GLOBAL INVESTMENT MANAGEMENT
CRD #106251 SEC #801-53846 PRINCETON, NJ 609-452-2929
SEC Registered
Total AUM
$130M
Discretionary
$130M
Employees
5
Clients
25
Accounts
416
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Oct 31, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AJMERA, RAHUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AJMERA, RAHUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAGCHI, ANUP, ANIMESH | I | DIRECTOR | NA | Control |
| BAGCHI, ANUP, ANIMESH | I | DIRECTOR | NA | Control |
| BAGCHI, ANUP, ANIMESH | I | DIRECTOR | NA | Control |
| BAGCHI, ANUP, ANIMESH | I | DIRECTOR | NA | Control |
| BAGCHI, ANUP, ANIMESH | I | DIRECTOR | NA | Control |
| GANGRADE, SAURABH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARRY, MICHAEL, JOSEPH | I | CCO/VICE-PRESIDENT/CHIEF FIDUCIARY OFFICER | NA | Control |
| GARRY, MICHAEL, JOSEPH | I | CCO/VICE-PRESIDENT/CHIEF FIDUCIARY OFFICER | NA | Control |
| GARRY, MICHAEL, JOSEPH | I | CCO/VICE-PRESIDENT/CHIEF FIDUCIARY OFFICER | NA | Control |
| HONG, AUGUSTINE, ELIE | I | CHIEF OPERATING OFFICER | NA | Control |
| HUSSAIN, OMER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IYENGAR, RAGHAV | I | DIRECTOR | NA | Control |
| IYENGAR, RAGHAV | I | DIRECTOR | NA | Control |
| IYENGAR, RAGHAV | I | DIRECTOR | NA | Control |
| IYER, SRIRAM, H | I | DIRECTOR | NA | Control |
| IYER, SRIRAM, H | I | DIRECTOR | NA | Control |
| IYER, SRIRAM, H | I | DIRECTOR | NA | Control |
| KAKKAR, ASHISH | I | DIRECTOR | NA | Control |
| KAKKAR, ASHISH | I | DIRECTOR | NA | Control |
| KAKKAR, ASHISH | I | DIRECTOR | NA | Control |
| KOLLURI, RAM | I | DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| KOLLURI, RAM | I | DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| KOLLURI, RAM | I | DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| KOLLURI, RAM | I | DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| KOLLURI, RAM | I | DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| PUTHENVEETTIL, GOPAKUMAR | I | PRESIDENT | NA | Control |
| PUTHENVEETTIL, GOPAKUMAR | I | DIRECTOR | NA | Control |
| PUTHENVEETTIL, GOPAKUMAR | I | PRESIDENT | NA | Control |
| PUTHENVEETTIL, GOPAKUMAR | I | PRESIDENT | NA | Control |
| PUTHENVEETTIL, GOPAKUMAR | I | DIRECTOR | NA | Control |
| PUTHENVEETTIL, GOPAKUMAR | I | DIRECTOR | NA | Control |
| PUTHENVEETTIL, GOPAKUMAR | I | DIRECTOR | NA | Control |
| PUTHENVEETTIL, GOPAKUMAR | I | DIRECTOR | NA | Control |
| RAO, PRAMOD | I | DIRECTOR | NA | Control |
| RAO, PRAMOD | I | DIRECTOR | NA | Control |
| RAO, PRAMOD | I | DIRECTOR | NA | Control |
| SHARMA, VINAY | I | PORTFOLIO MANAGER | NA | Control |
| SOOD, MUNISH | I | PORTFOLIO MANAGER | NA | Control |
| TUMULURI, KRISHNA PRASAD | I | PRESIDENT & CEO | NA | Control |
| VAUGHAN, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VAUGHAN, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VAUGHAN, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VAUGHAN, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ICICI SECURITIES LIMITED | FE | SHAREHOLDER | E | Control |
| ICICI SECURITIES LIMITED | FE | SHAREHOLDER | E | Control |
| ICICI SECURITIES LIMITED | FE | SHAREHOLDER | E | Control |
| ICICI SECURITIES LIMITED | FE | SHAREHOLDER | E | Control |
| ICICI SECURITIES LIMITED | FE | SHAREHOLDER | E | Control |
| ICICI SECURITIES LIMITED | FE | SHAREHOLDER | E | Control |
| ICICI SECURITIES LIMITED | FE | SHAREHOLDER | E | Control |
| ICICI SECURITIES LIMITED | FE | SHAREHOLDER | E | Control |
| KOLLURI, RAM | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| KOLLURI, RAM | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| KOLLURI, RAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KOLLURI, RAM | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| KOLLURI, RAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KOLLURI, RAM | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| KOLLURI, RAM | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| KOLLURI, RAM | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| KOLLURI, RAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KOLLURI, RAM | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| KOLLURI, RAM | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ICICI BANK LIMITED | FE | ICICI SECURITIES LIMITED | E | Control |
| ICICI BANK LIMITED | FE | ICICI SECURITIES LIMITED | E | Control |
| ICICI BANK LIMITED | FE | ICICI SECURITIES LIMITED | E | Control |
| ICICI BANK LIMITED | FE | ICICI SECURITIES LIMITED | E | Control |
| ICICI BANK LIMITED | FE | ICICI SECURITIES LIMITED | E | Control |
| ICICI BANK LIMITED | FE | ICICI SECURITIES LIMITED | E | Control |
| ICICI BANK LIMITED | FE | ICICI SECURITIES LIMITED | E | Control |
| ICICI BANK LIMITED | FE | ICICI SECURITIES LIMITED | E | Control |
Registrations
Federal
IA
Oct 31, 2005 REGISTERED
Notice Filings (11)
CA CT FL KY MD NC NJ NY PA TX VA
Address
821 ALEXANDER ROAD, SUITE 115PRINCETON, NJ 8540
USA
Phone: 609-452-2929