CANNELL & CO.
CRD #106326 SEC #801-27046 NEW YORK, NY 212-752-5255
SEC Registered
Total AUM
$3.6B
Discretionary
$3.6B
Employees
23
Clients
--
Accounts
1,565
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2023
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUCHMAN, JOEL | I | DIRECTOR | NA | |
| BUCHMAN, JOEL | I | DIRECTOR | NA | |
| BUCHMAN, JOEL | I | DIRECTOR | NA | |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | Control |
| BURKE, ANTHONY, EDWARD | I | DIRECTOR | NA | |
| BURKE, ANTHONY, EDWARD | I | DIRECTOR | NA | |
| BURKE, ANTHONY, EDWARD | I | DIRECTOR | NA | |
| BURKE, ANTHONY, EDWARD | I | DIRECTOR | NA | |
| BURKE, ANTHONY, EDWARD | I | DIRECTOR | NA | |
| BURKE, ANTHONY, EDWARD | I | DIRECTOR | NA | |
| BURKE, ANTHONY, EDWARD | I | DIRECTOR | NA | |
| BURKE, ANTHONY, EDWARD | I | DIRECTOR | NA | |
| BURKE, ANTHONY, EDWARD | I | DIRECTOR | NA | |
| BURKE, ANTHONY, EDWARD | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANGEMI, THOMAS, ROBERT | I | DIRECTOR | NA | |
| CANNELL, PETER, BEST | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| CANNELL, PETER, BEST | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| CANNELL, PETER, BEST | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| CANNELL, PETER, BEST | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| CANNELL, PETER, BEST | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| DAHYA, HANIF, MOHAMED | I | DIRECTOR | NA | |
| DAHYA, HANIF, MOHAMED | I | DIRECTOR | NA | |
| DAHYA, HANIF, MOHAMED | I | DIRECTOR | NA | |
| DAHYA, HANIF, MOHAMED | I | DIRECTOR | NA | |
| DAHYA, HANIF, MOHAMED | I | DIRECTOR | NA | |
| DAHYA, HANIF, MOHAMED | I | DIRECTOR | NA | |
| DAHYA, HANIF, MOHAMED | I | DIRECTOR | NA | |
| DAHYA, HANIF, MOHAMED | I | DIRECTOR | NA | |
| DENEAU, IZABELLA | I | TREASURER | NA | |
| DENEAU, IZABELLA | I | TREASURER | NA | |
| DENEAU, IZABELLA | I | TREASURER | NA | |
| DENEAU, IZABELLA | I | TREASURER | NA | |
| DENEAU, IZABELLA | I | TREASURER | NA | |
| DENEAU, IZABELLA | I | TREASURER | NA | |
| DUFFY, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | PARTNER | NA | |
| EISING, ROBERT, CHARLES | I | PARTNER | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| EISING, ROBERT, CHARLES | I | PARTNER | NA | |
| EISING, ROBERT, CHARLES | I | PARTNER | NA | |
| EISING, ROBERT, CHARLES | I | PARTNER | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FICALORA, JOSEPH, R. | I | DIRECTOR | NA | |
| FURTH, JOHN | I | VICE CHAIRMAN | NA | |
| FURTH, JOHN | I | VICE CHAIRMAN | NA | |
| FURTH, JOHN | I | VICE CHAIRMAN | NA | |
| FURTH, JOHN | I | VICE CHAIRMAN | NA | |
| FURTH, JOHN | I | VICE CHAIRMAN | NA | |
| FURTH, JOHN | I | VICE CHAIRMAN | NA | |
| FURTH, JOHN | I | VICE CHAIRMAN | NA | |
| FURTH, JOHN | I | VICE CHAIRMAN; DIRECTOR | NA | |
| FURTH, JOHN | I | VICE CHAIRMAN; DIRECTOR | NA | |
| FURTH, JOHN | I | VICE CHAIRMAN; DIRECTOR | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, EDWARD, MORGAN | I | SENIOR VICE PRESIDENT | NA | |
| GILES, WALTER, K | I | SENIOR VICE PRESIDENT | NA | |
| GILES, WALTER, K | I | SENIOR VICE PRESIDENT | NA | |
| GILES, WALTER, KENNETH | I | SENIOR VICE PRESIDENT | NA | |
| GILES, WALTER, KENNETH | I | SENIOR VICE PRESIDENT | NA | |
| GILES, WALTER, KENNETH | I | SENIOR VICE PRESIDENT | NA | |
| GILES, WALTER, KENNETH | I | SENIOR VICE PRESIDENT | NA | |
| GILES, WALTER, KENNETH | I | SENIOR VICE PRESIDENT | NA | |
| GILES, WALTER, KENNETH | I | SENIOR VICE PRESIDENT | NA | |
| GILES, WALTER, KENNETH | I | SENIOR VICE PRESIDENT | NA | |
| GILES, WALTER, KENNETH | I | SENIOR VICE PRESIDENT | NA | |
| GOLDBERG, GLENN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDBERG, GLENN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDBERG, GLENN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDBERG, GLENN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDBERG, GLENN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDBERG, GLENN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERRMAN II, WILLIAM, H. | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN II, WILLIAM, H. | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN II, WILLIAM, H. | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN II, WILLIAM, H. | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN II, WILLIAM, H. | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN II, WILLIAM, H. | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN II, WILLIAM, H. | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN II, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN II, WILLIAM, HENRY | I | PARTNER | NA | |
| HERRMAN II, WILLIAM, HENRY | I | PARTNER | NA | |
| HERRMAN II, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN II, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN II, WILLIAM, HENRY | I | PARTNER | NA | |
| HERRMAN II, WILLIAM, HENRY | I | PARTNER | NA | |
| HERRMAN II, WILLIAM, HENRY | I | PARTNER | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HERRMAN, WILLIAM, HENRY | I | SENIOR VICE PRESIDENT | NA | |
| HOGAN, JOHN, DAVID | I | SECRETARY; TREASURER; DIRECTOR | NA | |
| HOGAN, JOHN, DAVID | I | SECRETARY; TREASURER | NA | |
| HOGAN, JOHN, DAVID | I | SECRETARY; TREASURER; DIRECTOR | NA | |
| HOGAN, JOHN, DAVID | I | SECRETARY; TREASURER; DIRECTOR | NA | |
| HOGAN, JOHN, DAVID | I | SECRETARY; TREASURER | NA | |
| HOGAN, JOHN, DAVID | I | SECRETARY; TREASURER | NA | |
| HOGAN, JOHN, DAVID | I | SECRETARY; TREASURER | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOGAN, PATRICIA | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | |
| KOGAN, PATRICIA | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | |
| KOGAN, PATRICIA | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | |
| KOGAN, PATRICIA | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | |
| KOGAN, PATRICIA | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | |
| KOGAN, PATRICIA | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | |
| KOGAN, PATRICIA | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | |
| KOGAN, PATRICIA | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | |
| KOGAN, PATRICIA | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | |
| KOGAN, PATRICIA, ANN | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | |
| KOGAN, PATRICIA, ANN | I | PARTNER | NA | |
| KOGAN, PATRICIA, ANN | I | PARTNER | NA | |
| KOGAN, PATRICIA, ANN | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | |
| KOGAN, PATRICIA, ANN | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | |
| KOGAN, PATRICIA, ANN | I | PARTNER | NA | |
| KOGAN, PATRICIA, ANN | I | PARTNER | NA | |
| KOGAN, PATRICIA, ANN | I | PARTNER | NA | |
| LYNN, JENNIFER, BUCHMAN | I | VICE PRESIDENT; ASSISTANT SECRETARY | NA | |
| LYNN, JENNIFER, BUCHMAN | I | VICE PRESIDENT; ASSISTANT SECRETARY | NA | |
| LYNN, JENNIFER, BUCHMAN | I | VICE PRESIDENT; ASSISTANT SECRETARY | NA | |
| LYNN, JENNIFER, BUCHMAN | I | VICE PRESIDENT; ASSISTANT SECRETARY | NA | |
| LYNN, JENNIFER, BUCHMAN | I | SENIOR VICE PRESIDENT; ASSISTANT SECRETARY | NA | |
| LYNN, JENNIFER, BUCHMAN | I | SENIOR VICE PRESIDENT; ASSISTANT SECRETARY | NA | |
| LYNN, JENNIFER, BUCHMAN | I | VICE PRESIDENT; ASSISTANT SECRETARY | NA | |
| LYNN, JENNIFER, BUCHMAN | I | SENIOR VICE PRESIDENT; ASSISTANT SECRETARY; INTERIM CCO | NA | |
| LYNN, JENNIFER, BUCHMAN | I | SENIOR VICE PRESIDENT; ASSISTANT SECRETARY | NA | |
| LYNN, JENNIFER, BUCHMAN | I | SENIOR VICE PRESIDENT; ASSISTANT SECRETARY | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | |
| LYNN, JENNIFER, BUCHMAN | I | SENIOR VICE PRESIDENT; ASSISTANT SECRETARY | NA | |
| LYNN, JENNIFER, BUCHMAN | I | SENIOR VICE PRESIDENT; ASSISTANT SECRETARY | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | |
| LYNN, JENNIFER, BUCHMAN | I | SENIOR VICE PRESIDENT; ASSISTANT SECRETARY | NA | |
| LYNN, JENNIFER, BUCHMAN | I | SENIOR VICE PRESIDENT; ASSISTANT SECRETARY; INTERIM CCO | NA | |
| LYNN, JENNIFER, BUCHMAN | I | SENIOR VICE PRESIDENT; ASSISTANT SECRETARY | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | |
| LYNN, JENNIFER, BUCHMAN | I | SENIOR VICE PRESIDENT; ASSISTANT SECRETARY | NA | |
| LYNN, JENNIFER, BUCHMAN | I | SENIOR VICE PRESIDENT; ASSISTANT SECRETARY; INTERIM CCO | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| LYNN, JENNIFER, BUCHMAN | I | PARTNER | NA | |
| LYNN, JENNIFER, BUCHMAN | I | PARTNER | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| LYNN, JENNIFER, BUCHMAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| LYNN, JENNIFER, BUCHMAN | I | PARTNER | NA | |
| LYNN, JENNIFER, BUCHMAN | I | PARTNER | NA | |
| LYNN, JENNIFER, BUCHMAN | I | PARTNER | NA | |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MACCALLUM, IAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MACCALLUM, IAN, BARRIE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MACCALLUM, IAN, BARRIE | I | PARTNER | NA | Control |
| MACCALLUM, IAN, BARRIE | I | PARTNER | NA | Control |
| MACCALLUM, IAN, BARRIE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MACCALLUM, IAN, BARRIE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MACCALLUM, IAN, BARRIE | I | PARTNER | NA | Control |
| MACCALLUM, IAN, BARRIE | I | PARTNER | NA | Control |
| MACCALLUM, IAN, BARRIE | I | PARTNER | NA | Control |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MANZULLI, MICHAEL, FRANK | I | DIRECTOR | NA | |
| MAZZULLO, DAVID, JONATHAN | I | CHIEF OPERATING OFFICER | NA | |
| MAZZULLO, DAVID, JONATHAN | I | CHIEF OPERATING OFFICER | NA | |
| MAZZULLO, DAVID, JONATHAN | I | CHIEF OPERATING OFFICER | NA | |
| MAZZULLO, DAVID, JONATHAN | I | PRESIDENT | NA | Control |
| MAZZULLO, DAVID, JONATHAN | I | PRESIDENT | NA | Control |
| MAZZULLO, DAVID, JONATHAN | I | PRESIDENT | NA | Control |
| MAZZULLO, DAVID, JONATHAN | I | PRESIDENT | NA | Control |
| MAZZULLO, DAVID, JONATHAN | I | PRESIDENT | NA | Control |
| MAZZULLO, DAVID, JONATHAN | I | PRESIDENT | NA | Control |
| MAZZULLO, DAVID, JONATHAN | I | PARTNER | NA | Control |
| MAZZULLO, DAVID, JONATHAN | I | PARTNER | NA | Control |
| MAZZULLO, DAVID, JONATHAN | I | PRESIDENT | NA | Control |
| MAZZULLO, DAVID, JONATHAN | I | PRESIDENT | NA | Control |
| MAZZULLO, DAVID, JONATHAN | I | PARTNER | NA | Control |
| MAZZULLO, DAVID, JONATHAN | I | PARTNER | NA | Control |
| MAZZULLO, DAVID, JONATHAN | I | PARTNER | NA | Control |
| MITTELMAN, PAUL | I | CHIEF COMPLIANCE OFFICER, TREASURER AND SECRETARY | NA | Control |
| MITTELMAN, PAUL | I | CHIEF COMPLIANCE OFFICER, TREASURER AND SECRETARY | NA | Control |
| MITTELMAN, PAUL | I | CHIEF COMPLIANCE OFFICER, TREASURER AND SECRETARY | NA | Control |
| MITTELMAN, PAUL | I | TREASURER AND SECRETARY | NA | Control |
| MITTELMAN, PAUL | I | TREASURER AND SECRETARY | NA | Control |
| MITTELMAN, PAUL | I | TREASURER AND SECRETARY | NA | Control |
| MITTELMAN, PAUL | I | SECRETARY; TREASURER | NA | |
| MITTELMAN, PAUL | I | TREASURER AND SECRETARY | NA | Control |
| MITTELMAN, PAUL | I | SECRETARY; TREASURER | NA | |
| MITTELMAN, PAUL | I | TREASURER AND SECRETARY | NA | Control |
| MITTELMAN, PAUL | I | TREASURER AND SECRETARY | NA | Control |
| MITTELMAN, PAUL | I | TREASURER AND SECRETARY | NA | Control |
| MITTELMAN, PAUL | I | TREASURER AND SECRETARY | NA | Control |
| MITTELMAN, PAUL | I | TREASURER AND SECRETARY | NA | Control |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MUROFF, NEAL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SALOMON, ANNA | I | TREASURER | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT, FRANK | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT, FRANK | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT, FRANK | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT, FRANK | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT, FRANK | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT, FRANK | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT, FRANK | I | SENIOR VICE PRESIDENT | NA | |
| SHAPIRO, ROBERT, FRANK | I | SENIOR VICE PRESIDENT | NA | |
| SMALL, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | PARTNER | NA | |
| THOW, RONALD, CHARLES | I | PARTNER | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| THOW, RONALD, CHARLES | I | PARTNER | NA | |
| THOW, RONALD, CHARLES | I | PARTNER | NA | |
| THOW, RONALD, CHARLES | I | PARTNER | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| VOUTSINAS, SPIROS | I | DIRECTOR | NA | |
| WARTMAN, PAUL | I | SENIOR VICE PRESIDENT OF RESEARCH | NA | |
| WARTMAN, PAUL | I | SENIOR VICE PRESIDENT OF RESEARCH | NA | |
| WARTMAN, PAUL | I | SENIOR VICE PRESIDENT OF RESEARCH | NA | |
| WARTMAN, PAUL | I | SENIOR VICE PRESIDENT OF RESEARCH | NA | |
| WARTMAN, PAUL | I | SENIOR VICE PRESIDENT OF RESEARCH | NA | |
| WARTMAN, PAUL, ANDREW | I | SENIOR VICE PRESIDENT OF RESEARCH | NA | |
| WARTMAN, PAUL, ANDREW | I | PARTNER | NA | |
| WARTMAN, PAUL, ANDREW | I | PARTNER | NA | |
| WARTMAN, PAUL, ANDREW | I | SENIOR VICE PRESIDENT OF RESEARCH | NA | |
| WARTMAN, PAUL, ANDREW | I | SENIOR VICE PRESIDENT OF RESEARCH | NA | |
| WARTMAN, PAUL, ANDREW | I | PARTNER | NA | |
| WARTMAN, PAUL, ANDREW | I | PARTNER | NA | |
| WARTMAN, PAUL, ANDREW | I | PARTNER | NA | |
| WERNER, JASON | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | PRESIDENT; DIRECTOR | NA | Control |
| WERNER, JOSEPH, BLAIR | I | PRESIDENT; DIRECTOR | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | PRESIDENT; CHAIRMAN OF THE BOARD | NA | Control |
| WERNER, JOSEPH, BLAIR | I | PRESIDENT; DIRECTOR | NA | Control |
| WERNER, JOSEPH, BLAIR | I | PRESIDENT; DIRECTOR | NA | Control |
| WERNER, JOSEPH, BLAIR | I | PRESIDENT; DIRECTOR | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO; DIRECTOR | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO; DIRECTOR | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO; DIRECTOR | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN, PRESIDENT AND CEO; DIRECTOR | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | PARTNER | NA | Control |
| WERNER, JOSEPH, BLAIR | I | PARTNER | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | CHAIRMAN AND CEO | NA | Control |
| WERNER, JOSEPH, BLAIR | I | PARTNER | NA | Control |
| WERNER, JOSEPH, BLAIR | I | PARTNER | NA | Control |
| WERNER, JOSEPH, BLAIR | I | PARTNER | NA | Control |
| PBC ACQUISITION CORP., INC. | DE | OWNER | E | Control |
| PBC ACQUISITION CORP., INC. | DE | OWNER | E | Control |
| PBC ACQUISITION CORP., INC. | DE | OWNER | E | Control |
| PBC ACQUISITION CORP., INC. | DE | OWNER | E | Control |
| PBC ACQUISITION CORP., INC. | DE | OWNER | E | Control |
| PBC ACQUISITION CORP., INC. | DE | OWNER | E | Control |
| PBC ACQUISITION CORP., INC. | DE | OWNER | E | Control |
| PBC ACQUISITION CORP., INC. | DE | OWNER | E | Control |
| PBC ACQUISITION CORP., INC. | DE | OWNER | E | Control |
| PBC ACQUISITION CORP., INC. | DE | OWNER | E | Control |
| PBC ACQUISITION CORP., INC. | DE | OWNER | E | Control |
| PBC ACQUISITION CORP., INC. | DE | OWNER | E | Control |
| PBC ACQUISITION CORP., INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | E | Control |
| CANNELL, PETER, BEST | I | CHAIRMAN OF THE BOARD OF DIRECTORS | C | Control |
| CANNELL, PETER, BEST | I | CHAIRMAN OF THE BOARD OF DIRECTORS | C | Control |
| CANNELL, PETER, BEST | I | CHAIRMAN OF THE BOARD OF DIRECTORS | C | Control |
| RICHMOND COUNTY FINANCIAL CORP. | DE | OWNER | C | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | C | Control |
| RICHMOND ENTERPRISES INC. | DE | OWNER | C | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | B | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | B | Control |
| BUCHMAN, JOYCE | I | EXECUTIVE VICE PRESIDENT; DIRECTOR | B | Control |
| WERNER, JOSEPH, BLAIR | I | PRESIDENT; DIRECTOR | B | Control |
| WERNER, JOSEPH, BLAIR | I | PRESIDENT; DIRECTOR | B | Control |
| WERNER, JOSEPH, BLAIR | I | PRESIDENT; DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANCORP, INC. | DE | NEW YORK COMMUNITY BANK | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| NEW YORK COMMUNITY BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
| RICHMOND COUNTY FINANCIAL CORP. | DE | RICHMOND COUNTY SAVINGS BANK | E | Control |
| RICHMOND COUNTY SAVINGS BANK | DE | RICHMOND ENTERPRISES INC. | E | Control |
Registrations
Federal
IA
Mar 11, 2023 REGISTERED
Notice Filings (28)
AZ CA CO CT DC DE FL GA IL MA MD ME MN MO NC NE NH NJ NM NY PA RI TN TX UT VA VT WA
Address
545 MADISON AVENUE11TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-752-5255