WEALTHSPIRE ADVISORS LLC
Legal name: WEALTHSPIRE ADVISORS
CRD #106181 SEC #801-49390 NEW YORK, NY (212) 973-1200
SEC Registered
Total AUM
$25.8B
Discretionary
$25.2B
Employees
335
Clients
--
Accounts
8,760
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 25, 2025
- Branch Offices
- 24
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROUDO, AARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROUDO, AARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROUDO, AARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROUDO, AARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROUDO, AARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROUDO, AARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROUDO, AARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| DECARLO, JAMES, EDWIN | I | CHIEF STRATEGIC GROWTH OFFICER | NA | Control |
| DECARLO, JAMES, EDWIN | I | CHIEF STRATEGIC GROWTH OFFICER | NA | Control |
| DECARLO, JAMES, EDWIN | I | CHIEF STRATEGIC GROWTH OFFICER | NA | Control |
| DECARLO, JAMES, EDWIN | I | CHIEF STRATEGIC GROWTH OFFICER | NA | Control |
| DECARLO, JAMES, EDWIN | I | CHIEF STRATEGIC GROWTH OFFICER | NA | Control |
| DECARLO, JAMES, EDWIN | I | CHIEF STRATEGIC GROWTH OFFICER | NA | Control |
| DECARLO, JAMES, EDWIN | I | CHIEF STRATEGIC GROWTH OFFICER | NA | Control |
| DECARLO, JAMES, EDWIN | I | CHIEF STRATEGIC GROWTH OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEL PRIORE, MICHAEL, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | EXECUTIVE VICE PRESIDENT | NA | |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| DELGASS, MICHAEL, NICHOLAS | I | MANAGING DIRECTOR | NA | Control |
| EVAN, MICHAEL, ANDREW | I | DRECTOR | NA | Control |
| EVAN, MICHAEL, ANDREW | I | DRECTOR | NA | Control |
| EVAN, MICHAEL, ANDREW | I | DRECTOR | NA | Control |
| EVAN, MICHAEL, ANDREW | I | DRECTOR | NA | Control |
| EVAN, MICHAEL, ANDREW | I | DRECTOR | NA | Control |
| EVAN, MICHAEL, ANDREW | I | DRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FASANO, CRAIG, MICHAEL | I | SECRETARY | NA | |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FASANO, CRAIG, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FASANO, CRAIG, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FASANO, CRAIG, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| FRIEDMAN, GREGORY, HUGH | I | CHIEF STRATEGY OFFICER | NA | Control |
| FRIEDMAN, GREGORY, HUGH | I | CHIEF STRATEGY OFFICER | NA | Control |
| FRIEDMAN, GREGORY, HUGH | I | CHIEF STRATEGY OFFICER | NA | Control |
| FRIEDMAN, GREGORY, HUGH | I | CHIEF STRATEGY OFFICER | NA | Control |
| GOSS, MICHAEL, EDMOND | I | DIRECTOR | NA | Control |
| HILZENRATH, ROBERT, JAY | I | DIRECTOR | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAMENA, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER, WEALTHSPIRE, LP | NA | Control |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHEIF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHEIF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHEIF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | SENIOR INVESTMENT ADVISOR | NA | |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVY-LEROY, DONNA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | CHIEF INVESTMENT OFFICER | NA | |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LEVY-LEROY, DONNA | I | MANAGING DIRECTOR | NA | Control |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELLE | I | VICE PRESIDENT | NA | |
| LONG, BRAD, Leighton | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MARSON, CRAIG, R. | I | COMPLIANCE MANAGER | NA | |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MOO, VERONICA, EI CHUN | I | DIRECTOR | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MORIARTY, MICHAEL, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, CARL, EDWARD | I | PRESIDENT, WEALTHSPIRE, LP | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| O'MALLEY, EDWARD, GEORGE | I | DIRECTOR | NA | Control |
| Olson, Channing | I | CHIEF OPERATIONS OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, BRIAN, DAVID | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SHACKATANO, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHACKATANO, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHACKATANO, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT & CHIEF OPERATIONS OFFICER | NA | Control |
| SONTAG, ERIC, MATTHEW | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | PRESIDENT | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| SONTAG, HOWARD, VAUGHN | I | SR. MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, S. | DE | DIRECTOR OF FIXED INCOME AND ALTERNATIVES | NA | |
| STANIFORD, MARTHA, S. | DE | DIRECTOR OF FIXED INCOME AND ALTERNATIVES | NA | |
| STANIFORD, MARTHA, S. | DE | EXECUTIVE VICE PRESIDENT | NA | |
| STANIFORD, MARTHA, S. | DE | EXECUTIVE VICE PRESIDENT | NA | |
| STANIFORD, MARTHA, S. | DE | EXECUTIVE VICE PRESIDENT | NA | |
| STANIFORD, MARTHA, S. | DE | EXECUTIVE VICE PRESIDENT | NA | |
| STANIFORD, MARTHA, S. | DE | EXECUTIVE VICE PRESIDENT | NA | |
| STANIFORD, MARTHA, S. | DE | EXECUTIVE VICE PRESIDENT | NA | |
| STANIFORD, MARTHA, S. | DE | EXECUTIVE VICE PRESIDENT | NA | |
| STANIFORD, MARTHA, S. | DE | EXECUTIVE VICE PRESIDENT | NA | |
| STANIFORD, MARTHA, S. | DE | EXECUTIVE VICE PRESIDENT | NA | |
| STANIFORD, MARTHA, S. | DE | DIRECTOR OF FIXED INCOME AND ALTERNATIVES | NA | |
| STANIFORD, MARTHA, S. | DE | DIRECTOR OF FIXED INCOME AND ALTERNATIVES | NA | |
| STANIFORD, MARTHA, S. | DE | DIRECTOR OF FIXED INCOME AND ALTERNATIVES | NA | |
| STANIFORD, MARTHA, S. | DE | EXECUTIVE VICE PRESIDENT | NA | |
| STANIFORD, MARTHA, SIMPSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STANIFORD, MARTHA, SIMPSON | I | MANAGING DIRECTOR | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| STASTNEY, HOYT, RONALD | I | CHIEF LEGAL OFFICER | NA | Control |
| VITALE, JOSEPH, V | I | MANAGER TRADING & OPERATIONS | NA | |
| WESLEY R. JANEWAY | DE | ANALYST - CFA | NA | |
| WESLEY R. JANEWAY | DE | ANALYST - CFA | NA | |
| WESLEY R. JANEWAY | DE | ANALYST - CFA | NA | |
| WESLEY R. JANEWAY | DE | ANALYST - CFA | NA | |
| WESLEY R. JANEWAY | DE | ANALYST - CFA | NA | |
| ZUCCARO, ROBERT, STEVEN | I | DIRECTOR | NA | Control |
| ZUCCARRO, ROBERT, STEVEN | I | DIRECTOR | NA | Control |
| ZUCCARRO, ROBERT, STEVEN | I | DIRECTOR | NA | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | MEMBER,LLC | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | MEMBER,LLC | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| NFP CORP. | DE | SHAREHOLDER | E | Control |
| SONTAG, HOWARD, VAUGHN | I | MANAGING MEMBER | E | Control |
| SONTAG, HOWARD, VAUGHN | I | MANAGING MEMBER | E | Control |
| SONTAG, HOWARD, VAUGHN | I | MANAGING MEMBER | E | Control |
| SONTAG, HOWARD, VAUGHN | I | MANAGING MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
| WEALTHSPIRE HOLDINGS, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | PATRIOT SPV GP, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | PATRIOT SPV GP, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | PATRIOT SPV GP, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | PATRIOT SPV GP, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | PATRIOT SPV GP, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | PATRIOT SPV GP, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | PATRIOT SPV GP, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | PATRIOT SPV GP, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | PATRIOT SPV GP, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | PATRIOT SPV GP, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | PATRIOT SPV GP, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| PATRIOT SPV GP, L.P. | DE | PATRIOT SPV, L.P. | F | Control |
| PATRIOT SPV GP, L.P. | DE | PATRIOT SPV, L.P. | F | Control |
| PATRIOT SPV GP, L.P. | DE | PATRIOT SPV, L.P. | F | Control |
| PATRIOT SPV GP, L.P. | DE | PATRIOT SPV, L.P. | F | Control |
| PATRIOT SPV GP, L.P. | DE | PATRIOT SPV, L.P. | F | Control |
| PATRIOT SPV GP, L.P. | DE | PATRIOT SPV, L.P. | F | Control |
| PATRIOT SPV GP, L.P. | DE | PATRIOT SPV, L.P. | F | Control |
| PATRIOT SPV GP, L.P. | DE | PATRIOT SPV, L.P. | F | Control |
| PATRIOT SPV GP, L.P. | DE | PATRIOT SPV, L.P. | F | Control |
| PATRIOT SPV GP, L.P. | DE | PATRIOT SPV, L.P. | F | Control |
| PATRIOT SPV GP, L.P. | DE | PATRIOT SPV, L.P. | F | Control |
| AON, PLC | FE | RANDOLPH FINANCE UNLIMITED COMPANY | E | Control |
| AON, PLC | FE | RANDOLPH FINANCE UNLIMITED COMPANY | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| NFP CORP. | DE | WEALTHSPIRE HOLDINGS, LLC | E | Control |
| NFP CORP. | DE | WEALTHSPIRE HOLDINGS, LLC | E | Control |
| NFP CORP. | DE | WEALTHSPIRE HOLDINGS, LLC | E | Control |
| NFP CORP. | DE | WEALTHSPIRE HOLDINGS, LLC | E | Control |
| NFP CORP. | DE | WEALTHSPIRE HOLDINGS, LLC | E | Control |
| NFP CORP. | DE | WEALTHSPIRE HOLDINGS, LLC | E | Control |
| NFP CORP. | DE | WEALTHSPIRE HOLDINGS, LLC | E | Control |
| NFP CORP. | DE | WEALTHSPIRE HOLDINGS, LLC | E | Control |
| NFP CORP. | DE | WEALTHSPIRE HOLDINGS, LLC | E | Control |
| NFP CORP. | DE | WEALTHSPIRE HOLDINGS, LLC | E | Control |
| NFP CORP. | DE | WEALTHSPIRE HOLDINGS, LLC | E | Control |
| NFP CORP. | DE | WEALTHSPIRE HOLDINGS, LLC | E | Control |
| NFP CORP. | DE | WEALTHSPIRE HOLDINGS, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS A. CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP INTERMEDIATE HOLDINGS B. CORP. | DE | NFP CORP. | E | Control |
| NFP PARENT CO, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP PARENT CO, LLC | DE | NFP INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ULTIMATE HOLDINGS, LLC | DE | NFP HOLDINGS, LLC | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| RANDOLPH ACQUISITION CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| RANDOLPH ACQUISITION CORP. | DE | NFP INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| RANDOLPH FINANCE UNLIMITED COMPANY | FE | RANDOLPH ACQUISITION CORP. | E | Control |
| RANDOLPH FINANCE UNLIMITED COMPANY | FE | RANDOLPH ACQUISITION CORP. | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| PATRIOT SPV, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| PATRIOT SPV, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| PATRIOT SPV, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| PATRIOT SPV, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| PATRIOT SPV, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| PATRIOT SPV, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| PATRIOT SPV, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| PATRIOT SPV, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| PATRIOT SPV, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| PATRIOT SPV, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
| PATRIOT SPV, L.P. | DE | NFP ULTIMATE HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Nov 25, 2025 REGISTERED
Notice Filings (51)
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Address
521 FIFTH AVENUE15TH FLOOR
NEW YORK, NY 10175
United States
Phone: (212) 973-1200