LOWE ENTERPRISES INVESTMENT MANAGEMENT INC
CRD #106206 SEC #801-38381 LOS ANGELES, CA 310-820-6661
SEC Registered
Total AUM
$97.4M
Discretionary
$97.4M
Employees
--
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 3, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRISCOE, KATHLEEN, SUE | I | EXEC VP | NA | Control |
| DELFRANCO, PETER, ANTHONY | I | DIRECTOR/ EXEC VP/ CFO | NA | Control |
| DEMARCO, JOHN, MICHAEL | I | CHIEF LEGAL OFCR / CHIEF COMPLIANCE OFCR | NA | Control |
| LEARY, THEODORE, MOREAU | I | DIRECTOR/PRESIDENT/CEO | NA | Control |
| LOWE, ROBERT, JAMES | I | DIRECTOR | NA | Control |
| PETERS, PHILIP, RISING | I | EXEC VP | NA | Control |
| PRINN, BRIAN, THOMAS | I | DIRECTOR/CHAIRMAN | NA | Control |
| SEAMAN, BLEECKER, PROVOOST | I | EXEC VP | NA | Control |
| SILVA, RONALD, EUGENE | I | EXEC VP | NA | Control |
| LOWE ENTERPRISES, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LOWE, ROBERT, JAMES | I | LOWE ENTERPRISES, INC. | D | Control |
Registrations
Federal
IA
Apr 3, 2002 REGISTERED
Notice Filings (1)
CA
Address
11777 SAN VICENTE BLVDSTE 900
LOS ANGELES, CA 90049
USA
Phone: 310-820-6661