GREAT LAKES ADVISORS, INC.
CRD #106179 SEC #801-36915 CHICAGO, IL 312-553-3700
SEC Registered
Total AUM
$2.8B
Discretionary
$2.8B
Employees
--
Clients
--
Accounts
239
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 9, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAGNINA, JOYCE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAGNINA, JOYCE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAGNINA, JOYCE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAGNINA, JOYCE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAGNINA, JOYCE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAGNINA, JOYCE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAGNINA, JOYCE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| COSGROVE, MARGARET, MARY | I | DIRECTOR | NA | |
| CRAMER, ROBERTA, LYNN | I | DIRECTOR OF OPERATIONS | NA | |
| CRAMER, ROBERTA, LYNN | I | DIRECTOR OF OPERATIONS | NA | |
| CRAMER, ROBERTA, LYNN | I | DIRECTOR OF OPERATIONS | NA | |
| FRICE, WELLS, LYNN | DE | EQUITY PORTFOLIO MANGER | NA | |
| FRICE, WELLS, LYNN | DE | EQUITY PORTFOLIO MANGER | NA | |
| FRICE, WELLS, LYNN | I | SHAREHOLDER/EQUITY PORTFOLIO MANAGER | NA | |
| FRICE, WELLS, LYNN | DE | EQUITY PORTFOLIO MANGER | NA | |
| FRICE, WELLS, LYNN | DE | EQUITY PORTFOLIO MANGER | NA | |
| FRICE, WELLS, LYNN | I | SHAREHOLDER/EQUITY PORTFOLIO MANAGER | NA | |
| FRICE, WELLS, LYNN | I | SHAREHOLDER/EQUITY PORTFOLIO MANAGER | NA | |
| FRICE, WELLS, LYNN | DE | EQUITY PORTFOLIO MANGER | NA | |
| FRICE, WELLS, LYNN | DE | EQUITY PORTFOLIO MANGER | NA | |
| FRICE, WELLS, LYNN | DE | EQUITY PORTFOLIO MANGER | NA | |
| FRICE, WELLS, LYNN | DE | EQUITY PORTFOLIO MANGER | NA | |
| FRICE, WELLS, LYNN | DE | EQUITY PORTFOLIO MANGER | NA | |
| FRICE, WELLS, LYNN | DE | EQUITY PORTFOLIO MANGER | NA | |
| FRICE, WELLS, LYNN | DE | EQUITY PORTFOLIO MANGER | NA | |
| GIBBONS, MICHAELEEN | DE | DIRECTOR | NA | |
| GIBBONS, MICHAELEEN | DE | DIRECTOR | NA | |
| GIBBONS, MICHAELEEN | DE | DIRECTOR | NA | |
| GIBBONS, MICHAELEEN | DE | DIRECTOR | NA | |
| GIBBONS, MICHAELEEN | DE | DIRECTOR | NA | |
| GIBBONS, MICHAELEEN | DE | DIRECTOR | NA | |
| GIBBONS, MICHAELEEN | DE | DIRECTOR | NA | |
| GIBBONS, MICHAELEEN | DE | DIRECTOR | NA | |
| GIBBONS, MICHAELEEN | DE | DIRECTOR | NA | |
| GIBBONS, MICHAELEEN | DE | DIRECTOR | NA | |
| GIBBONS, MICHAELEEN | DE | DIRECTOR | NA | |
| JAMES, CROFT, W | I | DIRECTOR | NA | |
| JAMES, CROFT, W | I | DIRECTOR | NA | |
| JAMES, CROFT, W | I | DIRECTOR | NA | |
| JAMES, CROFT, W | I | DIRECTOR | NA | |
| JAMES, CROFT, W | I | DIRECTOR | NA | |
| KELLY, CATHERINE, ANN | DE | DIRECTOR, SALES & MARKETING | NA | |
| KELLY, CATHERINE, ANN | DE | DIRECTOR, SALES & MARKETING | NA | |
| KELLY, CATHERINE, ANN | I | SHAREHOLDER/DIRECTOR, SALES&MARKETING | NA | |
| KELLY, CATHERINE, ANN | DE | DIRECTOR, SALES & MARKETING | NA | |
| KELLY, CATHERINE, ANN | DE | DIRECTOR, SALES & MARKETING | NA | |
| KELLY, CATHERINE, ANN | I | SHAREHOLDER/DIRECTOR, SALES&MARKETING | NA | |
| KELLY, CATHERINE, ANN | I | SHAREHOLDER/DIRECTOR, SALES&MARKETING | NA | |
| KELLY, CATHERINE, ANN | DE | DIRECTOR, SALES & MARKETING | NA | |
| KELLY, CATHERINE, ANN | DE | DIRECTOR, SALES & MARKETING | NA | |
| KELLY, CATHERINE, ANN | DE | DIRECTOR, SALES & MARKETING | NA | |
| KELLY, CATHERINE, ANN | DE | DIRECTOR, SALES & MARKETING | NA | |
| KELLY, CATHERINE, ANN | DE | DIRECTOR, SALES & MARKETING | NA | |
| KELLY, CATHERINE, ANN | DE | DIRECTOR, SALES & MARKETING | NA | |
| KELLY, CATHERINE, ANN | DE | DIRECTOR, SALES & MARKETING | NA | |
| KILEY, THOMAS, REGAN | I | MANAGING DIRECTOR | NA | Control |
| KILEY, THOMAS, REGAN | I | MANAGING DIRECTOR | NA | Control |
| KILEY, THOMAS, REGAN | I | SHAREHOLDER/MANAGING DIRECTOR | NA | Control |
| KILEY, THOMAS, REGAN | I | SHAREHOLDER/MANAGING DIRECTOR | NA | Control |
| LI, CHAWMEI | I | SHAREHOLDER/FIXED INCOME PORTFOLIO MANAGER | NA | |
| LI, CHAWMEI | I | SHAREHOLDER/FIXED INCOME PORTFOLIO MANAGER | NA | |
| LI, CHAWMEI | I | SHAREHOLDER/FIXED INCOME PORTFOLIO MANAGER | NA | |
| LI, CHAWMEI, EMILY | DE | FIXED INCOME PORTFOLIO MANAGER | NA | |
| LI, CHAWMEI, EMILY | DE | FIXED INCOME PORTFOLIO MANAGER | NA | |
| LI, CHAWMEI, EMILY | DE | FIXED INCOME PORTFOLIO MANAGER | NA | |
| LI, CHAWMEI, EMILY | DE | FIXED INCOME PORTFOLIO MANAGER | NA | |
| LI, CHAWMEI, EMILY | DE | FIXED INCOME PORTFOLIO MANAGER | NA | |
| LI, CHAWMEI, EMILY | DE | FIXED INCOME PORTFOLIO MANAGER | NA | |
| LI, CHAWMEI, EMILY | DE | FIXED INCOME PORTFOLIO MANAGER | NA | |
| LI, CHAWMEI, EMILY | DE | FIXED INCOME PORTFOLIO MANAGER | NA | |
| LI, CHAWMEI, EMILY | DE | FIXED INCOME PORTFOLIO MANAGER | NA | |
| LI, CHAWMEI, EMILY | DE | FIXED INCOME PORTFOLIO MANAGER | NA | |
| LI, CHAWMEI, EMILY | DE | FIXED INCOME PORTFOLIO MANAGER | NA | |
| LUDLUM, HEATHER, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUDLUM, HEATHER, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUDLUM, HEATHER, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUDLUM, HEATHER, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHLINDWEIN, TIMOTHY, ALLEN | I | DIRECTOR | NA | |
| SCHLINDWEIN, TIMOTHY, ALLEN | I | DIRECTOR | NA | |
| SCHLINDWEIN, TIMOTHY, ALLEN | I | DIRECTOR | NA | |
| SCHLINDWEIN, TIMOTHY, ALLEN | I | DIRECTOR | NA | |
| SCHLINDWEIN, TIMOTHY, ALLEN | I | DIRECTOR | NA | |
| SCHUMANN III, WILLIAM, HENRY | DE | DIRECTOR | NA | |
| SCHUMANN III, WILLIAM, HENRY | DE | DIRECTOR | NA | |
| SCHUMANN III, WILLIAM, HENRY | DE | DIRECTOR | NA | |
| SCHUMANN III, WILLIAM, HENRY | DE | DIRECTOR | NA | |
| SCHUMANN III, WILLIAM, HENRY | DE | DIRECTOR | NA | |
| SCHUMANN III, WILLIAM, HENRY | DE | DIRECTOR | NA | |
| SCHUMANN III, WILLIAM, HENRY | DE | DIRECTOR | NA | |
| SCHUMANN III, WILLIAM, HENRY | DE | DIRECTOR | NA | |
| SCHUMANN III, WILLIAM, HENRY | DE | DIRECTOR | NA | |
| SCHUMANN III, WILLIAM, HENRY | DE | DIRECTOR | NA | |
| SCHUMANN III, WILLIAM, HENRY | DE | DIRECTOR | NA | |
| SCHUMANN III, WILLIAM, HENRY | DE | DIRECTOR | NA | |
| SCHUMANN III, WILLIAM, HENRY | DE | DIRECTOR | NA | |
| SCHUMANN, WILLIAM, HENRY | I | DIRECTOR | NA | |
| SCHUMANN, WILLIAM, HENRY | I | DIRECTOR | NA | |
| SCHUMANN, WILLIAM, HENRY | I | DIRECTOR | NA | |
| SHERMAN, ROGER HAGA | DE | DIRECTOR | NA | |
| SHERMAN, ROGER HAGA | DE | DIRECTOR | NA | |
| SHERMAN, ROGER HAGA | DE | DIRECTOR | NA | |
| WICKLANDER JR., RAYMOND, OTTO | I | SHAREHOLDER/CHAIRMAN EMERITUS | NA | |
| WICKLANDER JR., RAYMOND, OTTO | I | SHAREHOLDER/CHAIRMAN EMERITUS | NA | |
| WICKLANDER JR., RAYMOND, OTTO | I | SHAREHOLDER/CHAIRMAN EMERITUS | NA | |
| WICKLANDER JR., RAYMOND, OTTO | I | SHAREHOLDER/CHAIRMAN EMERITUS | NA | |
| WICKLANDER JR., RAYMOND, OTTO | I | SHAREHOLDER/CHAIRMAN EMERITUS | NA | |
| WICKLANDER JR., RAYMOND, OTTO | I | SHAREHOLDER/CHAIRMAN EMERITUS | NA | |
| WICKLANDER, JR., RAYMOND, OTTO | DE | SHAREHOLDER/CHAIRMAN EMERITUS | NA | |
| WICKLANDER, JR., RAYMOND, OTTO | DE | SHAREHOLDER/CHAIRMAN EMERITUS | NA | |
| CALKINS, EDWARD, JOSEPH | DE | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | DE | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | I | SHAREHOLDER/MANAGING DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | DE | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | DE | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | I | SHAREHOLDER/MANAGING DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | I | SHAREHOLDER/DIRECTOR/PRESIDENT | C | Control |
| CALKINS, EDWARD, JOSEPH | I | SHAREHOLDER/DIRECTOR/PRESIDENT | C | Control |
| CALKINS, EDWARD, JOSEPH | DE | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | I | SHAREHOLDER/MANAGING DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | DE | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | DE | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | DE | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | DE | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | DE | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | DE | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | DE | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | DE | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | C | Control |
| CALKINS, EDWARD, JOSEPH | I | SHAREHOLDER/MANAGING DIRECTOR/PRESIDENT/TREASURER | C | Control |
| ROST, STEPHEN, WILLIAM | DE | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | DE | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | I | SHAREHOLDER/MANAGING DIRECTOR/CHAIRMAN | C | Control |
| ROST, STEPHEN, WILLIAM | DE | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | DE | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | I | SHAREHOLDER/MANAGING DIRECTOR/CHAIRMAN | C | Control |
| ROST, STEPHEN, WILLIAM | I | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | I | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | DE | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | I | SHAREHOLDER/MANAGING DIRECTOR/CHAIRMAN | C | Control |
| ROST, STEPHEN, WILLIAM | DE | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | DE | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | DE | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | DE | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | DE | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | DE | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | DE | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | DE | SHAREHOLDER/DIRECTOR/SECRETARY | C | Control |
| ROST, STEPHEN, WILLIAM | I | SHAREHOLDER/MANAGING DIRECTOR/CHAIRMAN | C | Control |
| WICKLANDER, JR., RAYMOND, OTTO | DE | SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD | C | Control |
| WICKLANDER, JR., RAYMOND, OTTO | DE | SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD | C | Control |
| WICKLANDER, JR., RAYMOND, OTTO | DE | SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD | C | Control |
| WICKLANDER, JR., RAYMOND, OTTO | DE | SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD | C | Control |
| WICKLANDER, JR., RAYMOND, OTTO | DE | SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD | C | Control |
| WICKLANDER, JR., RAYMOND, OTTO | DE | SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD | C | Control |
| WICKLANDER, JR., RAYMOND, OTTO | DE | SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD | C | Control |
| WICKLANDER, JR., RAYMOND, OTTO | DE | SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD | C | Control |
| WICKLANDER, JR., RAYMOND, OTTO | DE | SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD | C | Control |
| WICKLANDER, JR., RAYMOND, OTTO | DE | SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD | C | Control |
| WICKLANDER, JR., RAYMOND, OTTO | DE | SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD | C | Control |
| KILEY, THOMAS, REGAN | I | SHAREHOLDER/MANAGING DIRECTOR/VICE-PRESIDENT/SECRETARY | B | Control |
| KILEY, THOMAS, REGAN | I | SHAREHOLDER/MANAGING DIRECTOR/VICE-PRESIDENT/SECRETARY | B | Control |
| KILEY, THOMAS, REGAN | I | SHAREHOLDER/MANAGING DIRECTOR/VICE-PRESIDENT/SECRETARY | B | Control |
| KILEY, THOMAS, REGAN | I | SHAREHOLDER/MANAGING DIRECTOR/VICE-PRESIDENT/SECRETARY | B | Control |
Registrations
Federal
IA
Feb 9, 2007 REGISTERED
Notice Filings (4)
IL IN MI WI
Address
123 NORTH WACKER DRIVESUITE 2350
CHICAGO, IL 60606-1735
USA
Phone: 312-553-3700