RIA Intelligence

KAREL GORDON INVESTMENT ASSOCIATES INC

CRD #106202 SEC #801-47149 NORTHBROOK, IL 847-564-5655
SEC Registered
Total AUM
$97.4M
Discretionary
$97.4M
Employees
5
Clients
--
Accounts
673

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GORDON, MARC, LEEIPRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICERD Control
KAREL, JEROLDISHAREHOLDERD Control
GORDON, MARC, LEEIPRESIDENT/SECRETARYC Control
GORDON, MARC, LEEIPRESIDENT/SECRETARYC Control
GORDON, MARC, LEEIPRESIDENT/SECRETARYC Control
GORDON, MARC, LEEIPRESIDENT/SECRETARYC Control
GORDON, MARC, LEEIPRESIDENT/SECRETARYC Control
KAREL, JEROLDISHAREHOLDERC Control
KAREL, JEROLDISHAREHOLDERC Control
KAREL, JEROLDISHAREHOLDERC Control
KAREL, JEROLDISHAREHOLDERC Control
KAREL, JEROLDISHAREHOLDERC Control
SACKS, RICHARD, HARRISIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
SACKS, RICHARD, HARRISIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERB Control
SACKS, RICHARD, HARRISIVICE PRESIDENTB Control
SACKS, RICHARD, HARRISIVICE PRESIDENTB Control
SACKS, RICHARD, HARRISIVICE PRESIDENTB Control

Registrations

Federal

IA
Mar 28, 2007 REGISTERED

Notice Filings (3)

IL NJ TX

Address

707 SKOKIE BLVD
SUITE 200
NORTHBROOK, IL 60062
USA
Phone: 847-564-5655