RIA Intelligence

PROSPECT STREET STRATEGIC DEBT MANAGEMENT CO. INC.

CRD #106294 SEC #801-39446 BOSTON, MA 617-742-3800
SEC Registered
Total AUM
$17.8M
Discretionary
$17.8M
Employees
10
Clients
0
Accounts
1

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 8, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CARNES, JR., PRESTON, IRAIVICE PRESIDENTNA
MACDONALD, DAVID, VINCENTICONTROLLERNA
O'CONNELL, WILLIAM, DENNISIVICE PRESIDENTNA
O'CONNELL, WILLIAM, DENNISIVICE PRESIDENTNA
THELEN, KAREN, JEANIVICE PRESIDENTNA
THELEN, KAREN, JEANIVICE PRESIDENTNA
THELEN, KAREN, JEANIVICE PRESIDENTNA
FRABOTTA, JOHN, ANTHONYIVICE PRESIDENTD Control
OMOHUNDRO, RICHARD, EUGENEIPRESIDENTD Control
FRABOTTA, JOHN, ANTHONYIVICE PRESIDENTC Control
FRABOTTA, JOHN, ANTHONYIVICE PRESIDENTC Control
OMOHUNDRO, RICHARD, EUGENEIPRESIDENTC Control
OMOHUNDRO, RICHARD, EUGENEIPRESIDENTC Control
CARNES, JR., PRESTON, IRAIVICE PRESIDENTB
CARNES, JR., PRESTON, IRAIVICE PRESIDENTB
HADELER, MARTHA, N/AIVICE PRESIDENTB Control
HADELER, MARTHA, N/AIVICE PRESIDENTB Control

Registrations

Federal

IA
Mar 8, 2002 REGISTERED

Address

60 STATE STREET
SUITE 3750
BOSTON, MA 2109
USA
Phone: 617-742-3800