GRIMALDI PORTFOLIO SOLUTIONS, INC
CRD #106199 SEC #801-51163 WAPPINGERS FALLS, NY 845-297-3500
SEC Registered
Total AUM
$122M
Discretionary
$122M
Employees
4
Clients
0
Accounts
300
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PITZ, SHEILA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PITZ, SHEILA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PITZ, SHEILA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PITZ, SHEILA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PITZ, SHEILA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PITZ, SHEILA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PITZ, SHEILA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PITZ, SHEILA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PITZ, SHEILA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| GRIMALDI, MARK, ANTHONY | I | PRESIDENT | D | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | D | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | D | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | D | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | D | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | D | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | D | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | D | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| VISCONTI, JOSEPH, VINCENT | I | VICE PRESIDENT | C | Control |
| RAILO, CRAIG, KENNETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| RAILO, CRAIG, KENNETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| RAILO, CRAIG, KENNETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| RAILO, CRAIG, KENNETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| RAILO, CRAIG, KENNETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| RAILO, CRAIG, KENNETH | I | TERMINATED FOR CAUSE | A | Control |
| RAILO, CRAIG, KENNETH | I | TERMINATED FOR CAUSE | A | Control |
| RAILO, CRAIG, KENNETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| RAILO, CRAIG, KENNETH | I | TERMINATED FOR CAUSE | A | Control |
| RAILO, CRAIG, KENNETH | I | TERMINATED FOR CAUSE MAY 31, 2016 | A |
Registrations
Federal
IA
Mar 13, 2025 REGISTERED
Notice Filings (6)
FL MA NY PA RI TX
Address
1207 ROUTE 9, SUITE 10WAPPINGERS FALLS, NY 12590
United States
Phone: 845-297-3500