F L PUTNAM INVESTMENT MANAGEMENT CO.
CRD #106223 SEC #801-21951 LYNNFIELD, MA 800-344-3435
SEC Registered Disclosures
Total AUM
$7.7B
Discretionary
$7.6B
Employees
134
Clients
--
Accounts
6,380
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maine
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 29, 2025
- Branch Offices
- 12
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| BREED, ROBERTSON, POPE | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| CARBERRY, JOHN, VINCENT | I | DIRECTOR & PRESIDENT | NA | Control |
| COHEN, ELLEN, FLAHERTY | I | VICE PRESIDENT FINANCE & ADMINISTRATION | NA | |
| COHEN, ELLEN, FLAHERTY | I | VICE PRESIDENT FINANCE & ADMINISTRATION | NA | |
| COHEN, ELLEN, FLAHERTY | I | VICE PRESIDENT FINANCE & ADMINISTRATION | NA | |
| COHEN, ELLEN, FLAHERTY | I | VICE PRESIDENT FINANCE & ADMINISTRATION | NA | |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP FINANCE/OPERATIONS & CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP FINANCE/OPERATIONS & CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP FINANCE/OPERATIONS & CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP FINANCE/OPERATIONS & CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, & SR. VICE PRESIDENT FINANCE & OPERATIONS | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP FINANCE/OPERATIONS & CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP FINANCE/OPERATIONS & CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP FINANCE/OPERATIONS & CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP FINANCE/OPERATIONS & CHIEF COMPLIANCE OFFICER | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, & SR. VICE PRESIDENT FINANCE & OPERATIONS | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| FLAHERTY, ELLEN | I | DIRECTOR, CLERK, SR. VP, COO | NA | Control |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| GOSULE, ALAN, LEE | I | DIRECTOR | NA | |
| HENDERSON, MAUREEN, ELIZABETH | I | COMPLIANCE OFFICER | NA | |
| HENDERSON, MAUREEN, ELIZABETH | I | COMPLIANCE OFFICER | NA | |
| HENDERSON, MAUREEN, ELIZABETH | I | COMPLIANCE OFFICER | NA | Control |
| HENDERSON, MAUREEN, ELIZABETH | I | COMPLIANCE OFFICER | NA | |
| HENDERSON, MAUREEN, ELIZABETH | I | COMPLIANCE OFFICER | NA | |
| HENDERSON, MAUREEN, ELIZABETH | I | COMPLIANCE OFFICER | NA | Control |
| KENNEDY, STEPHEN, WILLIAM | I | DIRECTOR | NA | Control |
| KENNEDY, STEPHEN, WILLIAM | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| KENNEDY, STEPHEN, WILLIAM | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| KENNEDY, STEPHEN, WILLIAM | I | DIRECTOR | NA | Control |
| KENNEDY, STEPHEN, WILLIAM | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| KENNEDY, STEPHEN, WILLIAM | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| KENNEDY, STEPHEN, WILLIAM | I | DIRECTOR | NA | Control |
| KENNEDY, STEPHEN, WILLIAM | I | DIRECTOR | NA | Control |
| KENNEDY, STEPHEN, WILLIAM | I | DIRECTOR | NA | Control |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| LEPPER, MEREDITH | I | DIRECTOR | NA | |
| MADDOCK, TODD, H. | I | VICE PRESIDENT & OPERATIONS MANAGER | NA | |
| MADDOCK, TODD, H. | I | VICE PRESIDENT & OPERATIONS MANAGER | NA | |
| MADDOCK, TODD, H. | I | VICE PRESIDENT & OPERATIONS MANAGER | NA | |
| MADDOCK, TODD, H. | I | VICE PRESIDENT & OPERATIONS MANAGER | NA | |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, REED, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MARKS, KEITH, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| MCVEY, CHRISTIAN, DAVID | I | SENIOR VICE PRESIDENT MARKETING | NA | Control |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| OSTERBERG, RICHARD | I | DIRECTOR | NA | |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR & SENIOR VICE PRESIDENT | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & SENIOR PORTFOLIO ADVISOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & SENIOR PORTFOLIO ADVISOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & SENIOR PORTFOLIO ADVISOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & SENIOR PORTFOLIO ADVISOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & SENIOR PORTFOLIO ADVISOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & SENIOR PORTFOLIO ADVISOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & SENIOR PORTFOLIO ADVISOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & SENIOR PORTFOLIO ADVISOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & SENIOR PORTFOLIO ADVISOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & SENIOR PORTFOLIO ADVISOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | Control |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | |
| STAUFFER, SUSANNE | I | DIRECTOR | NA | |
| TIMMERMANS, MICHAEL, SCOTT | I | CHIEF LEGAL OFFICER | NA | Control |
| TIMMERMANS, MICHAEL, SCOTT | I | CHIEF LEGAL OFFICER | NA | Control |
| TIMMERMANS, MICHAEL, SCOTT | I | CHIEF LEGAL OFFICER | NA | Control |
| TIMMERMANS, MICHAEL, SCOTT | I | CHIEF LEGAL OFFICER | NA | Control |
| TIMMERMANS, MICHAEL, SCOTT | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMMERMANS, MICHAEL, SCOTT | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMMERMANS, MICHAEL, SCOTT | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMMERMANS, MICHAEL, SCOTT | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMMERMANS, MICHAEL, SCOTT | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMMERMANS, MICHAEL, SCOTT | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMMERMANS, MICHAEL, SCOTT | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMMERMANS, MICHAEL, SCOTT | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| TIMMERMANS, MICHAEL, SCOTT | I | CHIEF LEGAL OFFICER | NA | Control |
| WILLIAMS, DAVID, YOE | I | DIRECTOR | NA | |
| WILLIAMS, DAVID, YOE | I | DIRECTOR | NA | |
| WILLIAMS, DAVID, YOE | I | DIRECTOR | NA | |
| WILLIAMS, DAVID, YOE | I | DIRECTOR | NA | |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| F.L. PUTNAM SECURITIES COMPANY INCORPORATED | DE | STOCKHOLDER | E | Control |
| PUTNAM, DAVID, WARD CHRISTOPHER | I | CHAIRMAN OF THE BOARD | C | Control |
| PUTNAM, DAVID, WARD CHRISTOPHER | I | CHAIRMAN, BOARD OF DIRECTORS; TREASURER; CLERK | C | Control |
| PUTNAM, DAVID, WARD CHRISTOPHER | I | CHAIRMAN, BOARD OF DIRECTORS; TREASURER; CLERK | C | Control |
| PUTNAM, DAVID, WARD CHRISTOPHER | I | CHAIRMAN, BOARD OF DIRECTORS; TREASURER; CLERK | C | Control |
| BARNEY, MARGARET, G.P. | I | STOCKHOLDER | B | |
| BARNEY, MARGARET, G.P. | I | STOCKHOLDER | B | |
| BARNEY, MARGARET, G.P. | I | STOCKHOLDER | B | |
| BARNEY, MARGARET, G.P. | I | STOCKHOLDER | B | |
| PUTNAM, JOHN, STEPHEN | I | DIRECTOR | B | Control |
| PUTNAM, JOHN, STEPHEN | I | DIRECTOR | B | Control |
| PUTNAM, JOHN, STEPHEN | I | DIRECTOR | B | Control |
| PUTNAM, JOHN, STEPHEN | I | DIRECTOR | B | Control |
| PUTNAM, JR., FREDERIC, LAWRENCE | I | DIRECTOR | B | Control |
| PUTNAM, JR., FREDERIC, LAWRENCE | I | DIRECTOR | B | Control |
| PUTNAM, JR., FREDERIC, LAWRENCE | I | DIRECTOR | B | Control |
| PUTNAM, JR., FREDERIC, LAWRENCE | I | DIRECTOR | B | Control |
| PUTNAM, PATRICIA, FLORENCE | I | STOCKHOLDER | B | |
| PUTNAM, PATRICIA, FLORENCE | I | STOCKHOLDER | B | |
| PUTNAM, PATRICIA, FLORENCE | I | STOCKHOLDER | B | |
| PUTNAM, PATRICIA, FLORENCE | I | STOCKHOLDER | B |
Registrations
Federal
IA
Oct 29, 2025 REGISTERED
Notice Filings (36)
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Address
6 KIMBALL LANELYNNFIELD, MA 01940
United States
Phone: 800-344-3435