THE CROSSROADS GROUP, L.P., CROSSROADS INTERESTS, L.P., AND CROSSROADS CONSOLIDATED HOLDINGS, L.P.	F
CROSSROADS CONSOLIDATED COMPANIES, L.L.C.	DE	THE CROSSROADS GROUP, L.P.	F
CROSSROADS CONSOLIDATED HOLDINGS GP, L.L.C.	DE	CROSSROADS CONSOLIDATED HOLDINGS, L.P.	F	Control
HEPPNER, BRADLEY, KEITH	I	HIGHLAND CONSOLIDATED INVESTMENTS, L.L.C.	F	Control
HEPPNER, BRADLEY, KEITH	I	HIGHLAND CONSOLIDATED INVESTMENTS, L.L.C.	F	Control
HEPPNER, BRADLEY, KEITH	I	HIGHLAND CONSOLIDATED INVESTMENTS, L.L.C.	F	Control
HIGHLAND CONSOLIDATED INVESTMENTS, L.L.C.	DE	HIGHLAND CONSOLIDATED, L.P.	F
HIGHLAND CONSOLIDATED INVESTMENTS, L.L.C.	DE	HIGHLAND CONSOLIDATED, L.P.	F
HIGHLAND CONSOLIDATED INVESTMENTS, L.L.C.	DE	HIGHLAND CONSOLIDATED, L.P.	F
HIGHLAND INVESTMENT & BUSINESS COUNSELORS, L.L.C.	DE	CROSSROADS INVESTMENT ADVISERS GP, L.L.C, CROSSROADS CONSOLIDATED COMPANIES, L.L.C., CROSSROADS COMPANIES, L.L.C.	F	Control
HIGHLAND INVESTMENT & BUSINESS COUNSELORS, L.L.C.	DE	CROSSROADS CONSOLIDATED HOLDINGS GP, L.L.C.	F	Control
BISHOP HOLDINGS CORP.	DE	PAUAHI MANAGEMENT CORPORATION	E
BISHOP HOLDINGS CORP.	DE	PAUAHI MANAGEMENT CORPORATION	E
BISHOP HOLDINGS CORP.	DE	PAUAHI MANAGEMENT CORPORATION	E
CROSSROADS COMPANIES, L.L.C.	DE	CROSSROADS INVESTMENT ADVISERS GP, L.L.C.	E
CROSSROADS CONSOLIDATED COMPANIES, L.L.C.	DE	CROSSROADS COMPANIES, L.L.C.	E	Control
CROSSROADS CONSOLIDATED COMPANIES, L.L.C.	DE	CROSSROADS COMPANIES, L.L.C.	E	Control
CROSSROADS CONSOLIDATED COMPANIES, L.L.C.	DE	CROSSROADS COMPANIES, L.L.C.	E	Control
CROSSROADS CONSOLIDATED HOLDINGS, L.P.	DE	CROSSROADS INTERESTS, L.P. AND THE CROSSROADS GROUP, L.P.	E
CROSSROADS CONSOLIDATED HOLDINGS, L.P.	DE	CROSSROADS INTERESTS, L.P. AND THE CROSSROADS GROUP, L.P.	E
CROSSROADS CONSOLIDATED HOLDINGS, L.P.	DE	THE CROSSROADS GROUP, L.P.	E
HEPPNER, BRADLEY, KEITH	I	HIGHLAND INVESTMENT & BUSINESS COUNSELORS, L.L.C.	E	Control
HIGHLAND CONSOLIDATED INVESTMENTS, L.L.C.	DE	CROSSROADS CONSOLIDATED COMPANIES, L.L.C.	E	Control
HIGHLAND CONSOLIDATED INVESTMENTS, L.L.C.	DE	CROSSROADS CONSOLIDATED COMPANIES, L.L.C.	E	Control
HIGHLAND CONSOLIDATED INVESTMENTS, L.L.C.	DE	CROSSROADS CONSOLIDATED COMPANIES, L.L.C.	E	Control
HIGHLAND CONSOLIDATED INVESTMENTS, L.L.C.	DE	CROSSROADS COMPANIES, L.L.C. AND CROSSROADS CONSOLIDATED HOLDINGS GP, L.L.C.	E
HIGHLAND CONSOLIDATED, L.P.	DE	CROSSROADS CONSOLIDATED HOLDINGS, L.P.	E
HIGHLAND CONSOLIDATED, L.P.	DE	CROSSROADS CONSOLIDATED HOLDINGS, L.P.	E
HIGHLAND CONSOLIDATED, L.P.	DE	CROSSROADS CONSOLIDATED HOLDINGS, L.P.	E
KAMEHAMEA ACTIVITIES ASSOCIATION	DE	BISHOP HOLDINGS CORP.	E
KAMEHAMEA ACTIVITIES ASSOCIATION	DE	BISHOP HOLDINGS CORP.	E
KAMEHAMEA ACTIVITIES ASSOCIATION	DE	BISHOP HOLDINGS CORP.	E
KAMEHAMEA SCHOOLS BERNICE PAUAHI BISHOP ESTATE	DE	KAMEHAMEA ACTIVITIES ASSOCIATION	E
KAMEHAMEA SCHOOLS BERNICE PAUAHI BISHOP ESTATE	DE	KAMEHAMEA ACTIVITIES ASSOCIATION	E
KAMEHAMEA SCHOOLS BERNICE PAUAHI BISHOP ESTATE	DE	KAMEHAMEA ACTIVITIES ASSOCIATION	E
BRADLEY K. HEPPNER RETAINED ANNUITY TRUST, BRADLEY K. HEPPNER, TRUSTEE	DE	HIGHLAND CONSOLIDATED, L.P.	D
BRADLEY K. HEPPNER RETAINED ANNUITY TRUST, BRADLEY K. HEPPNER, TRUSTEE	DE	HIGHLAND CONSOLIDATED, L.P.	D
BRADLEY K. HEPPNER RETAINED ANNUITY TRUST, BRADLEY K. HEPPNER, TRUSTEE	DE	HIGHLAND CONSOLIDATED, L.P.	D
THE CROSSROADS GROUP, L.P.	DE	CROSSROADS INVESTMENT COMPANY, L.P.	D	Control
THE CROSSROADS GROUP, L.P.	DE	CROSSROADS INVESTMENT COMPANY, L.P.	D	Control
THE CROSSROADS GROUP, L.P.	DE	CROSSROADS INVESTMENT COMPANY, L.P.	D	Control
HEPPNER, BRADLEY, KEITH	I	HIGHLAND CONSOLIDATED, L.P.	C
HEPPNER, BRADLEY, KEITH	I	HIGHLAND CONSOLIDATED, L.P.	C
HEPPNER, BRADLEY, KEITH	I	HIGHLAND CONSOLIDATED, L.P.	C
PAUAHI MANAGEMENT CORPORATION	DE	CROSSROADS INVESTMENT COMPANY, L.P.	C
PAUAHI MANAGEMENT CORPORATION	DE	CROSSROADS INVESTMENT COMPANY, L.P.	C
PAUAHI MANAGEMENT CORPORATION	DE	CROSSROADS INVESTMENT COMPANY, L.P.	C

Registrations

Federal

Mar 20, 2002 REGISTERED

Notice Filings (1)

Address

1717 MAIN STREET
SUITE 2500
DALLAS, TX 75201
USA

Phone: 214-698-2777