CAROL H. BALDI, INC.
CRD #106263 SEC #801-15105 NEW YORK, NY 212-697-6266
SEC Registered
Total AUM
$41.7M
Discretionary
$33.5M
Employees
1
Clients
--
Accounts
14
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALDI, PAUL, LOUIS | I | SECRETARY | NA | |
| BALDI, PAUL, LOUIS | I | SECRETARY | NA | |
| BALDI, PAUL, LOUIS | I | SECRETARY | NA | |
| BALDI, PAUL, LOUIS | I | SECRETARY | NA | |
| BALDI, PAUL, LOUIS | I | SECRETARY | NA | |
| BALDI, PAUL, LOUIS | I | SECRETARY | NA | |
| BALDI, PAUL, LOUIS | I | SECRETARY | NA | |
| BALDI, PAUL, LOUIS | I | SECRETARY | NA | |
| BALDI, PAUL, LOUIS | I | SECRETARY | NA | |
| BALDI, PAUL, LOUIS | I | SECRETARY | NA | |
| KELSEY, ELVA, M | I | CO-COMPLIANCE OFFICER | NA | |
| KELSEY, ELVA, M | I | CO-COMPLIANCE OFFICER | NA | |
| KELSEY, ELVA, M | I | CO-COMPLIANCE OFFICER | NA | |
| KELSEY, ELVA, M | I | CO-COMPLIANCE OFFICER | NA | |
| KELSEY, ELVA, M | I | CO-COMPLIANCE OFFICER | NA | |
| KELSEY, ELVA, M | I | CO-COMPLIANCE OFFICER | NA | |
| KELSEY, ELVA, M | I | CO-COMPLIANCE OFFICER | NA | |
| LAMATTINA, SARAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAMATTINA, SARAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAMATTINA, SARAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAMATTINA, SARAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAMATTINA, SARAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAMATTINA, SARAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAMATTINA, SARAH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALDI, CAROL, HOLBROOK | I | PRESIDENT | E | Control |
| BALDI, CAROL, HOLBROOK | I | PRESIDENT | E | Control |
| BALDI, CAROL, HOLBROOK | I | PRESIDENT | E | Control |
| BALDI, CAROL, HOLBROOK | I | PRESIDENT | E | Control |
| BALDI, CAROL, HOLBROOK | I | PRESIDENT | E | Control |
| BALDI, CAROL, HOLBROOK | I | PRESIDENT | E | Control |
| BALDI, CAROL, HOLBROOK | I | PRESIDENT | E | Control |
| BALDI, CAROL, HOLBROOK | I | PRESIDENT | E | Control |
| BALDI, CAROL, HOLBROOK | I | PRESIDENT | E | Control |
| BALDI, CAROL, HOLBROOK | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 22, 2012 REGISTERED
Notice Filings (1)
CT
Address
420 LEXINGTON AVESUITE 2745
NEW YORK, NY 10170
United States
Phone: 212-697-6266