BUFKA & RODGERS LLC
CRD #106252 SEC #801-53672 SCHAUMBURG, IL 847-240-2240
SEC Registered
Total AUM
$826.9M
Discretionary
$315.7M
Employees
10
Clients
--
Accounts
498
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| ADLER, RICHARD, HOWARD | I | DIRECTOR | NA | |
| BUFKA, CARL, KENNETH | I | PRESIDENT; CEO | NA | Control |
| FUCHS, ANITA, JANY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FUCHS, ANITA, JANY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FUCHS, ANITA, JANY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FUCHS, ANITA, JANY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GRIFFITH, HARRY, TOM | I | DIRECTOR | NA | |
| GRIFFITH, HARRY, TOM | I | DIRECTOR | NA | |
| GRIFFITH, HARRY, TOM | I | DIRECTOR | NA | |
| GRIFFITH, HARRY, TOM | I | DIRECTOR | NA | |
| GRIFFITH, HARRY, TOM | I | DIRECTOR | NA | |
| GRIFFITH, HARRY, TOM | I | DIRECTOR | NA | |
| GRIFFITH, HARRY, TOM | I | DIRECTOR | NA | |
| GRIFFITH, HARRY, TOM | I | DIRECTOR | NA | |
| HUSSEY, MICHAEL, FLEMING | I | SENIOR ADVISOR | NA | |
| MEAD, DAVID, L | I | PRESIDENT | NA | Control |
| MEAD, DAVID, L | I | PRESIDENT | NA | Control |
| MEAD, DAVID, L | I | PRESIDENT | NA | Control |
| MEAD, DAVID, L | I | PRESIDENT | NA | Control |
| MEAD, DAVID, L | I | PRESIDENT | NA | Control |
| MEAD, DAVID, L | I | PRESIDENT | NA | Control |
| MEAD, DAVID, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MEAD, DAVID, L | I | PRESIDENT | NA | Control |
| PEDERSEN, VERNA, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDERSEN, VERNA, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| PEDERSEN, VERNA, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | E | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | E | Control |
| CCM HOLDINGS, INC. | DE | INTEREST HOLDER | D | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | D | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | D | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | D | Control |
| CONVERGENT CAPITAL MANAGEMENT LLC | DE | INTEREST HOLDER | D | Control |
| 687 B&R, INC. | DE | INTEREST HOLDER | B | Control |
| FUCHS, ANITA, JANY | I | EXECUTIVE VICE PRESIDENT | A | Control |
| GRANSKOG, MICHAEL | I | VICE PRESIDENT | A | Control |
| GRANSKOG, MICHAEL, EDWARD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| GRANSKOG, MICHAEL, EDWARD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| GRANSKOG, MICHAEL, EDWARD | I | OWNER | A | |
| GRANSKOG, MICHAEL, EDWARD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| GRANSKOG, MICHAEL, EDWARD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| VENICE, NANCY | I | VICE PRESIDENT | A | |
| VENICE, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| VENICE, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| VENICE, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| VENICE, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| VENICE, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| VENICE, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| VENICE, NANCY, ANN | I | EXECUTIVE VICE PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BUFKA, CARL, KENNETH | I | 687 B&R, INC. | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT, INC. | DE | CCM HOLDINGS, INC.; MAJORITY OWNER OF BUFKA & RODGERSM L.L.C. | E | |
| ADLER, RICHARD, HOWARD | I | CONVERGENT CAPITAL MANAGEMENT, INC. | C | Control |
| GRIFFITH, HARRY, TOM | I | CONVERGENT CAPITAL MANAGEMENT, INC. | C | Control |
| HAYES, JAMES, EDWARD | I | CONVERGENT CAPITAL MANAGEMENT, INC. | C | Control |
Registrations
Federal
IA
Nov 7, 2005 REGISTERED
Notice Filings (27)
AZ CA CO CT FL IA IL KS LA MA MD MI MN MO NC NE NH NJ NM NV NY OK OR PA TX VA WI
Address
20 N MARTINGALE RD STE 250SCHAUMBURG, IL 60173-2433
USA
Phone: 847-240-2240