PINNACLE INVESTMENT MANAGEMENT INC
CRD #106222 SEC #801-40420 SIMSBURY, CT 860-651-1716
SEC Registered
Total AUM
$192M
Discretionary
$180.3M
Employees
6
Clients
1
Accounts
690
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| ECKEL, CATHERINE, RUTH | I | VICE PRESIDENT & SECRETARY | NA | Control |
| FLANAGAN, JOHN, JOSEPH | I | VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | SENIOR03/2015. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| FLANAGAN, JOHN, JOSEPH | I | SENIOR03/2015. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| FLANAGAN, JOHN, JOSEPH | I | SENIOR03/2015. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| FLANAGAN, JOHN, JOSEPH | I | SENIOR03/2015. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| FLANAGAN, JOHN, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| FLANAGAN, JOHN, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| Nelson II, William, Alan | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Nelson II, William, Alan | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Nelson II, William, Alan | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT | E | Control |
| ECKEL, JOHN, WILLIAM | I | PRESIDENT | E | Control |
| MERCER ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| MERCER ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| MERCER ADVISORS INC. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LOVELL MINNICK EQUITY PARTNERS III | DE | MERCER ADVISORS INC. | F | |
| LOVELL MINNICK EQUITY PARTNERS III | DE | MERCER ADVISORS INC. | F | |
| LOVELL MINNICK EQUITY PARTNERS III | DE | MERCER ADVISORS INC. | F | |
| GENSTAR CAPITAL | DE | MERCER ADVISORS INC. | E | |
| GENSTAR CAPITAL | DE | MERCER ADVISORS INC. | E | |
| GENSTAR CAPITAL | DE | MERCER ADVISORS INC. | E |
Registrations
Federal
IA
Mar 15, 2018 REGISTERED
Notice Filings (9)
CT FL LA MA NH NY RI TX VT
Address
573 HOPMEADOW STREETGREYSTONE COURT WEST
SIMSBURY, CT 06070
United States
Phone: 860-651-1716