ASSET ONE LLC
CRD #106276 SEC #801-46986 GREENWOOD VILLAGE, CO 303-751-8859
SEC Registered
Total AUM
$486.8M
Discretionary
$486.8M
Employees
14
Clients
11
Accounts
604
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | MANAGER | NA | Control |
| BAUMLER, THOMAS | I | MANAGER | NA | Control |
| BAUMLER, THOMAS | I | MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| BAUMLER, THOMAS | I | CHIEF COMPLIANCE OFFICER\MANAGER | NA | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FA SERVICES, INC. | DE | OWNER | D | Control |
| FINANCIAL ARCHITECTS, INC. | DE | OWNER | D | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| VIZZINI, JOSEPH, JACOB | I | CHIEF INVESTMENT OFFICER | C | Control |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B | |
| PRL, CO. | DE | OWNER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| LANDRETH, PORTER, RHEA | I | PRL, CO. | E | |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FINANCIAL ARCHICTECTS, INC | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
| BAUMLER, THOMAS | I | FA SERVICES, INC. | D | Control |
Registrations
Federal
IA
Mar 14, 2017 REGISTERED
Notice Filings (16)
AZ CA CO FL GA KS LA MO MS NC NE NM NY OR TN TX
Address
5655 S. YOSEMITE STREETSUITE - 450
GREENWOOD VILLAGE, CO 80111
United States
Phone: 303-751-8859