STEARNS FINANCIAL SERVICES GROUP INC
Legal name: STEARNS FINANCIAL GROUP
CRD #106298 SEC #801-39328 GREENSBORO, NC 336-230-1811
SEC Registered
Total AUM
$1.4B
Discretionary
$1.4B
Employees
30
Clients
101
Accounts
2,300
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 21, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MODDASSER, HALEH | I | SENIOR VICE PRESIDENT AND FINANCIAL ADVISOR, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| MODDASSER, HALEH | I | SENIOR VICE PRESIDENT AND FINANCIAL ADVISOR, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| MODDASSER, HALEH | I | SENIOR VICE PRESIDENT AND FINANCIAL ADVISOR, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| MODDASSER, HALEH | I | SENIOR VICE PRESIDENT AND FINANCIAL ADVISOR, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| MODDASSER, HALEH | I | SENIOR VICE PRESIDENT AND FINANCIAL ADVISOR, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| MODDASSER, HALEH | I | SENIOR VICE PRESIDENT AND FINANCIAL ADVISOR, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| MODDASSER, HALEH | I | SENIOR VICE PRESIDENT AND FINANCIAL ADVISOR, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| MODDASSER, HALEH | I | SENIOR VICE PRESIDENT AND FINANCIAL ADVISOR, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| MODDASSER, HALEH | I | SENIOR VICE PRESIDENT AND FINANCIAL ADVISOR, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| MODDASSER, HALEH | I | SENIOR VICE PRESIDENT AND FINANCIAL ADVISOR, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| STEARNS, PAMELA | I | SECRETARY & CFO | NA | |
| STEARNS, PAMELA | I | SECRETARY & CFO | NA | |
| STEARNS, PAMELA | I | SECRETARY & CFO | NA | |
| STEARNS, PAMELA | I | SECRETARY & CFO | NA | |
| STEARNS, PAMELA | I | SECRETARY & CFO | NA | |
| STEARNS, PAMELA | I | SECRETARY & CFO | NA | |
| STEARNS, PAMELA | I | SECRETARY & CFO | NA | |
| STEARNS, PAMELA | I | SECRETARY & CFO | NA | |
| STEARNS, PAMELA | I | SECRETARY & CFO | NA | |
| STEARNS, PAMELA | I | SECRETARY & CFO | NA | |
| STEARNS, PAMELA | I | SECRETARY & CFO | NA | |
| WILLIAMS JR., PHILLIP, EDWARD | I | CO-CIO, GLOBAL STRATEGIST, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| WILLIAMS JR., PHILLIP, EDWARD | I | CO-CIO, GLOBAL STRATEGIST, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| WILLIAMS JR., PHILLIP, EDWARD | I | CO-CIO, GLOBAL STRATEGIST, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| WILLIAMS JR., PHILLIP, EDWARD | I | CO-CIO, GLOBAL STRATEGIST, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| WILLIAMS JR., PHILLIP, EDWARD | I | CO-CIO, GLOBAL STRATEGIST, CLASS A AND CLASS B SHAREHOLDER | NA | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | E | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | D | Control |
| STEARNS, DENNIS, GALE | I | PRESIDENT, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | D | Control |
| GIACOBBE, STEVEN, JOSEPH | I | VICE PRESIDENT | C | Control |
| GIACOBBE, STEVEN, JOSEPH | I | VICE PRESIDENT | C | Control |
| GLACOBBE, STEVEN, JOSEPH | I | VICE PRESIDENT | C | Control |
| GIACOBBE, STEVEN, JOSEPH | I | VICE PRESIDENT | B | Control |
| HERZOG III, ARTHUR, ARNOLD | I | CHIEF COMPLIANCE OFFICER/FINANCIAL PLANNING MANAGER | B | Control |
| MCKEE, MYRON, JAMES | I | SENIOR FINANCIAL ADVISOR | B | Control |
| STEARNS, PAMELA | I | SECRETARY, CFO, DIRECTOR, CLASS A SHAREHOLDER | B | Control |
| STEARNS, PAMELA | I | SECRETARY, CFO, DIRECTOR, CLASS A SHAREHOLDER | B | Control |
| STEARNS, PAMELA | I | SECRETARY, CFO, DIRECTOR, CLASS A SHAREHOLDER | B | Control |
| STEARNS, PAMELA | I | SECRETARY, CFO, DIRECTOR, CLASS A SHAREHOLDER | B | Control |
| STEARNS, PAMELA | I | SECRETARY, CFO, DIRECTOR, CLASS A SHAREHOLDER | B | Control |
| STEARNS, PAMELA | I | SECRETARY, CFO, DIRECTOR, CLASS A SHAREHOLDER | B | Control |
| STEARNS, PAMELA | I | SECRETARY, CFO, DIRECTOR, CLASS A SHAREHOLDER | B | Control |
| STEARNS, PAMELA | I | SECRETARY, CFO, DIRECTOR, CLASS A SHAREHOLDER | B | Control |
| STEARNS, PAMELA | I | SECRETARY, CFO, DIRECTOR, CLASS A SHAREHOLDER | B | Control |
| STEARNS, PAMELA | I | SECRETARY, CFO, DIRECTOR, CLASS A SHAREHOLDER | B | Control |
| STEARNS, PAMELA | I | SECRETARY, CFO, DIRECTOR, CLASS A SHAREHOLDER | B | Control |
| STEARNS, PAMELA | I | SECRETARY, CFO, DIRECTOR, CLASS A SHAREHOLDER | B | Control |
| THOMAS, JOHN, MADISON | I | VICE PRESIDENT, DIRECTOR; CLASS A AND CLASS B SHAREHOLDER | B | Control |
| THOMAS, JOHN, MADISON | I | VICE PRESIDENT, DIRECTOR; CLASS A AND CLASS B SHAREHOLDER | B | Control |
| THOMAS, JOHN, MADISON | I | VICE PRESIDENT, DIRECTOR; CLASS A AND CLASS B SHAREHOLDER | B | Control |
| THOMAS, JOHN, MADISON | I | VICE PRESIDENT, DIRECTOR; CLASS A AND CLASS B SHAREHOLDER | B | Control |
| THOMAS, JOHN, MADISON | I | VICE PRESIDENT, DIRECTOR; CLASS A AND CLASS B SHAREHOLDER | B | Control |
| THOMAS, JOHN, MADISON | I | VICE PRESIDENT, DIRECTOR; CLASS A AND CLASS B SHAREHOLDER | B | Control |
| THOMAS, JOHN, MADISON | I | VICE PRESIDENT, DIRECTOR; CLASS A AND CLASS B SHAREHOLDER | B | Control |
| THOMAS, JOHN, MADISON | I | VICE PRESIDENT, DIRECTOR; CLASS A AND CLASS B SHAREHOLDER | B | Control |
| THOMAS, JOHN, MADISON | I | VICE PRESIDENT, DIRECTOR; CLASS A AND CLASS B SHAREHOLDER | B | Control |
| THOMAS, JOHN, MADISON | I | VICE PRESIDENT, DIRECTOR; CLASS A AND CLASS B SHAREHOLDER | B | Control |
| THOMAS, JOHN, MADISON | I | VICE PRESIDENT, DIRECTOR; CLASS A AND CLASS B SHAREHOLDER | B | Control |
| THOMAS, JOHN, MADISON | I | VICE PRESIDENT, DIRECTOR; CLASS A AND CLASS B SHAREHOLDER | B | Control |
| HERZOG III, ARTHUR, ARNOLD | I | FINANCIAL PLANNER | A | |
| JOYCE JR., JAMES, GLENN | I | VP - RESEARCH AND OPERATIONS, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | A | Control |
| JOYCE JR., JAMES, GLENN | I | VP - RESEARCH AND OPERATIONS, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | A | Control |
| JOYCE JR., JAMES, GLENN | I | VP - RESEARCH AND OPERATIONS, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | A | Control |
| JOYCE JR., JAMES, GLENN | I | VP - RESEARCH AND OPERATIONS, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | A | Control |
| JOYCE JR., JAMES, GLENN | I | VP - RESEARCH AND OPERATIONS, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | A | Control |
| JOYCE JR., JAMES, GLENN | I | VP - RESEARCH AND OPERATIONS, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | A | Control |
| JOYCE JR., JAMES, GLENN | I | VP - RESEARCH AND OPERATIONS, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | A | Control |
| JOYCE JR., JAMES, GLENN | I | VP, CO-CIO, CCO, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | A | Control |
| JOYCE JR., JAMES, GLENN | I | VP, CO-CIO, CCO, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | A | Control |
| JOYCE JR., JAMES, GLENN | I | VP, CO-CIO, CCO, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | A | Control |
| JOYCE JR., JAMES, GLENN | I | VP, CO-CIO, CCO, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | A | Control |
| JOYCE JR., JAMES, GLENN | I | VP, CO-CIO, CCO, DIRECTOR, CLASS A AND CLASS B SHAREHOLDER | A | Control |
Registrations
Federal
IA
Jul 21, 2020 REGISTERED
Notice Filings (15)
CA CO FL GA LA MD NC NH NJ NY PA SC TN TX VA
Address
324 W WENDOVER AVENUESUITE 204
GREENSBORO, NC 27408
United States
Phone: 336-230-1811