SANTA BARBARA ASSET MANAGEMENT, INC.
Legal name: SANTA BARBARA ASSET MANAGEMENT
CRD #106320 SEC #801-31130 SANTA BARBARA, CA 805-965-4600
SEC Registered
Total AUM
$2.1B
Discretionary
$2B
Employees
--
Clients
0
Accounts
1,751
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 23, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEFFERNAN, MAURICE, D | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| MAYFIELD, MICHAEL, GAGE | I | PRESIDENT CEO CIO | D | Control |
| MAYFIELD, MICHAEL, GAGE | I | PRESIDENT CEO CIO | D | Control |
| MAYFIELD, MICHAEL, GAGE | I | PRESIDENT CEO CIO | D | Control |
| TAYLOR, RICHARD, CARLTON | I | PRESIDENT | D | Control |
| BOUTIN, RICHARD | I | MANAGING DIRECTOR SEC-TREAS | C | Control |
| BOUTIN, RICHARD | I | MANAGING DIRECTOR SEC-TREAS | C | Control |
| BOUTIN, RICHARD | I | MANAGING DIRECTOR SEC-TREAS | C | Control |
| BOUTIN, RICHARD | I | MANAGING DIRECTOR SEC-TREAS | C | Control |
| BOUTIN, RICHARD | I | MANAGING DIRECTOR SEC-TREAS | C | Control |
| MAYFIELD, MICHAEL, GAGE | I | PRESIDENT CEO CIO | C | Control |
| MAYFIELD, MICHAEL, GAGE | I | PRESIDENT CEO CIO | C | Control |
| MAYFIELD, MICHAEL, GAGE | I | PRESIDENT CEO CIO | C | Control |
| TAYLOR, RICHARD, CARLTON | I | CHAIRMAN OF THE BOARD | C | Control |
| TAYLOR, RICHARD, CARLTON | I | RETIRED | C | Control |
| TAYLOR, RICHARD, CARLTON | I | CHAIRMAN OF THE BOARD | C | Control |
| BOUTIN, RICHARD | I | MANAGING DIRECTOR | B | Control |
| BOUTIN, RICHARD | I | MANAGING DIRECTOR SEC-TREAS | B | Control |
| MAYFIELD, MICHAEL, GAGE | I | MANAGING DIRECTOR | B | Control |
| MURPHY, LEO, JOHN | I | VICE PRESIDENT INSTITUTIONAL MARKETING | B | Control |
| THARAKAN, GEORGE, M | I | DIRECTOR OF RESEARCH/PORTFOLIO MANAGER | B | Control |
| KUHN, PAUL | I | VICE PRESIDENT MARKETING | A | Control |
Registrations
Federal
IA
Jun 23, 2005 REGISTERED
Notice Filings (44)
AK AL AR AZ CA CO CT DC DE FL GA HI ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC NE NJ NM NV NY OH OK OR PA RI SD TN TX UT VA WA WI
Address
200 EAST CARRILLO STREETSUITE 300
SANTA BARBARA, CA 93101
USA
Phone: 805-965-4600