ABBOTT CAPITAL MANAGEMENT LLC
CRD #106332 SEC #801-27914 NEW YORK, NY 212-757-2700
SEC Registered Private Funds
Total AUM
$15B
Discretionary
$14.4B
Employees
62
Clients
--
Accounts
62
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 29, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERLINER, KIMBERLY, SUSAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAGER, KAREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAGER, KAREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAGER, KAREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAGER, KAREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAGER, KAREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAGER, KAREN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER | NA | |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | NA | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | NA | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER | NA | |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | NA | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | NA | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | NA | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | NA | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | NA | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | NA | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | NA | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | NA | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | NA | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | NA | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | NA | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | NA | Control |
| Horton, Monique, Kristine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Horton, Monique, Kristine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Horton, Monique, Kristine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Horton, Monique, Kristine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Horton, Monique, Kristine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Horton, Monique, Kristine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Horton, Monique, Kristine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGFELD, INC. | DE | MEMBER | NA | |
| LANGFELD, INC. | DE | MEMBER | NA | |
| LANGFELD, INC. | DE | MEMBER | NA | |
| LANGFELD, INC. | DE | MEMBER | NA | |
| LANGFELD, INC. | DE | MEMBER | NA | |
| LANGFELD, INC. | DE | MEMBER | NA | |
| LANGFELD, INC. | DE | MEMBER | NA | |
| LANGFELD, INC. | DE | MEMBER | NA | |
| LANGFELD, INC. | DE | MEMBER | NA | |
| LANGFELD, INC. | DE | MEMBER | NA | |
| LANGFELD, INC. | DE | MEMBER | NA | |
| LANGFELD, INC. | DE | MEMBER | NA | |
| LEE, YOUNG | I | MEMBER | NA | Control |
| LEE, YOUNG | I | MEMBER | NA | Control |
| LEE, YOUNG | I | MEMBER | NA | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | NA | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | NA | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | NA | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | NA | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | NA | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | NA | Control |
| MASSEY, LAUREN, MARIE | I | CLASS A MEMBER | NA | Control |
| MASSEY, LAUREN, MARIE | I | CLASS A MEMBER | NA | Control |
| MASSEY, LAUREN, MARIE | I | CLASS A MEMBER | NA | Control |
| MASSEY, LAUREN, MARIE | I | CLASS A MEMBER | NA | Control |
| PARZIALE, PAOLO | I | MEMBER | NA | Control |
| PARZIALE, PAOLO | I | MEMBER | NA | Control |
| PARZIALE, PAOLO | I | MEMBER | NA | Control |
| PARZIALE, PAOLO | I | MEMBER | NA | Control |
| PARZIALE, PAOLO | I | MEMBER | NA | Control |
| PARZIALE, PAOLO | I | MEMBER | NA | Control |
| PARZIALE, PAOLO | I | MEMBER | NA | Control |
| PARZIALE, PAOLO | I | MEMBER | NA | Control |
| PARZIALE, PAOLO | I | MEMBER | NA | Control |
| PARZIALE, PAOLO | I | MEMBER | NA | Control |
| PARZIALE, PAOLO | I | MEMBER | NA | Control |
| PARZIALE, PAOLO | I | MEMBER | NA | Control |
| Pangburn, Leonard | I | MEMBER | NA | Control |
| RAGAZZO, CHRISTOPHER | I | MEMBER | NA | Control |
| RAGAZZO, CHRISTOPHER | I | MEMBER | NA | Control |
| RAGAZZO, CHRISTOPHER | I | MEMBER | NA | Control |
| RAGAZZO, CHRISTOPHER | I | MEMBER | NA | Control |
| RAGAZZO, CHRISTOPHER | I | MEMBER | NA | Control |
| RERISI, MEREDITH, LEIGH | I | CLASS A MEMBER | NA | Control |
| RERISI, MEREDITH, LEIGH | I | CLASS A MEMBER | NA | Control |
| SMITH, MATTHEW, MICHAEL | I | CLASS A MEMBER | NA | Control |
| SMITH, MATTHEW, MICHAEL | I | CLASS A MEMBER | NA | Control |
| TUBIANA, JONATHAN, CLEMENT MENAHEM | I | MEMBER | NA | Control |
| TUBIANA, JONATHAN, CLEMENT MENAHEM | I | MEMBER | NA | Control |
| TUBIANA, JONATHAN, CLEMENT MENAHEM | I | MEMBER | NA | Control |
| TUBIANA, JONATHAN, CLEMENT MENAHEM | I | MEMBER | NA | Control |
| TUBIANA, JONATHAN, CLEMENT MENAHEM | I | MEMBER | NA | Control |
| VANHORNE, CHARLES, HENRY | I | CLASS A MEMBER | NA | Control |
| VANHORNE, CHARLES, HENRY | I | CLASS A MEMBER | NA | Control |
| WITT, WOLF, NMN | I | MEMBER | NA | Control |
| WITT, WOLF, NMN | I | MEMBER | NA | Control |
| WITT, WOLF, NMN | I | MEMBER | NA | Control |
| WITT, WOLF, NMN | I | MEMBER | NA | Control |
| WITT, WOLF, NMN | I | MEMBER | NA | Control |
| WITT, WOLF, NMN | I | MEMBER | NA | Control |
| WITT, WOLF, NMN | I | MEMBER | NA | Control |
| WITT, WOLF, NMN | I | MEMBER | NA | Control |
| HELD, RAYMOND, LEONARD | I | CLASS A MEMBER | C | Control |
| HELD, RAYMOND, LEONARD | I | CLASS A MEMBER | C | Control |
| HELD, RAYMOND, LEONARD | I | CLASS A MEMBER | C | Control |
| HELD, RAYMOND, LEONARD | I | CLASS A MEMBER | C | Control |
| HELD, RAYMOND, LEONARD | I | CLASS A MEMBER | C | Control |
| GRAY, THADDEUS, IVES | I | CLASS A MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CLASS A MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CLASS A MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CHIEF INVESTMENT OFFICER/MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CHIEF INVESTMENT OFFICER/MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CLASS A MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CLASS A MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CLASS A MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CHIEF INVESTMENT OFFICER/CLASS A MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CLASS A MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CHIEF INVESTMENT OFFICER/MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CHIEF INVESTMENT OFFICER/MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CHIEF INVESTMENT OFFICER/MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CHIEF INVESTMENT OFFICER/MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CHIEF INVESTMENT OFFICER/MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CHIEF INVESTMENT OFFICER/MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CHIEF INVESTMENT OFFICER/MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CHIEF INVESTMENT OFFICER/MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CHIEF INVESTMENT OFFICER/MEMBER | B | Control |
| HELD, RAYMOND, LEONARD | I | CLASS A MEMBER | B | Control |
| HELD, RAYMOND, LEONARD | I | CLASS A MEMBER | B | Control |
| HELD, RAYMOND, LEONARD | I | CHAIRMAN/CLASS A MEMBER | B | Control |
| LEE, YOUNG | I | MEMBER | B | Control |
| LEE, YOUNG | I | MEMBER | B | Control |
| LEE, YOUNG | I | MEMBER | B | Control |
| LEE, YOUNG | I | MEMBER | B | Control |
| LEE, YOUNG | I | MEMBER | B | Control |
| LEE, YOUNG | I | MEMBER | B | Control |
| LEE, YOUNG | I | MEMBER | B | Control |
| LEE, YOUNG | I | MEMBER | B | Control |
| LEE, YOUNG | I | MEMBER | B | Control |
| LEE, YOUNG | I | MEMBER | B | Control |
| LEE, YOUNG, NMN | I | MEMBER | B | Control |
| LEE, YOUNG, NMN | I | MEMBER | B | Control |
| LEE, YOUNG, NMN | I | MEMBER | B | Control |
| LEE, YOUNG, NMN | I | MEMBER | B | Control |
| LEE, YOUNG, NMN | I | MEMBER | B | Control |
| LEE, YOUNG, NMN | I | MEMBER | B | Control |
| LEE, YOUNG, NMN | I | MEMBER | B | Control |
| LEE, YOUNG, NMN | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | B | Control |
| PANGBURN, LEONARD | I | MEMBER | B | Control |
| PANGBURN, LEONARD | I | MEMBER | B | Control |
| PANGBURN, LEONARD | I | MEMBER | B | Control |
| PANGBURN, LEONARD | I | MEMBER | B | Control |
| PANGBURN, LEONARD | I | MEMBER | B | Control |
| PANGBURN, LEONARD | I | MEMBER | B | Control |
| PANGBURN, LEONARD | I | CO-PRESIDENT/MEMBER | B | Control |
| PANGBURN, LEONARD | I | MEMBER | B | Control |
| PANGBURN, LEONARD | I | CO-PRESIDENT/MEMBER | B | Control |
| PANGBURN, LEONARD | I | MEMBER | B | Control |
| PANGBURN, LEONARD, C. | I | PRESIDENT/MEMBER | B | Control |
| PANGBURN, LEONARD, C. | I | PRESIDENT/MEMBER | B | Control |
| PANGBURN, LEONARD, C. | I | PRESIDENT/MEMBER | B | Control |
| PANGBURN, LEONARD, C. | I | PRESIDENT/MEMBER | B | Control |
| PANGBURN, LEONARD, CHARLES | I | PRESIDENT/MEMBER | B | Control |
| PANGBURN, LEONARD, CHARLES | I | PRESIDENT/MEMBER | B | Control |
| PANGBURN, LEONARD, CHARLES | I | PRESIDENT/MEMBER | B | Control |
| PANGBURN, LEONARD, CHARLES | I | PRESIDENT/MEMBER | B | Control |
| PRATT, STANLEY, EDWARD | I | CLASS A MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | CLASS A MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | CLASS A MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | CLASS A MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | CLASS A MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | CLASS A MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | CLASS A MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/CLASS A MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | CLASS A MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | CO-PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | CO-PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | CO-PRESIDENT/MEMBER | B | Control |
| ROTH, JONATHAN, DAVID | I | CO-PRESIDENT/MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CLASS A MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CLASS A MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CLASS A MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CLASS A MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CLASS A MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CLASS A MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/CLASS A MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CLASS A MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | B | Control |
| GRAY, THADDEUS, IVES | I | CHIEF INVESTMENT OFFICER/MEMBER | A | Control |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HELD, RAYMOND, LEONARD | I | MEMBER | A | |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| HORNBY, MARY, TERESA | I | CHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| LEE, YOUNG | I | MEMBER | A | Control |
| LEE, YOUNG | I | MEMBER | A | Control |
| LEE, YOUNG | I | MEMBER | A | Control |
| LEE, YOUNG | I | MEMBER | A | Control |
| LEE, YOUNG | I | MEMBER | A | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | A | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | A | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | A | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | A | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | A | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | A | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | A | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | A | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | A | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | A | Control |
| MALONEY, TIMOTHY, WILLIAM | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CLASS A MEMBER / CCO | A | Control |
| MASSEY, LAUREN, MARIE | I | CHIEF COMPLIANCE OFFICER/CLASS A MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CLASS A MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CHIEF COMPLIANCE OFFICER/CLASS A MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| MASSEY, LAUREN, MARIE | I | MEMBER | A | Control |
| PARZIALE, PAOLO | I | MEMBER | A | Control |
| PARZIALE, PAOLO | I | MEMBER | A | Control |
| PARZIALE, PAOLO | I | MEMBER | A | Control |
| PARZIALE, PAOLO | I | MEMBER | A | Control |
| PARZIALE, PAOLO | I | MEMBER | A | Control |
| PARZIALE, PAOLO | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO, NMN | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO, NMN | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO, NMN | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO, NMN | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO, NMN | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO, NMN | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO, NMN | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PARZIALE, PAOLO, NMN | I | CHIEF FINANCIAL OFFICER/MEMBER | A | Control |
| PRATT, STANLEY, EDWARD | I | CLASS B MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | CLASS B MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | CLASS B MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | CLASS B MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | CLASS B MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | CLASS B MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | CLASS B MEMBER | A | Control |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| PRATT, STANLEY, EDWARD | I | MEMBER | A | |
| Pangburn, Leonard | I | MEMBER | A | Control |
| Pangburn, Leonard | I | MEMBER | A | Control |
| Pangburn, Leonard | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | CLASS A MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| RERISI, MEREDITH, LEIGH | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | CLASS A MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| SMITH, MATTHEW, MICHAEL | I | MEMBER | A | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | A | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | A | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | A | Control |
| STOKEL, KATHRYN, JAN | I | CHIEF OPERATING OFFICER/MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | CLASS A MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | CLASS A MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | CLASS A MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | CLASS A MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | CLASS A MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | MEMBER | A | Control |
| VANHORNE, CHARLES, HENRY | I | MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KLEMME, JOBST | I | LANGFELD, INC. | E | Control |
| KLEMME, JOBST | I | LANGFELD, INC. | E | Control |
| KLEMME, JOBST | I | LANGFELD, INC. | E | Control |
| KLEMME, JOBST | I | LANGFELD, INC. | E | Control |
| KLEMME, JOBST, ALBRECHT | I | LANGFELD, INC. | E | Control |
| KLEMME, JOBST, ALBRECHT | I | LANGFELD, INC. | E | Control |
| KLEMME, JOBST, ALBRECHT | I | LANGFELD, INC. | E | Control |
| KLEMME, JOBST, ALBRECHT | I | LANGFELD, INC. | E | Control |
| KLEMME, JOBST, ALBRECHT | I | LANGFELD, INC. | E | Control |
| KLEMME, JOBST, ALBRECHT | I | LANGFELD, INC. | E | Control |
Registrations
Federal
IA
Jul 29, 2025 REGISTERED
Notice Filings (3)
MA NY TX
Address
640 FIFTH AVENUE7TH FLOOR
NEW YORK, NY 10019
United States
Phone: 212-757-2700