SAUBERAN & COMPANY, LLC
CRD #106317 SEC #801-38553 LOCKPORT, NY 716-439-1265
SEC Registered
Total AUM
$5.8M
Discretionary
$5.8M
Employees
1
Clients
11
Accounts
56
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SAUBERAN, CHARLES, KEITH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Nov 24, 2025 REGISTERED
Notice Filings (1)
NY
Address
175 WALNUT ST SUITE#2LOCKPORT, NY 14094
United States
Phone: 716-439-1265