PROSPECT ASSET MANAGEMENT INC
CRD #106178 SEC #801-47749 HONOLULU, HI 808-955-7077
SEC Registered Private Funds Disclosures
Total AUM
$59.2M
Discretionary
$59.2M
Employees
5
Clients
--
Accounts
2
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2019 | $59.2M | $59.2M | $0 | 5 | 2 |
| Mar 2018 | $116.2M | $116.2M | $0 | 5 | 2 |
| Feb 2018 | $121.2M | $121.2M | $0 | 5 | 2 |
| Jul 2017 | $135.8M | $135.8M | $0 | 5 | 1 |
| Apr 2017 | $141.5M | $141.5M | $0 | 5 | 1 |
| Mar 2016 | $172.1M | $172.1M | $0 | 5 | 1 |
| Mar 2015 | $259.5M | $259.5M | $0 | 6 | 1 |
| Mar 2014 | $345.6M | $345.6M | $0 | 6 | 1 |
| Mar 2013 | $302.4M | $302.4M | $0 | 6 | 1 |
| Mar 2012 | $275.8M | $275.8M | $0 | 6 | 1 |
| Dec 2011 | $277.7M | $277.7M | $0 | 6 | 1 |
| Apr 2011 | $277.7M | $277.7M | $0 | 10 | -- |
| Mar 2011 | $277.7M | $277.7M | $0 | 10 | -- |
| May 2010 | $238.5M | $238.5M | $0 | 10 | -- |
| Apr 2010 | $240.5M | $240.5M | $0 | 10 | -- |
| Feb 2009 | $203.2M | $203.2M | $0 | 10 | -- |
| Mar 2008 | $938M | $938M | $0 | -- | -- |
| Mar 2007 | $1.6B | $1.6B | $0 | -- | -- |
| Jan 2007 | $1.7B | $1.7B | $46.6M | -- | -- |
| Mar 2006 | $1.7B | $1.7B | $46.6M | -- | -- |
| Jan 2006 | $912.2M | $906.6M | $5.6M | -- | -- |
| Jan 2006 | $912.2M | $906.6M | $5.6M | -- | -- |
| Dec 2005 | $912.2M | $906.6M | $5.6M | -- | -- |
| Sep 2005 | $912.2M | $906.6M | $5.6M | -- | -- |
| Apr 2004 | $371.1M | $371.1M | $0 | 10 | -- |
| Mar 2004 | $371.1M | $371.1M | $0 | 10 | -- |
DateMar 2019
Total AUM$59.2M
Discretionary$59.2M
Non-Disc.$0
Employees5
Clients2
DateMar 2018
Total AUM$116.2M
Discretionary$116.2M
Non-Disc.$0
Employees5
Clients2
DateFeb 2018
Total AUM$121.2M
Discretionary$121.2M
Non-Disc.$0
Employees5
Clients2
DateJul 2017
Total AUM$135.8M
Discretionary$135.8M
Non-Disc.$0
Employees5
Clients1
DateApr 2017
Total AUM$141.5M
Discretionary$141.5M
Non-Disc.$0
Employees5
Clients1
DateMar 2016
Total AUM$172.1M
Discretionary$172.1M
Non-Disc.$0
Employees5
Clients1
DateMar 2015
Total AUM$259.5M
Discretionary$259.5M
Non-Disc.$0
Employees6
Clients1
DateMar 2014
Total AUM$345.6M
Discretionary$345.6M
Non-Disc.$0
Employees6
Clients1
DateMar 2013
Total AUM$302.4M
Discretionary$302.4M
Non-Disc.$0
Employees6
Clients1
DateMar 2012
Total AUM$275.8M
Discretionary$275.8M
Non-Disc.$0
Employees6
Clients1
DateDec 2011
Total AUM$277.7M
Discretionary$277.7M
Non-Disc.$0
Employees6
Clients1
DateApr 2011
Total AUM$277.7M
Discretionary$277.7M
Non-Disc.$0
Employees10
Clients--
DateMar 2011
Total AUM$277.7M
Discretionary$277.7M
Non-Disc.$0
Employees10
Clients--
DateMay 2010
Total AUM$238.5M
Discretionary$238.5M
Non-Disc.$0
Employees10
Clients--
DateApr 2010
Total AUM$240.5M
Discretionary$240.5M
Non-Disc.$0
Employees10
Clients--
DateFeb 2009
Total AUM$203.2M
Discretionary$203.2M
Non-Disc.$0
Employees10
Clients--
DateMar 2008
Total AUM$938M
Discretionary$938M
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$46.6M
Employees--
Clients--
DateMar 2006
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$46.6M
Employees--
Clients--
DateJan 2006
Total AUM$912.2M
Discretionary$906.6M
Non-Disc.$5.6M
Employees--
Clients--
DateJan 2006
Total AUM$912.2M
Discretionary$906.6M
Non-Disc.$5.6M
Employees--
Clients--
DateDec 2005
Total AUM$912.2M
Discretionary$906.6M
Non-Disc.$5.6M
Employees--
Clients--
DateSep 2005
Total AUM$912.2M
Discretionary$906.6M
Non-Disc.$5.6M
Employees--
Clients--
DateApr 2004
Total AUM$371.1M
Discretionary$371.1M
Non-Disc.$0
Employees10
Clients--
DateMar 2004
Total AUM$371.1M
Discretionary$371.1M
Non-Disc.$0
Employees10
Clients--