RIA Intelligence

BETTS BROOK ADVISORS INC

CRD #106308 SEC #801-43424 NORWALK, CT 203-847-4068
SEC Registered
Total AUM
$3.3M
Discretionary
$3.3M
Employees
5
Clients
--
Accounts
7

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 22, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BAYER, NEIL, HARRYISECRETARYD Control
FELDMAN, LAWRENCEIPRESIDENTD Control

Registrations

Federal

IA
Mar 22, 2002 REGISTERED

Notice Filings (1)

CT

Address

37 NORTH AVE
NORWALK, CT 6851
USA
Phone: 203-847-4068