SAGE ADVISORY SERVICES LTD CO
CRD #106236 SEC #801-52937 AUSTIN, TX 512-327-5530
SEC Registered
Total AUM
$25B
Discretionary
$24.9B
Employees
58
Clients
0
Accounts
12,206
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 0
- LEI
- 549300SKL8ZTWD7IT150
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEMAND, ANDREW, KEMETT | I | VICE PRESIDENT | NA | Control |
| DEMAND, ANDREW, KEMETT | I | VICE PRESIDENT | NA | Control |
| DEMAND, ANDREW, KEMETT | I | VICE PRESIDENT | NA | Control |
| DEMAND, ANDREW, KEMETT | I | VICE PRESIDENT | NA | |
| DEMAND, ANDREW, KEMETT | I | VICE PRESIDENT | NA | |
| DEMAND, ANDREW, KEMETT | I | VICE PRESIDENT | NA | |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | |
| FIGARO, GREGORY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FIGARO, GREGORY, JOSEPH | I | VICE PRESIDENT | NA | Control |
| FINLEY, LEONARD, DUSTIN | I | VICE PRESIDENT | NA | Control |
| FINLEY, LEONARD, DUSTIN | I | VICE PRESIDENT | NA | Control |
| FINLEY, LEONARD, DUSTIN | I | VICE PRESIDENT | NA | Control |
| FINLEY, LEONARD, DUSTIN | I | VICE PRESIDENT | NA | |
| FINLEY, LEONARD, DUSTIN | I | VICE PRESIDENT | NA | |
| FINLEY, LEONARD, DUSTIN | I | VICE PRESIDENT | NA | |
| HENRY, SETH, BARTLETT | I | VICE PRESIDENT | NA | Control |
| HENRY, SETH, BARTLETT | I | VICE PRESIDENT | NA | Control |
| HENRY, SETH, BARTLETT | I | VICE PRESIDENT | NA | Control |
| HENRY, SETH, BARTLETT | I | VICE PRESIDENT | NA | |
| HENRY, SETH, BARTLETT | I | VICE PRESIDENT | NA | |
| HENRY, SETH, BARTLETT | I | VICE PRESIDENT | NA | |
| Hartman, ALLISON, CLAIRE | I | VICE PRESIDENT | NA | Control |
| Hartman, ALLISON, CLAIRE | I | VICE PRESIDENT | NA | Control |
| Hartman, ALLISON, CLAIRE | I | VICE PRESIDENT | NA | Control |
| Hartman, ALLISON, CLAIRE | I | VICE PRESIDENT | NA | |
| Hartman, ALLISON, CLAIRE | I | VICE PRESIDENT | NA | |
| Hartman, ALLISON, CLAIRE | I | VICE PRESIDENT | NA | |
| Ladd, Richard, Cameron | I | VICE PRESIDENT | NA | Control |
| Ladd, Richard, Cameron | I | VICE PRESIDENT | NA | Control |
| Ladd, Richard, Cameron | I | VICE PRESIDENT | NA | Control |
| Ladd, Richard, Cameron | I | VICE PRESIDENT | NA | |
| Ladd, Richard, Cameron | I | VICE PRESIDENT | NA | |
| Ladd, Richard, Cameron | I | VICE PRESIDENT | NA | |
| MOSER, ROBERT, WAYNE | I | VICE PRESIDENT | NA | Control |
| MOSER, ROBERT, WAYNE | I | VICE PRESIDENT | NA | Control |
| MOSER, ROBERT, WAYNE | I | VICE PRESIDENT | NA | Control |
| MOSER, ROBERT, WAYNE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MOSER, ROBERT, WAYNE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MOSER, ROBERT, WAYNE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SLAIS, JOHN, ROBERT | I | CFO, CCO | NA | Control |
| SLAIS, JOHN, ROBERT | I | CFO, CCO | NA | Control |
| SLAIS, JOHN, ROBERT | I | CFO, CCO | NA | Control |
| SLAIS, JOHN, ROBERT | I | CFO, CCO | NA | Control |
| SLAIS, JOHN, ROBERT | I | CFO, CCO | NA | Control |
| SLAIS, JOHN, ROBERT | I | CFO, CCO | NA | Control |
| SLAIS, JOHN, ROBERT | I | CFO, CCO | NA | Control |
| SLAIS, JOHN, ROBERT | I | CFO, CCO | NA | Control |
| SLAIS, JOHN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SLAIS, JOHN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SLAIS, JOHN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SLAIS, JOHN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SLAIS, JOHN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SLAIS, JOHN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SLAIS, JOHN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SLAIS, JOHN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SLAIS, JOHN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SLAIS, JOHN, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Silapachai, komson | I | VICE PRESIDENT | NA | Control |
| Silapachai, komson | I | VICE PRESIDENT | NA | Control |
| Silapachai, komson | I | VICE PRESIDENT | NA | Control |
| Silapachai, komson | I | VICE PRESIDENT | NA | |
| Silapachai, komson | I | VICE PRESIDENT | NA | |
| Silapachai, komson | I | VICE PRESIDENT | NA | |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | NA | Control |
| ULOTH, WADE, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULOTH, WADE, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULOTH, WADE, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULOTH, WADE, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULOTH, WADE, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULOTH, WADE, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULOTH, WADE, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULOTH, WADE, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ULOTH, WADE, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ULOTH, WADE, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | NA | Control |
| WALTON, MICHAEL, DAVID | I | VICE PRESIDENT | NA | |
| WALTON, MICHAEL, DAVID | I | VICE PRESIDENT | NA | |
| WALTON, MICHAEL, DAVID | I | VICE PRESIDENT | NA | |
| WALTON, MICHAEL, DAVID | I | VICE PRESIDENT | NA | |
| WALTON, MICHAEL, DAVID | I | VICE PRESIDENT | NA | |
| WALTON, MICHAEL, DAVID | I | VICE PRESIDENT | NA | |
| WALTON, MICHAEL, DAVID | I | VICE PRESIDENT | NA | |
| WALTON, MICHAEL, DAVID | I | VICE PRESIDENT | NA | Control |
| WALTON, MICHAEL, DAVID | I | VICE PRESIDENT | NA | Control |
| WALTON, MICHAEL, DAVID | I | VICE PRESIDENT | NA | Control |
| WALTON, MICHAEL, DAVID | I | VICE PRESIDENT | NA | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | NA | Control |
| CMIH, INC | DE | MEMBER | D | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | D | Control |
| KUDU INVESTMENT US, LLC | DE | MEMBER CLASS A INTERESTS | C | |
| KUDU INVESTMENT US, LLC | DE | MEMBER CLASS A INTERESTS | C | |
| KUDU INVESTMENT US, LLC | DE | MEMBER CLASS A INTERESTS | C | |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CO-CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CO-CHIEF INVESTMENT OFFICER | C | Control |
| SMITH, ROBERT, G | I | PRESIDENT AND CO-CHIEF INVESTMENT OFFICER | C | Control |
| MACQUEEN, MARK, CORDES | I | EXECUTIVE VICE PRESIDENT | B | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | B | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | B | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | B | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | B | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | B | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | B | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | B | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | B | |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | B | |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | B | |
| URANO, THOMAS, HIDEO | I | CO-CHIEF INVESTMENT OFFICER | B | Control |
| URANO, THOMAS, HIDEO | I | CO-CHIEF INVESTMENT OFFICER | B | Control |
| URANO, THOMAS, HIDEO | I | CO-CHIEF INVESTMENT OFFICER | B | Control |
| WILLIAMS, ROBERT, DONALD | I | EXECUTIVE COMMITTEE MEMBER | B | Control |
| WILLIAMS, ROBERT, DONALD | I | EXECUTIVE COMMITTEE MEMBER | B | Control |
| WILLIAMS, ROBERT, DONALD | I | EXECUTIVE COMMITTEE MEMBER | B | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | Control |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | |
| KRASAN, SEAN, CONAN | I | VICE PRESIDENT | A | |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| PECK, JR., ROBERT, CHARLES | I | VICE PRESIDENT | A | Control |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | A | |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | A | |
| TIMLIN, JEFFERY, SCOTT | I | VICE PRESIDENT | A | |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | A | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | A | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | A | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | A | Control |
| URANO, THOMAS, HIDEO | I | VICE PRESIDENT | A | Control |
| WALTON, MICHAEL, DAVID | I | EXECUTIVE COMMITTEE MEMBER | A | Control |
| WALTON, MICHAEL, DAVID | I | EXECUTIVE COMMITTEE MEMBER | A | Control |
| WALTON, MICHAEL, DAVID | I | EXECUTIVE COMMITTEE MEMBER | A | Control |
| WILLIAMS, RICHARD, BRENT | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WILLIAMS, RICHARD, BRENT | I | VICE PRESIDENT | A | |
| WILLIAMS, RICHARD, BRENT | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WILLIAMS, RICHARD, BRENT | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WILLIAMS, RICHARD, BRENT | I | VICE PRESIDENT | A | |
| WILLIAMS, RICHARD, BRENT | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WILLIAMS, RICHARD, BRENT | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | A | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | A | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | A | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | A | Control |
| WILLIAMS, ROBERT, DONALD | I | VICE PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CAPITAL MANAGEMENT INVESTORS HOLDINGS, INC. | DE | CMIH, INC. | E | Control |
| KUDU INVESTMENT HOLDINGS, LLC | DE | KUDU INVESTMENT US, LLC | E | Control |
| KUDU INVESTMENT HOLDINGS, LLC | DE | KUDU INVESTMENT US, LLC | E | Control |
| SEEGER FAMILY TRUST | DE | CAPITAL MANAGEMENT INVESTORS HOLDINGS, INC. | E | |
| WHITE MOUNTAINS INSURANCE GROUP, LTD | FE | WM HINSON (BERMUDA), LTD | E | Control |
| WHITE MOUNTAINS INSURANCE GROUP, LTD | FE | WM HINSON (BERMUDA), LTD | E | Control |
| WM HINSON (BERMUDA), LTD | FE | WM INTERNATIONAL HOLDINGS LTD | E | Control |
| WM HINSON (BERMUDA), LTD | FE | WM INTERNATIONAL HOLDINGS LTD | E | Control |
| WM INTERNATIONAL HOLDINGS LTD | FE | WM REGENT, LTD | E | Control |
| WM INTERNATIONAL HOLDINGS LTD | FE | WM REGENT, LTD | E | Control |
| WM REGENT, LTD | FE | KUDU INVESTMENT HOLDINGS, LLC | E | Control |
| WM REGENT, LTD | FE | KUDU INVESTMENT HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
5900 SOUTHWEST PARKWAYBUILDING 1, SUITE 100
AUSTIN, TX 78735-6202
United States
Phone: 512-327-5530