HUBER FINANCIAL GROUP LTD
Legal name: HUBER FINANCIAL GROUP, LTD.
CRD #106331 SEC #801-45470 LINCOLNSHIRE, IL 847-541-6888
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOYLE, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOYLE, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOYLE, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOYLE, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOYLE, JOSEPH, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | NA | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | NA | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | NA | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | NA | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | NA | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | NA | Control |
| HUBER, PHILIP, ROBERT | I | PRESIDENT | NA | |
| HUBER, PHILIP, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUBER, PHILIP, ROBERT | I | PRESIDENT | NA | |
| HUBER, PHILIP, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUBER, PHILIP, ROBERT | I | PRESIDENT | NA | |
| HUBER, PHILIP, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUBER, PHILIP, ROBERT | I | PRESIDENT | NA | |
| HUBER, PHILIP, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUBER, PHILIP, ROBERT | I | PRESIDENT | NA | |
| HUBER, PHILIP, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUBER, PHILIP, ROBERT | I | PRESIDENT | NA | |
| HUBER, PHILIP, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUBER, PHILIP, ROBERT | I | PRESIDENT | NA | |
| HUBER, PHILIP, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORRISON, ROBERT, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | PRESIDENT | NA | Control |
| MORRISON, ROBERT, EARL | I | PRESIDENT | NA | Control |
| MORRISON, ROBERT, EARL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | PRESIDENT | NA | Control |
| MORRISON, ROBERT, EARL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MORRISON, ROBERT, EARL | I | PRESIDENT | NA | Control |
| MORRISON, ROBERT, EARL | I | PRESIDENT | NA | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| HUBER, DAVID, JOSEPH | I | OWNER | E | Control |
| HUBER, DAVID, JOSEPH | I | OWNER | E | Control |
| HUBER, DAVID, JOSEPH | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HUBER, DAVID, JOSEPH | I | OWNER | E | Control |
| HUBER, DAVID, JOSEPH | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HUBER, DAVID, JOSEPH | I | OWNER | E | Control |
| HUBER, DAVID, JOSEPH | I | OWNER | E | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| HUBER, DAVID, JOSEPH | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HUBER, DAVID, JOSEPH | I | PRESIDENT | E | Control |
| HUBER, DAVID, JOSEPH | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HUBER, DAVID, JOSEPH | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HUBER, DAVID, JOSEPH | I | OWNER | E | Control |
| HUBER, DAVID, JOSEPH | I | OWNER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAKER, L. EDWARD | I | BAKER CAPITAL, LLC | E | Control |
| BAKER, L. EDWARD | I | BAKER CAPITAL, LLC | E | Control |
| BAKER, L. EDWARD | I | BAKER CAPITAL, LLC | E | Control |
| BAKER, L. EDWARD | I | BAKER CAPITAL, LLC | E | Control |
| MESA HOLDINGS, INC. | DE | MESA FINANCIAL ADVISORS, INC. | E | Control |
| MESA HOLDINGS, INC. | DE | MESA FINANCIAL ADVISORS, INC. | E | Control |
| MESA HOLDINGS, INC. | DE | MESA FINANCIAL ADVISORS, INC. | E | Control |
| MESA HOLDINGS, INC. | DE | MESA FINANCIAL ADVISORS, INC. | E | Control |
| MESA HOLDINGS, LLC | DE | MESA FINANCIAL ADVISORS, INC. | E | |
| MESA HOLDINGS, LLC | DE | MESA FINANCIAL ADVISORS, INC. | E | |
| BAKER CAPITAL LLC | DE | MESA HOLDINGS, INC. | C | Control |
| BAKER CAPITAL LLC | DE | MESA HOLDINGS, INC. | C | Control |
| BAKER CAPITAL LLC | DE | MESA HOLDINGS, INC. | C | Control |
| BAKER CAPITAL LLC | DE | MESA HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Mar 23, 2017 REGISTERED
Notice Filings (10)
CA FL IL IN MN MO NC SC TX WI
Address
475 HALF DAY ROADSUITE 210
LINCOLNSHIRE, IL 60069
United States
Phone: 847-541-6888