RIA Intelligence

CLINTON GROUP, INC

CRD #106253 SEC #801-39692 NEW YORK, NY 646 752 7505
SEC Registered
Total AUM
--
Discretionary
--
Employees
0
Clients
0
Accounts
--

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 28, 2023
Branch Offices
0
LEI
SLY8JE2PFMVUSCAJPH84

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BEHBEHANI, NADERICHIEF COMPLIANCE OFFICERNA Control
BREAUX, JOHNINON-EXECUTIVE DIRECTORNA
CLINTON GROUP, INCDESOLE OWNER, CLINTON UNION LEAGUE LLCNA Control
CLINTON GROUP, INCDESOLE OWNER, CLINTON UNION LEAGUE LLCNA Control
DARPINO, VINCENT, ANTHONYICHIEF COMPLIANCE OFFICERNA Control
FINDAKLY, HANI, KHALILINON-EXECUTIVE DIRECTORNA Control
FINDAKLY, HANI, KHALILINON-EXECUTIVE DIRECTORNA Control
FINDAKLY, HANI, KHALILINON-EXECUTIVE DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTORNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICERNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICERNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICERNA Control
HALL, GEORGE, ESTESICEO/PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICERNA Control
HALL, JOHN, LAWRENCEICFO/SECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEICFO/SECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEICFO/SECRETARY/DIRECTOR/CCONA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEICFO/SECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
HALL, JOHN, LAWRENCEISECRETARY/DIRECTORNA Control
RUBERTI, WENDY, RAPPICLO/CCONA Control
RUBERTI, WENDY, RAPPICHIEF COMPLIANCE OFFICERNA Control
RUBERTI, WENDY, RAPPICLONA Control
RUBERTI, WENDY, RAPPICLO, CCONA
RUCHALSKI, FRANCISICOMPTROLLER/DIRECTORNA Control
RUCHALSKI, FRANCISICOMPTROLLER/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICOMPTROLLER/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICOMPTROLLER/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
RUCHALSKI, FRANCISICFO/DIRECTORNA Control
TAXIN, GREGORY, PHILLIPIPRESIDENTNA Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP EQUITY, CO.DESOLE OWNERE Control
CLINTON GROUP, INCDESOLE OWNER, CLINTON UNION LEAGUE LLCE Control
CLINTON GROUP, INCDESOLE OWNER, CLINTON UNION LEAGUE LLCE Control
CLINTON GROUP, INCDESOLE OWNER, CLINTON UNION LEAGUE LLCE Control
CLINTON GROUP, INCDESOLE OWNER, CLINTON UNION LEAGUE LLCE Control
CLINTON GROUP, INCDESOLE OWNER, CLINTON UNION LEAGUE LLCE Control
CLINTON GROUP, INCDESOLE OWNER, CLINTON UNION LEAGUE LLCE Control
CLINTON GROUP, INCDESOLE OWNER, CLINTON UNION LEAGUE LLCE Control
CLINTON GROUP, INCDESOLE OWNER, CLINTON UNION LEAGUE LLCE Control
CLINTON GROUP, INCDESOLE OWNER, CLINTON UNION LEAGUE LLCE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DESOLE OWNERE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DESOLE OWNERE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DESOLE OWNERE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DESOLE OWNERE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DESOLE OWNERE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DESOLE OWNERE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DESOLE OWNERE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DESOLE OWNERE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DESOLE OWNERE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DESOLE OWNERE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DESOLE OWNERE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DESOLE OWNERE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DESOLE OWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DECLINTON GROUP EQUITY, CO.E Control
CGI HOLDINGS, INC.DEMADISON AVENUE CAPITAL HOLDINGSE Control
CGI HOLDINGS, INC.DEMADISON AVENUE CAPITAL HOLDINGSE Control
CGI HOLDINGS, INC.DEMADISON AVENUE CAPITAL HOLDINGSE Control
CGI HOLDINGS, INC.DEMADISON AVENUE CAPITAL HOLDINGS INC.E Control
CGI HOLDINGS, INC.DEMADISON AVENUE CAPITAL HOLDINGS INC.E Control
CGI HOLDINGS, INC.DEMADISON AVENUE CAPITAL HOLDINGS INC.E Control
CGI HOLDINGS, INC.DEMADISON AVENUE CAPITAL HOLDINGS INC.E Control
CGI HOLDINGS, INC.DEMADISON AVENUE CAPITAL HOLDINGS INC.E Control
CGI HOLDINGS, INC.DEMADISON AVENUE CAPITAL HOLDINGS INC.E Control
CGI HOLDINGS, INC.DEMADISON AVENUE CAPITAL HOLDINGS INC.E Control
CGI HOLDINGS, INC.DEMADISON AVENUE CAPITAL HOLDINGS INC.E Control
CGI HOLDINGS, INC.DEMADISON AVENUE CAPITAL HOLDINGS INC.E Control
CLINTON GROUP EQUITY CODECLINTON GROUP INC.E Control
CLINTON GROUP EQUITY CODECLINTON GROUP INC.E Control
CLINTON GROUP EQUITY CODECLINTON GROUP INC.E Control
CLINTON GROUP EQUITY CODECLINTON GROUP INC.E Control
CLINTON GROUP EQUITY CODECLINTON GROUP INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
HALL, GEORGE, ESTESICGI HOLDINGS, INC.E Control
MADISON AVENUE CAPITAL HOLDINGS INC.DECLINTON GROUP INC.E Control
MADISON AVENUE CAPITAL HOLDINGS INC.DECLINTON GROUP INC.E Control
MADISON AVENUE CAPITAL HOLDINGS INC.DECLINTON GROUP INC.E Control
MADISON AVENUE CAPITAL HOLDINGS INC.DECLINTON GROUP, INCE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DECLINTON GROUP, INCE Control
MADISON AVENUE CAPITAL HOLDINGS INC.DECLINTON GROUP, INCE Control

Registrations

Federal

IA
Apr 28, 2023 REGISTERED

Address

6 EAST 69TH STREET
NEW YORK, NY 10021
United States
Phone: 646 752 7505