GERMO MICHAEL ANDREW
CRD #106250 SEC #801-38611 MENTOR, OH 440-942-0667
SEC Registered
Total AUM
$15.1M
Discretionary
$0
Employees
5
Clients
101
Accounts
181
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRIGO, DAVID, OSCAR | I | EMPLOYEE | NA | |
| GERMO MICHAEL ANDREW | DE | PRESIDENT | E | Control |
| GERMO MICHAEL ANDREW | DE | PRESIDENT | E | Control |
Registrations
Federal
IA
Apr 1, 2002 REGISTERED
Notice Filings (1)
OH
Address
7959 REYNOLDS ROADMENTOR, OH 44060
USA
Phone: 440-942-0667