EQUIBASE CAPITAL ADVISORS, INC.
Legal name: CORNERSTONE ADVISORS INC
CRD #106303 SEC #801-48371 CHICAGO, IL 773-489-7600
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 9, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DALLAS, HAROLD, RICHARD | I | MANAGING DIRECTOR | NA | |
| HUSMAN, MICHAEL, WALSH | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| ROSS, STEVEN, IRA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SACKMAN, DONALD, IVAN | I | MANAGING DIRECTOR | NA | |
| TUNG, JOHN | I | DIRECTOR/PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| TUNG, JOHN | I | MANAGING DIRECTOR | NA | |
| EQUIBASE CAPITAL GROUP, LLC | DE | SHAREHOLDER | E | Control |
| ORYX CAPITAL INTERNATIONAL, INC. | DE | CORPORATION | E | Control |
| NAZER, LOAY | I | CONTROLLING ENTITY | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EQUIBASE CAPITAL HOLDINGS, INC. | DE | EQUIBASE CAPITAL GROUP, LLC | E | Control |
| HUSMAN, DAVID, LAWRENCE | I | EQUIBASE CAPITAL HOLDINGS, INC. | D | |
| HUSMAN, MICHAEL, WALSH | I | EQUIBASE CAPITAL HOLDINGS, INC. | D | Control |
Registrations
Federal
IA
Mar 9, 2007 REGISTERED
Address
1200 NORTH ASHLAND AVE.SUITE 600
CHICAGO, IL 60622
USA
Phone: 773-489-7600