VICTORY CAPITAL MANAGEMENT INC.
CRD #106189 SEC #801-46878 SAN ANTONIO, TX 877-660-4400
SEC Registered Private Funds
Total AUM
$152.3B
Discretionary
$152.3B
Employees
460
Clients
--
Accounts
2,566
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 10, 2025
- Branch Offices
- 8
- LEI
- 549300YNO08S1SH3I683
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AVENI, ANTHONY | I | DIRECTOR, CIO & SENIOR MANAGING DIRECTOR | NA | Control |
| AVENI, ANTHONY | I | DIRECTOR, CIO & SENIOR MANAGING DIRECTOR | NA | Control |
| AVENI, ANTHONY | I | DIRECTOR, CIO & SENIOR MANAGING DIRECTOR | NA | Control |
| AVENI, ANTHONY | I | DIRECTOR, CIO & SENIOR MANAGING DIRECTOR | NA | Control |
| AVENI, ANTHONY | I | DIRECTOR, CIO & SENIOR MANAGING DIRECTOR | NA | Control |
| AVENI, ANTHONY | I | DIRECTOR, CIO & SENIOR MANAGING DIRECTOR | NA | Control |
| BABIN, LAWRENCE, GELLER | I | CIO, DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO, DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO, DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO, DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO, DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO, DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO, DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO, DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO, DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO, DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO, DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO, DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BABIN, LAWRENCE, GELLER | I | CIO - DIVERSIFIED PRODUCT | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BETCHKAL, GREGORY, JOHN | I | DIRECTOR | NA | |
| BLACK, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | TREASURER/CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | TREASURER/CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | TREASURER/CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | TREASURER/CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | TREASURER/CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | TREASURER/CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | TREASURER/CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | TREASURER/CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| BLACK, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| BLAKE, WILLIAM, JOSEPH | I | SECRETARY | NA | |
| BLAKE, WILLIAM, JOSEPH | I | SECRETARY | NA | |
| BLAKE, WILLIAM, JOSEPH | I | SECRETARY | NA | |
| BLAKE, WILLIAM, JOSEPH | I | SECRETARY | NA | |
| BLAKE, WILLIAM, JOSEPH | I | SECRETARY | NA | |
| BLAKE, WILLIAM, JOSEPH | I | SECRETARY | NA | |
| BLAKE, WILLIAM, JOSEPH | I | SECRETARY | NA | |
| BLAKE, WILLIAM, JOSEPH | I | SECRETARY | NA | |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR AND COO | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, COO | NA | Control |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR AND COO | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, COO | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, COO | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, COO | NA | Control |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR AND COO | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, COO | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, COO | NA | Control |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR AND COO, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, COO | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, COO | NA | Control |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR AND COO | NA | Control |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR AND COO | NA | Control |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR AND COO | NA | Control |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR AND COO | NA | Control |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR AND COO | NA | Control |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR AND COO | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, COO | NA | Control |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR AND COO, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR AND COO | NA | Control |
| BROWN, DAVID, CRAIG | I | PRESIDENT - INVESTMENT & OPERATIONS AND COO, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | PRESIDENT - INVESTMENT & OPERATIONS AND COO, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | SENIOR MANAGING DIRECTOR AND COO, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, CHAIRMAN | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, COO | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, COO | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, COO | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, CHAIRMAN | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, CHAIRMAN | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, CHAIRMAN | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, CHAIRMAN | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, CHAIRMAN | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, CHAIRMAN | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, CHAIRMAN | NA | Control |
| BROWN, DAVID, CRAIG | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT, CHAIRMAN | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BROWN, DAVID, CRAIG | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BULLOCH, STEVEN, N | I | ASSISTANT SECRETARY | NA | |
| BULLOCH, STEVEN, N | I | ASSISTANT SECRETARY | NA | |
| BULLOCH, STEVEN, N | I | ASSISTANT SECRETARY | NA | |
| BULLOCH, STEVEN, N | I | ASSISTANT SECRETARY | NA | |
| BUNN, THOMAS, WARE | I | BOARD MEMBER | NA | |
| BUONCORE, RICHARD, JAMES | I | DIRECTOR, PRESIDENT, CEO & SENIOR MANAGING DIRECTOR | NA | Control |
| BUONCORE, RICHARD, JAMES | I | DIRECTOR, PRESIDENT, CEO & SENIOR MANAGING DIRECTOR | NA | Control |
| BUONCORE, RICHARD, JAMES | I | DIRECTOR, PRESIDENT, CEO & SENIOR MANAGING DIRECTOR | NA | Control |
| BUONCORE, RICHARD, JAMES | I | DIRECTOR, PRESIDENT, CEO & SENIOR MANAGING DIRECTOR | NA | Control |
| BUONCORE, RICHARD, JAMES | I | DIRECTOR, CEO & SENIOR MANAGING DIRECTOR | NA | Control |
| BUONCORE, RICHARD, JAMES | I | DIRECTOR, PRESIDENT, CEO & SENIOR MANAGING DIRECTOR | NA | Control |
| BUONCORE, RICHARD, JAMES | I | DIRECTOR, PRESIDENT, CEO & SENIOR MANAGING DIRECTOR | NA | Control |
| CAVALIER, HOLLY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAVALIER, HOLLY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAVALIER, HOLLY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAVALIER, HOLLY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAVALIER, HOLLY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAVALIER, HOLLY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAVALIER, HOLLY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAVALIER, HOLLY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAVALIER, HOLLY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAVALIER, HOLLY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAVALIER, HOLLY, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLIFF, KELLY, STEVENSON | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| CLIFF, KELLY, STEVENSON | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| CLIFF, KELLY, STEVENSON | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| CLIFF, KELLY, STEVENSON | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| CLUTTERBUCK, ROBERT, THOMAS | I | DIRECTOR | NA | Control |
| CLUTTERBUCK, ROBERT, THOMAS | I | DIRECTOR | NA | Control |
| CLUTTERBUCK, ROBERT, THOMAS | I | DIRECTOR | NA | Control |
| CLUTTERBUCK, ROBERT, THOMAS | I | DIRECTOR | NA | Control |
| CORNISH, HEIDI, LEE | I | CIO - MORTGAGE INVESTMENTS | NA | |
| CORNISH, HEIDI, LEE | I | CIO - MORTGAGE INVESTMENTS | NA | |
| CORNISH, HEIDI, LEE | I | CIO - MORTGAGE INVESTMENTS | NA | |
| CORNISH, HEIDI, LEE | I | CIO - MORTGAGE INVESTMENTS | NA | |
| CORNISH, HEIDI, LEE | I | CIO - MORTGAGE INVESTMENTS | NA | |
| CORNISH, HEIDI, LEE | I | CIO - MORTGAGE INVESTMENTS | NA | |
| CORNISH, HEIDI, LEE | I | CIO - MORTGAGE INVESTMENTS | NA | |
| CORNISH, HEIDI, LEE | I | CIO - MORTGAGE INVESTMENTS | NA | |
| CORNISH, HEIDI, LEE | I | CIO - MORTGAGE INVESTMENTS | NA | |
| CORNISH, HEIDI, LEE | I | CIO - MORTGAGE INVESTMENTS | NA | |
| CORNISH, HEIDI, LEE | I | CIO - MORTGAGE INVESTMENTS | NA | |
| CORNISH, HEIDI, LEE | I | CIO - MORTGAGE INVESTMENTS | NA | |
| CORNISH, HEIDI, LEE | I | CIO - MORTGAGE INVESTMENTS | NA | |
| COWPERTHWAIT, JAMES, BROWN | I | CIO, NEWBRIDGE DIVISION | NA | |
| COWPERTHWAIT, JAMES, BROWN | I | CIO, NEWBRIDGE DIVISION | NA | |
| COWPERTHWAIT, JAMES, BROWN | I | CIO, NEWBRIDGE DIVISION | NA | |
| Cilff, Kelly, Stevenson | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| Cilff, Kelly, Stevenson | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| Cilff, Kelly, Stevenson | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| Cilff, Kelly, Stevenson | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| Cilff, Kelly, Stevenson | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| Cilff, Kelly, Stevenson | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| Cilff, Kelly, Stevenson | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| Cilff, Kelly, Stevenson | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| Cilff, Kelly, Stevenson | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| Cilff, Kelly, Stevenson | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| Cilff, Kelly, Stevenson | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| Cilff, Kelly, Stevenson | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| Cilff, Kelly, Stevenson | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| Cilff, Kelly, Stevenson | I | PRESIDENT, INVESTMENT FRANCHISES | NA | Control |
| DILBONE, STEPHEN, CURTIS | I | SENIOR MANAGING DIRECTOR | NA | Control |
| DILBONE, STEPHEN, CURTIS | I | SENIOR MANAGING DIRECTOR | NA | Control |
| DILBONE, STEPHEN, CURTIS | I | SENIOR MANAGING DIRECTOR | NA | Control |
| DILBONE, STEPHEN, CURTIS | I | SENIOR MANAGING DIRECTOR | NA | Control |
| DUGAS, RONALD, J. | I | DIRECTOR | NA | |
| DUNKERLEY, GARY, PATRICK | I | CIO, MIDCAP VALUE | NA | |
| DUNKERLEY, GARY, PATRICK | I | CIO, MIDCAP VALUE | NA | |
| DUNKERLEY, GARY, PATRICK | I | CIO, MIDCAP VALUE | NA | |
| EWALD, GREGORY, JAMES | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| EWALD, GREGORY, JAMES | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| EWALD, GREGORY, JAMES | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| EWALD, GREGORY, JAMES | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| EWALD, GREGORY, JAMES | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| EWALD, GREGORY, JAMES | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| EWALD, GREGORY, JAMES | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| EWALD, GREGORY, JAMES | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| FARRELL, VINCENT, DEPAUL | I | CIO & SENIOR MANAGING DIRECTOR | NA | |
| FARRELL, VINCENT, DEPAUL | I | CIO & SENIOR MANAGING DIRECTOR | NA | |
| FARRELL, VINCENT, DEPAUL | I | CIO & SENIOR MANAGING DIRECTOR | NA | |
| FARRELL, VINCENT, DEPAUL | I | SENIOR MANAGING DIRECTOR | NA | |
| FARRELL, VINCENT, DEPAUL | I | SENIOR MANAGING DIRECTOR | NA | |
| FARRELL, VINCENT, DEPAUL | I | SENIOR MANAGING DIRECTOR | NA | |
| FARRELL, VINCENT, DEPAUL | I | CIO & SENIOR MANAGING DIRECTOR | NA | |
| FOISEL, JR., MICHAEL | I | ASSISTANT TREASURER | NA | |
| FOISEL, JR., MICHAEL | I | ASSISTANT TREASURER | NA | |
| FOISEL, JR., MICHAEL | I | ASSISTANT TREASURER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CCO | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CCO | NA | |
| FOX, KENNETH, FLOYD | I | CCO | NA | |
| FOX, KENNETH, FLOYD | I | CCO | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CCO | NA | |
| FOX, KENNETH, FLOYD | I | CCO | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CCO | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, KENNETH, FLOYD | I | CCO | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| FOX, KENNETH, FLOYD | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| GARRETT, BARRY, STEFAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARRETT, BARRY, STEFAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARRETT, BARRY, STEFAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARRETT, BARRY, STEFAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARRETT, BARRY, STEFAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARRETT, BARRY, STEFAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARRETT, BARRY, STEFAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARRETT, BARRY, STEFAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARRETT, BARRY, STEFAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GLOBITS, LESLIE, Z | I | CHIEF INVESTMENT OFFICER | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GLOBITS, LESLIE, Z | I | CIO - MID CAP PRODUCT | NA | |
| GRANDSTAFF, LINDA, A | I | DIRECTOR | NA | |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| GUPTA, NINA | I | CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| HEISLER, ROBERT, BAUMAN | I | DIRECTOR | NA | Control |
| HEISLER, ROBERT, BAUMAN | I | DIRECTOR | NA | Control |
| HEISLER, ROBERT, BAUMAN | I | DIRECTOR | NA | Control |
| HENRY, WALTER, JOHN | I | CIO, SBSF DIVISION | NA | |
| HENRY, WALTER, JOHN | I | CIO, SBSF DIVISION | NA | |
| HENRY, WALTER, JOHN | I | CIO, SBSF DIVISION | NA | |
| HENRY, WALTER, JOHN | I | CIO, SBSF DIVISION | NA | |
| JANUS, RICHARD, LEWIS | I | CIO, CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO, CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO, CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO, CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO, CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO, CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO, CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO, CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO, CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO, CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO, CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO, CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| JANUS, RICHARD, LEWIS | I | CIO - CONVERTIBLE SECURITIES PRODUCT | NA | |
| KACIC, JAMES, D. | I | CAO, CFO & SENIOR MANAGING DIRECTOR | NA | |
| KACIC, JAMES, D. | I | CAO, CFO, CCO & SENIOR MANAGING DIRECTOR | NA | |
| KACIC, JAMES, D. | I | CAO, & SENIOR MANAGING DIRECTOR | NA | |
| KACIC, JAMES, D. | I | CAO, & SENIOR MANAGING DIRECTOR | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KINNEY, COLIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KNERR, MATTHIAS, ACHIM | I | CIO - INTERNATIONAL LARGE CAP EQUITY | NA | |
| KOURY, CYNTHIA, GARDNER | I | CIO, BALANCED | NA | |
| KOURY, CYNTHIA, GARDNER | I | CIO, BALANCED | NA | |
| KOURY, CYNTHIA, GARDNER | I | CIO, BALANCED | NA | |
| KOURY, CYNTHIA, GARDNER | I | CIO, BALANCED | NA | |
| KOURY, CYNTHIA, GARDNER | I | CIO, BALANCED | NA | |
| KOURY, CYNTHIA, GARDNER | I | CIO, BALANCED | NA | |
| KOURY, CYNTHIA, GARDNER | I | CIO, BALANCED | NA | |
| KOURY, CYNTHIA, GARDNER | I | CIO, BALANCED | NA | |
| KOURY, CYNTHIA, GARDNER | I | CIO, BALANCED | NA | |
| KOURY, CYNTHIA, GARDNER | I | CIO, BALANCED | NA | |
| KOURY, CYNTHIA, GARDNER | I | CIO, BALANCED | NA | |
| KOURY, CYNTHIA, GARDNER | I | CIO, BALANCED | NA | |
| LINDSAY, MARGARET | I | CIO, INTERNATIONAL | NA | |
| LINDSAY, MARGARET | I | CIO, INTERNATIONAL | NA | |
| LINDSAY, MARGARET | I | CIO, INTERNATIONAL | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO, INTERNATIONAL | NA | |
| LINDSAY, MARGARET | I | CIO, INTERNATIONAL | NA | |
| LINDSAY, MARGARET | I | CIO, INTERNATIONAL | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO, INTERNATIONAL | NA | |
| LINDSAY, MARGARET | I | CIO, INTERNATIONAL | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO, INTERNATIONAL | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| LINDSAY, MARGARET | I | CIO - INTERNATIONAL SMALL CAP EQUITY | NA | |
| MARONAK, ERICK, FABIAN | I | CIO, NEWBRIDGE DIVISION | NA | |
| MARONAK, ERICK, FABIAN | I | CIO, NEWBRIDGE DIVISION | NA | |
| MARONAK, ERICK, FABIAN | I | CIO, NEWBRIDGE DIVISION | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO, NEWBRIDGE DIVISION | NA | |
| MARONAK, ERICK, FABIAN | I | CIO, NEWBRIDGE DIVISION | NA | |
| MARONAK, ERICK, FABIAN | I | CIO, NEWBRIDGE DIVISION | NA | |
| MARONAK, ERICK, FABIAN | I | CIO, NEWBRIDGE DIVISION | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO, NEWBRIDGE DIVISION | NA | |
| MARONAK, ERICK, FABIAN | I | CIO LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO, NEWBRIDGE DIVISION | NA | |
| MARONAK, ERICK, FABIAN | I | CIO LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MARONAK, ERICK, FABIAN | I | CIO - LARGE CAP GROWTH | NA | |
| MATHES, CHARLES, B | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHES, CHARLES, B | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATHES, CHARLES, B | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, GARY, HOWARD | I | CIO, SMALL CAP | NA | |
| MILLER, GARY, HOWARD | I | CIO, SMALL CAP | NA | |
| MILLER, GARY, HOWARD | I | CIO, SMALL CAP | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO, SMALL CAP | NA | |
| MILLER, GARY, HOWARD | I | CIO, SMALL CAP | NA | |
| MILLER, GARY, HOWARD | I | CIO, SMALL CAP | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO, SMALL CAP | NA | |
| MILLER, GARY, HOWARD | I | CIO, SMALL CAP | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO, SMALL CAP | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| MILLER, GARY, HOWARD | I | CIO - SMALL CAP PRODUCT | NA | |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | PRESIDENT - GLOBAL DISTRIBUTION | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | PRESIDENT - GLOBAL DISTRIBUTION | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | PRESIDENT, DIRECTOR | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | PRESIDENT, DIRECTOR | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | PRESIDENT, DIRECTOR | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | PRESIDENT, DIRECTOR | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | PRESIDENT, DIRECTOR | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | PRESIDENT, DIRECTOR | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | CO-CHIEF EXECUTIVE OFFICER, CO-PRESIDENT | NA | Control |
| OHMACHT, CHRISTOPHER, A | I | PRESIDENT, DIRECTOR | NA | Control |
| PELAIA, ERNEST, C | I | CIO - PASSIVE INVESTMENTS | NA | |
| PELAIA, ERNEST, C | I | CIO - PASSIVE INVESTMENTS | NA | |
| PELAIA, ERNEST, C | I | CIO - PASSIVE INVESTMENTS | NA | |
| PELAIA, ERNEST, C | I | CIO - PASSIVE INVESTMENTS | NA | |
| PELAIA, ERNEST, C | I | CIO - PASSIVE INVESTMENTS | NA | |
| PELAIA, ERNEST, C | I | CIO - PASSIVE INVESTMENTS | NA | |
| PELAIA, ERNEST, C | I | CIO - PASSIVE INVESTMENTS | NA | |
| PELAIA, ERNEST, C | I | CIO - PASSIVE INVESTMENTS | NA | |
| PELAIA, ERNEST, C | I | CIO - PASSIVE INVESTMENTS | NA | |
| PELAIA, ERNEST, C | I | CIO - PASSIVE INVESTMENTS | NA | |
| PELAIA, ERNEST, C | I | CIO - PASSIVE INVESTMENTS | NA | |
| PELAIA, ERNEST, C | I | CIO - PASSIVE INVESTMENTS | NA | |
| PELAIA, ERNEST, C | I | CIO - PASSIVE INVESTMENTS | NA | |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | SENIOR MANAGING DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | SENIOR MANAGING DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | SENIOR MANAGING DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | SENIOR MANAGING DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | SENIOR MANAGING DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | SENIOR MANAGING DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | SENIOR MANAGING DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | SENIOR MANAGING DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | SENIOR MANAGING DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, TREASURER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, TREASURER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, TREASURER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, TREASURER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | CHIEF OPERATING OFFICER, TREASURER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| POLICARPO, MICHAEL, DENNIS | I | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF INVESTMENTS | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF INVESTMENTS | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF INVESTMENTS | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF INVESTMENTS | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF INVESTMENTS | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES, DIRECTOR | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF INVESTMENTS, DIRECTOR | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES, DIRECTOR | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES, DIRECTOR | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF INVESTMENTS, DIRECTOR | NA | |
| RIVER, GREGORY, NATHAN | I | HEAD OF EQUITIES, DIRECTOR | NA | |
| ROSMARIN, JOSEPH | I | DIRECTOR | NA | |
| ROSMARIN, JOSEPH | I | DIRECTOR | NA | |
| ROSMARIN, JOSEPH | I | DIRECTOR | NA | |
| ROSMARIN, JOSEPH | I | DIRECTOR | NA | |
| ROSMARIN, JOSEPH | I | DIRECTOR | NA | |
| ROSMARIN, JOSEPH | I | DIRECTOR | NA | |
| ROSMARIN, JOSEPH | I | DIRECTOR | NA | |
| ROSMARIN, JOSEPH | I | DIRECTOR | NA | |
| ROSMARIN, JOSEPH | I | DIRECTOR | NA | |
| RUCH, CRAIG, EVERETT | I | CIO - FIXED INCOME PRODUCT | NA | |
| RUCH, CRAIG, EVERETT | I | CIO - FIXED INCOME PRODUCT | NA | |
| RUCH, CRAIG, EVERETT | I | CIO - FIXED INCOME PRODUCT, DIRECTOR | NA | |
| RUCH, CRAIG, EVERETT | I | CIO - FIXED | NA | |
| RUCH, CRAIG, EVERETT | I | CIO - FIXED INCOME PRODUCT | NA | |
| RUCH, CRAIG, EVERETT | I | CIO - FIXED | NA | |
| RUCH, CRAIG, EVERETT | I | CIO - FIXED | NA | |
| RUCH, CRAIG, EVERETT | I | CIO - FIXED INCOME PRODUCT, DIRECTOR | NA | |
| RUCH, CRAIG, EVERETT | I | CIO - FIXED | NA | |
| RUCH, CRAIG, EVERETT | I | CIO - FIXED INCOME PRODUCT, DIRECTOR | NA | |
| RUCH, CRAIG, EVERETT | I | CIO - FIXED INCOME PRODUCT, DIRECTOR | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO, INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO, INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO, INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO, INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO, INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO, INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO, INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO, INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO, INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO, INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO, INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO, INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SACHDEVA, ARVIND, KUMAR | I | CIO - INTRINSIC VALUE PRODUCT | NA | |
| SAVVAS, CATHERINE, HEIDT | I | CFO | NA | |
| SAVVAS, CATHERINE, REILLY | I | CFO | NA | |
| SAVVAS, CATHERINE, REILLY | I | CFO | NA | |
| SCHARICH, PETER, WAYNE | I | TREASURER/CHIEF FINANCIAL OFFICER | NA | |
| SCHARICH, PETER, WAYNE | I | CFO | NA | |
| SCHARICH, PETER, WAYNE | I | CFO | NA | |
| SCHARICH, PETER, WAYNE | I | CFO | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| SCHARICH, PETER, WAYNE | I | TREASURER/CHIEF FINANCIAL OFFICER | NA | |
| SCHARICH, PETER, WAYNE | I | TREASURER/CHIEF FINANCIAL OFFICER | NA | |
| SCHARICH, PETER, WAYNE | I | TREASURER/CHIEF FINANCIAL OFFICER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| SCHARICH, PETER, WAYNE | I | CHIEF FINANCIAL OFFICER/TREASURER | NA | |
| SCHOSSER, DOUG | I | CFO | NA | |
| SEAY, THOMAS, MERRELL | I | CIO, FIXED INCOME | NA | |
| SEAY, THOMAS, MERRELL | I | CIO, FIXED INCOME | NA | |
| SEAY, THOMAS, MERRELL | I | CIO, FIXED INCOME | NA | |
| SEAY, THOMAS, MERRELL | I | CIO | NA | |
| SEAY, THOMAS, MERRELL | I | CIO, FIXED INCOME | NA | |
| SEAY, THOMAS, MERRELL | I | CIO, FIXED INCOME | NA | |
| SEAY, THOMAS, MERRELL | I | CIO, FIXED INCOME | NA | |
| SEAY, THOMAS, MERRELL | I | CIO, FIXED INCOME | NA | |
| SEAY, THOMAS, MERRELL | I | CIO, FIXED INCOME | NA | |
| SEBALLOS, LISA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| SEBALLOS, LISA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| SEBALLOS, LISA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| SEBALLOS, LISA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| SEBALLOS, LISA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| SEBALLOS, LISA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| SEBALLOS, LISA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| SEBALLOS, LISA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| SEBALLOS, LISA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| SPEARS, WILLIAM, GERLI | I | DIRECTOR, CHAIRMAN & SENIOR MANAGING DIRECTOR | NA | |
| SPEARS, WILLIAM, GERLI | I | DIRECTOR, CHAIRMAN & SENIOR MANAGING DIRECTOR | NA | |
| SPEARS, WILLIAM, GERLI | I | DIRECTOR, CHAIRMAN & SENIOR MANAGING DIRECTOR | NA | |
| SULLIVAN, TERENCE, FRANCIS | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, MARK, HUNTER | I | CAO | NA | |
| SUMMERS, WILLIAM, BAYNE | I | BOARD MEMBER | NA | |
| SWAIN, LORI | I | CHIEF ADMINSTRATIVE OFFICER | NA | |
| SWAIN, LORI | I | CHIEF ADMINSTRATIVE OFFICER | NA | |
| SWAIN, LORI | I | CHIEF ADMINSTRATIVE OFFICER | NA | |
| SWAIN, LORI | I | CHIEF ADMINSTRATIVE OFFICER | NA | |
| SWAIN, LORI | I | CHIEF ADMINSTRATIVE OFFICER | NA | |
| SWAIN, LORI | I | CHIEF ADMINSTRATIVE OFFICER | NA | |
| SWAIN, LORI | I | CHIEF ADMINSTRATIVE OFFICER | NA | |
| SWAIN, LORI | I | CHIEF ADMINSTRATIVE OFFICER | NA | |
| SWAIN, LORI | I | CHIEF ADMINSTRATIVE OFFICER | NA | |
| TOFT, PAUL, ALLEN | I | CIO - MUNICIPAL INVESTMENTS | NA | |
| TOFT, PAUL, ALLEN | I | CIO - MUNICIPAL INVESTMENTS | NA | |
| TOFT, PAUL, ALLEN | I | CIO - MUNICIPAL INVESTMENTS | NA | |
| TOFT, PAUL, ALLEN | I | CIO - MUNICIPAL INVESTMENTS | NA | |
| TOFT, PAUL, ALLEN | I | CIO - MUNICIPAL INVESTMENTS | NA | |
| TOFT, PAUL, ALLEN | I | CIO - MUNICIPAL INVESTMENTS | NA | |
| TOFT, PAUL, ALLEN | I | CIO - MUNICIPAL INVESTMENTS | NA | |
| TOFT, PAUL, ALLEN | I | CIO - MUNICIPAL INVESTMENTS | NA | |
| TOFT, PAUL, ALLEN | I | CIO - MUNICIPAL INVESTMENTS | NA | |
| TOFT, PAUL, ALLEN | I | CIO - MUNICIPAL INVESTMENTS | NA | |
| TOFT, PAUL, ALLEN | I | CIO - MUNICIPAL INVESTMENTS | NA | |
| TOFT, PAUL, ALLEN | I | CIO - MUNICIPAL INVESTMENTS | NA | |
| TOFT, PAUL, ALLEN | I | CIO - MUNICIPAL INVESTMENTS | NA | |
| TURNER, BRADLEY, EARL | I | DIRECTOR, COO, CCO AND SENIOR MANAGING DIRECTOR | NA | Control |
| TURNER, BRADLEY, EARL | I | DIRECTOR, COO, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TURNER, BRADLEY, EARL | I | DIRECTOR, COO, AND SENIOR MANAGING DIRECTOR | NA | Control |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | |
| WAGNER, ROBERT, LEONARD | I | CHAIRMAN | NA | Control |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | Control |
| WAGNER, ROBERT, LEONARD | I | CHAIRMAN | NA | Control |
| WAGNER, ROBERT, LEONARD | I | CHAIRMAN | NA | Control |
| WAGNER, ROBERT, LEONARD | I | CHAIRMAN | NA | Control |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | Control |
| WAGNER, ROBERT, LEONARD | I | CHAIRMAN EMERITUS | NA | Control |
| WAGNER, ROBERT, LEONARD | I | CHAIRMAN EMERITUS | NA | Control |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT | NA | |
| WAGNER, ROBERT, LEONARD | I | CHAIRMAN | NA | Control |
| WAGNER, ROBERT, LEONARD | I | CHAIRMAN | NA | Control |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | Control |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | |
| WAGNER, ROBERT, LEONARD | I | CHAIRMAN | NA | Control |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO | NA | Control |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| WAGNER, ROBERT, LEONARD | I | PRESIDENT & CEO, DIRECTOR | NA | Control |
| WAGNER, ROBERT, LEONARD | I | CHAIRMAN | NA | Control |
| WAGNER, ROBERT, LEONARD | I | CHAIRMAN | NA | Control |
| WESSELKAMPER, CHARLES, STEPHEN | I | CIO - MONEY MARKET INVESTMENTS | NA | |
| WESSELKAMPER, CHARLES, STEPHEN | I | CIO - MONEY MARKET INVESTMENTS | NA | |
| WESSELKAMPER, CHARLES, STEPHEN | I | CIO - MONEY MARKET INVESTMENTS | NA | |
| WESSELKAMPER, CHARLES, STEPHEN | I | CIO - MONEY MARKET INVESTMENTS | NA | |
| WESSELKAMPER, CHARLES, STEPHEN | I | CIO - MONEY MARKET INVESTMENTS | NA | |
| WESSELKAMPER, CHARLES, STEPHEN | I | CIO - MONEY MARKET INVESTMENTS | NA | |
| WESSELKAMPER, CHARLES, STEPHEN | I | CIO - MONEY MARKET INVESTMENTS | NA | |
| WESSELKAMPER, CHARLES, STEPHEN | I | CIO - MONEY MARKET INVESTMENTS | NA | |
| WESSELKAMPER, CHARLES, STEPHEN | I | CIO - MONEY MARKET INVESTMENTS | NA | |
| WESSELKAMPER, CHARLES, STEPHEN | I | CIO - MONEY MARKET INVESTMENTS | NA | |
| WESSELKAMPER, CHARLES, STEPHEN | I | CIO - MONEY MARKET INVESTMENTS | NA | |
| WESSELKAMPER, CHARLES, STEPHEN | I | CIO - MONEY MARKET INVESTMENTS | NA | |
| WESSELKAMPER, CHARLES, STEPHEN | I | CIO - MONEY MARKET INVESTMENTS | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | BOARD MEMBER | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | LEGAL COUNSEL, SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | LEGAL COUNSEL, SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | LEGAL COUNSEL, SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | LEGAL COUNSEL, SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | LEGAL COUNSEL, SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | LEGAL COUNSEL, SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | LEGAL COUNSEL, SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | LEGAL COUNSEL, SECRETARY, DIRECTOR | NA | |
| ZEIGER, RICHARD, GLENN | I | LEGAL COUNSEL, SECRETARY, DIRECTOR | NA | |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| KEYBANK NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
| VICTORY CAPITAL OPERATING, LLC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CRESTVIEW PARTNERS II GP, L.P. | DE | CRESTVIEW PARTNERS II, L.P. | F | Control |
| CRESTVIEW PARTNERS II GP, L.P. | DE | CRESTVIEW PARTNERS II, L.P. | F | Control |
| CRESTVIEW PARTNERS II GP, L.P. | DE | CRESTVIEW PARTNERS II, L.P. | F | Control |
| CRESTVIEW PARTNERS II GP, L.P. | DE | CRESTVIEW PARTNERS II, L.P. | F | Control |
| CRESTVIEW PARTNERS II GP, L.P. | DE | CRESTVIEW PARTNERS II, L.P. | F | Control |
| CRESTVIEW PARTNERS II GP, L.P. | DE | CRESTVIEW PARTNERS II, L.P. | F | Control |
| CRESTVIEW PARTNERS II GP, L.P. | DE | CRESTVIEW PARTNERS II, L.P. | F | Control |
| CRESTVIEW PARTNERS II GP, L.P. | DE | CRESTVIEW PARTNERS II, L.P. | F | Control |
| CRESTVIEW PARTNERS II GP, L.P. | DE | CRESTVIEW PARTNERS II, L.P. | F | Control |
| CRESTVIEW PARTNERS II GP, L.P. | DE | CRESTVIEW PARTNERS II, L.P. | F | Control |
| CRESTVIEW PARTNERS II GP, L.P. | DE | CRESTVIEW PARTNERS II, L.P. | F | Control |
| CRESTVIEW VICTORY GP, LLC | DE | CRESTVIEW VICTORY, L.P. | F | Control |
| CRESTVIEW VICTORY GP, LLC | DE | CRESTVIEW VICTORY, L.P. | F | Control |
| CRESTVIEW VICTORY GP, LLC | DE | CRESTVIEW VICTORY, L.P. | F | Control |
| CRESTVIEW VICTORY GP, LLC | DE | CRESTVIEW VICTORY, L.P. | F | Control |
| CRESTVIEW VICTORY GP, LLC | DE | CRESTVIEW VICTORY, L.P. | F | Control |
| CRESTVIEW VICTORY GP, LLC | DE | CRESTVIEW VICTORY, L.P. | F | Control |
| CRESTVIEW VICTORY GP, LLC | DE | CRESTVIEW VICTORY, L.P. | F | Control |
| CRESTVIEW VICTORY GP, LLC | DE | CRESTVIEW VICTORY, L.P. | F | Control |
| CRESTVIEW VICTORY GP, LLC | DE | CRESTVIEW VICTORY, L.P. | F | Control |
| CRESTVIEW VICTORY GP, LLC | DE | CRESTVIEW VICTORY, L.P. | F | Control |
| CRESTVIEW VICTORY GP, LLC | DE | CRESTVIEW VICTORY, L.P. | F | Control |
| CRESTVIEW VICTORY, L.P. | DE | VICTORY CAPITAL HOLDINGS, INC. | E | Control |
| CRESTVIEW VICTORY, L.P. | DE | VICTORY CAPITAL HOLDINGS, INC. | E | Control |
| CRESTVIEW VICTORY, L.P. | DE | VICTORY CAPITAL HOLDINGS, INC. | E | Control |
| CRESTVIEW VICTORY, L.P. | DE | VICTORY CAPITAL HOLDINGS, INC. | E | Control |
| CRESTVIEW VICTORY, L.P. | DE | VICTORY CAPITAL HOLDINGS, INC. | E | Control |
| CRESTVIEW VICTORY, L.P. | DE | VICTORY CAPITAL HOLDINGS, INC. | E | Control |
| CRESTVIEW VICTORY, L.P. | DE | VICTORY CAPITAL HOLDINGS, INC. | E | Control |
| CRESTVIEW VICTORY, L.P. | DE | VICTORY CAPITAL HOLDINGS, INC. | E | Control |
| CRESTVIEW VICTORY, L.P. | DE | VICTORY CAPITAL HOLDINGS, INC. | E | Control |
| CRESTVIEW VICTORY, L.P. | DE | VICTORY CAPITAL HOLDINGS, INC. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| KEYCORP | DE | KEYBANK N.A. | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VCH HOLDINGS, LLC | DE | VICTORY CAPITAL OPERATING, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VICTORY CAPITAL HOLDINGS, INC. | DE | VCH HOLDINGS, LLC | E | Control |
| VOLPERT, BARRY, STUART | I | VOLPERT INVESTORS, L.P. | E | |
| VOLPERT, BARRY, STUART | I | VOLPERT INVESTORS, L.P. | E | |
| VOLPERT, BARRY, STUART | I | VOLPERT INVESTORS, L.P. | E | |
| VOLPERT, BARRY, STUART | I | VOLPERT INVESTORS, L.P. | E | |
| VOLPERT, BARRY, STUART | I | VOLPERT INVESTORS, L.P. | E | |
| VOLPERT, BARRY, STUART | I | VOLPERT INVESTORS, L.P. | E | |
| VOLPERT, BARRY, STUART | I | VOLPERT INVESTORS, L.P. | E | |
| VOLPERT, BARRY, STUART | I | VOLPERT INVESTORS, L.P. | E | |
| VOLPERT, BARRY, STUART | I | VOLPERT INVESTORS, L.P. | E | |
| VOLPERT, BARRY, STUART | I | VOLPERT INVESTORS, L.P. | E | |
| VOLPERT, BARRY, STUART | I | VOLPERT INVESTORS, L.P. | E | |
| CRESTVIEW PARTNERS II, L. P. | DE | CRESTVIEW VICTORY GP, LLC | D | Control |
| CRESTVIEW PARTNERS II, L. P. | DE | CRESTVIEW VICTORY GP, LLC | D | Control |
| CRESTVIEW PARTNERS II, L. P. | DE | CRESTVIEW VICTORY GP, LLC | D | Control |
| CRESTVIEW PARTNERS II, L. P. | DE | CRESTVIEW VICTORY GP, LLC | D | Control |
| CRESTVIEW PARTNERS II, L. P. | DE | CRESTVIEW VICTORY GP, LLC | D | Control |
| CRESTVIEW PARTNERS II, L. P. | DE | CRESTVIEW VICTORY GP, LLC | D | Control |
| CRESTVIEW PARTNERS II, L. P. | DE | CRESTVIEW VICTORY GP, LLC | D | Control |
| CRESTVIEW PARTNERS II, L. P. | DE | CRESTVIEW VICTORY GP, LLC | D | Control |
| CRESTVIEW PARTNERS II, L. P. | DE | CRESTVIEW VICTORY GP, LLC | D | Control |
| CRESTVIEW PARTNERS II, L. P. | DE | CRESTVIEW VICTORY GP, LLC | D | Control |
| CRESTVIEW PARTNERS II, L. P. | DE | CRESTVIEW VICTORY GP, LLC | D | Control |
| CRESTVIEW PARTNERS II, L.P. | DE | CRESTVIEW VICTORY, L.P. | D | Control |
| CRESTVIEW PARTNERS II, L.P. | DE | CRESTVIEW VICTORY, L.P. | D | Control |
| CRESTVIEW PARTNERS II, L.P. | DE | CRESTVIEW VICTORY, L.P. | D | Control |
| CRESTVIEW PARTNERS II, L.P. | DE | CRESTVIEW VICTORY, L.P. | D | Control |
| CRESTVIEW PARTNERS II, L.P. | DE | CRESTVIEW VICTORY, L.P. | D | Control |
| CRESTVIEW PARTNERS II, L.P. | DE | CRESTVIEW VICTORY, L.P. | D | Control |
| CRESTVIEW PARTNERS II, L.P. | DE | CRESTVIEW VICTORY, L.P. | D | Control |
| CRESTVIEW PARTNERS II, L.P. | DE | CRESTVIEW VICTORY, L.P. | D | Control |
| CRESTVIEW PARTNERS II, L.P. | DE | CRESTVIEW VICTORY, L.P. | D | Control |
| CRESTVIEW PARTNERS II, L.P. | DE | CRESTVIEW VICTORY, L.P. | D | Control |
| CRESTVIEW PARTNERS II, L.P. | DE | CRESTVIEW VICTORY, L.P. | D | Control |
| CRESTVIEW VICTORY, L.P. | DE | VICTORY CAPITAL HOLDINGS, INC. | D | Control |
| VOLPERT INVESTORS, L.P. | DE | CRESTVIEW PARTNERS II GP, L.P. | C | |
| VOLPERT INVESTORS, L.P. | DE | CRESTVIEW PARTNERS II GP, L.P. | C | |
| VOLPERT INVESTORS, L.P. | DE | CRESTVIEW PARTNERS II GP, L.P. | C | |
| VOLPERT INVESTORS, L.P. | DE | CRESTVIEW PARTNERS II GP, L.P. | C | |
| VOLPERT INVESTORS, L.P. | DE | CRESTVIEW PARTNERS II GP, L.P. | C | |
| VOLPERT INVESTORS, L.P. | DE | CRESTVIEW PARTNERS II GP, L.P. | C | |
| VOLPERT INVESTORS, L.P. | DE | CRESTVIEW PARTNERS II GP, L.P. | C | |
| VOLPERT INVESTORS, L.P. | DE | CRESTVIEW PARTNERS II GP, L.P. | C | |
| VOLPERT INVESTORS, L.P. | DE | CRESTVIEW PARTNERS II GP, L.P. | C | |
| VOLPERT INVESTORS, L.P. | DE | CRESTVIEW PARTNERS II GP, L.P. | C | |
| VOLPERT INVESTORS, L.P. | DE | CRESTVIEW PARTNERS II GP, L.P. | C |
Registrations
Federal
IA
Dec 10, 2025 REGISTERED
Notice Filings (52)
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