UNIVERSAL ADVISORY SERVICES INC
CRD #106192 SEC #801-40458 ALBUQUERQUE, NM 505-856-5600
SEC Registered
Total AUM
$157.4M
Discretionary
$157.4M
Employees
--
Clients
26
Accounts
566
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 3, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HUDSON, KIRK, RANDOLPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HUDSON, KIRK, RANDOLPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HUDSON, KIRK, RANDOLPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MALOUF, DENNIS, JAMES | I | VICE PRESIDENT | NA | Control |
| MALOUF, DENNIS, JAMES | I | VICE PRESIDENT | NA | Control |
| MALOUF, DENNIS, JAMES | I | VICE PRESIDENT | NA | Control |
| NEEL, LORI, SUE | I | COMPLIANCE OFFICER | NA | |
| NEEL, LORI, SUE | I | COMPLIANCE OFFICER | NA | |
| KOPCZYNSKI, JOSEPH, JACOB | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | E | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | E | Control |
| KOPCZYNSKI, JOSEPH, JACOB | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
IA
May 3, 2002 REGISTERED
Notice Filings (2)
NM TX
Address
5150 SAN FRANCISCO RD NEALBUQUERQUE, NM 87109
USA
Phone: 505-856-5600