WBI INVESTMENTS, LLC
CRD #106336 SEC #801-22873 RED BANK, NJ 732-842-4920
SEC Registered
Total AUM
$552.6M
Discretionary
$552.6M
Employees
13
Clients
--
Accounts
1,328
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 30, 2025
- Branch Offices
- 0
- LEI
- 254900AAKBF1KXGEVL59
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BONNA, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROMBERG, MATTHEW, JAMES | I | GENERAL COUNSEL | NA | Control |
| BROMBERG, MATTHEW, JAMES | I | GENERAL COUNSEL | NA | Control |
| BROMBERG, MATTHEW, JAMES | I | GENERAL COUNSEL | NA | Control |
| BROMBERG, MATTHEW, JAMES | I | GENERAL COUNSEL | NA | Control |
| BROMBERG, MATTHEW, JAMES | I | GENERAL COUNSEL | NA | Control |
| BROMBERG, MATTHEW, JAMES | I | GENERAL COUNSEL | NA | Control |
| BROMBERG, MATTHEW, JAMES | I | GENERAL COUNSEL | NA | Control |
| BROMBERG, MATTHEW, JAMES | I | GENERAL COUNSEL | NA | Control |
| BROMBERG, MATTHEW, JAMES | I | GENERAL COUNSEL | NA | Control |
| BROMBERG, MATTHEW, JAMES | I | GENERAL COUNSEL | NA | Control |
| CAIN, KERRI, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CAIN, KERRI, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CAIN, KERRI, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CAIN, KERRI, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CAIN, KERRI, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CAIN, KERRI, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CAIN, KERRI, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CAIN, KERRI, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CAIN, KERRI, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CAIN, KERRI, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | NA | Control |
| COSTENBADER, WALTER, RUSSELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COSTENBADER, WALTER, RUSSELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COSTENBADER, WALTER, RUSSELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COSTENBADER, WALTER, RUSSELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COSTENBADER, WALTER, RUSSELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COSTENBADER, WALTER, RUSSELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATIONS OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICERS | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CRESPO, TRACEY, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| DUFFY, THOMAS, JOSEPH | I | ASSOCIATE PLANNER | NA | |
| DUFFY, THOMAS, JOSEPH | I | ASSOCIATE PLANNER | NA | |
| DUFFY, THOMAS, JOSEPH | I | ASSOCIATE PLANNER | NA | |
| DUFFY, THOMAS, JOSEPH | I | ASSOCIATE PLANNER | NA | |
| DUFFY, THOMAS, JOSEPH | I | ASSOCIATE PLANNER | NA | |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| HEDENBURG, ERIC, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| KEST, ALYSON, RENEE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| KEST, ALYSON, RENEE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| KEST, ALYSON, RENEE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| KEST, ALYSON, RENEE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| KEST, ALYSON, RENEE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| KEST, ALYSON, RENEE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| KEST, ALYSON, RENEE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| Kreitz, Scott, Frederick | I | CHIEF OPERATING OFFICER | NA | Control |
| LAGERMASINI, PAUL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAGERMASINI, PAUL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAGERMASINI, PAUL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAGERMASINI, PAUL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAGERMASINI, PAUL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAGERMASINI, PAUL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAGERMASINI, PAUL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAGERMASINI, PAUL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARSHALL, CATHERINE, E | I | GENERAL COUNSEL | NA | Control |
| MARSHALL, CATHERINE, E | I | GENERAL COUNSEL | NA | Control |
| MARSHALL, CATHERINE, E | I | GENERAL COUNSEL | NA | |
| MARSHALL, CATHERINE, E | I | GENERAL COUNSEL | NA | Control |
| MARSHALL, CATHERINE, E | I | GENERAL COUNSEL | NA | Control |
| MURPHY, KEVIN, FRANCIS | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MURPHY, KEVIN, FRANCIS | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MURPHY, KEVIN, FRANCIS | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MURPHY, KEVIN, FRANCIS | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MURPHY, KEVIN, FRANCIS | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MURPHY, KEVIN, FRANCIS | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MURPHY, KEVIN, FRANCIS | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| SCHINDLER, DINA, NICOLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHINDLER, DINA, NICOLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, ANN, HOLLY | I | SECRETARY, CHIEF MARKETING OFFICER | NA | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | NA | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | NA | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-CIO, CO-PORTFOLIO MANAGER, CCO, AND TREASURER | NA | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-CIO, CO-PORTFOLIO MANAGER, CCO, AND TREASURER | NA | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-CIO, CO-PORTFOLIO MANAGER, CCO, AND TREASURER | NA | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-CIO, CO-PORTFOLIO MANAGER, CCO, AND TREASURER | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CHIEF INVESTMENT STRATEGIST | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CO-CIO, AND CO-PORTFOLIO MANAGER | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CO-CIO, AND CO-PORTFOLIO MANAGER | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CO-CIO, AND CO-PORTFOLIO MANAGER | NA | Control |
| SCHREIBER, MATTHEW, EARL | I | CO-CEO, CO-CIO, AND CO-PORTFOLIO MANAGER | NA | Control |
| STROIK, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROIK, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROIK, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROIK, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROIK, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROIK, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROIK, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROIK, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROIK, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROIK, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROIK, CYNTHIA, ROSE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| VAN SOLKEMA, STEVEN, A | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | NA | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT/CEO/SECRETARY/TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT/CEO/SECRETARY/TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT/CEO/SECRETARY/TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT/CEO/SECRETARY/TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT/CEO/SECRETARY/TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT/CEO/SECRETARY/TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT/CEO/SECRETARY/TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT/CEO/SECRETARY/TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT/CEO/SECRETARY/TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | PRESIDENT, CEO, SECRETARY, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | E | Control |
| WBI TECH HOLDINGS, LLC | DE | MEMBER | E | Control |
| WBI TECH HOLDINGS, LLC | DE | MEMBER | E | Control |
| WBI TECH HOLDINGS, LLC | DE | MEMBER | E | Control |
| WBI TECH HOLDINGS, LLC | DE | MEMBER | E | Control |
| WBI TECH HOLDINGS, LLC | DE | MEMBER | E | Control |
| WBI TECH HOLDINGS, LLC | DE | MEMBER | E | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CEO, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | D | Control |
| SCHREIBER, DONALD, ROBERT | I | CO-CEO, CO-PORTFOLIO MANAGER, TREASURER | D | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | B | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | B | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. | B | |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. | B | |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE-PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| CONFESSORE, ROBERT | I | VICE PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | VICE PRESIDENT OF BUSINESS DEVELOPMENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| SCHREIBER, MATTHEW, EARL | I | PRESIDENT | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR./CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR./CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR./CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR./CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR./CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR./CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR./CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | PORTFOLIO MGR. & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | A | Control |
| STROIK, GARY, EDWARD | I | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCHREIBER, DONALD, ROBERT | I | WBI HOLDCO, INC. | E | Control |
| SCHREIBER, DONALD, ROBERT | I | WBI HOLDCO, INC. | E | Control |
| SCHREIBER, DONALD, ROBERT | I | WBI HOLDCO, INC. | E | Control |
| WBI HOLDCO, INC. | DE | WBI TECH HOLDINGS, LLC | E | Control |
| WBI HOLDCO, INC. | DE | WBI TECH HOLDINGS, LLC | E | Control |
| WBI HOLDCO, INC. | DE | WBI TECH HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
May 30, 2025 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
ONE RIVER CENTRE - 331 NEWMAN SPRINGS ROADSUITE 105
RED BANK, NJ 07701
United States
Phone: 732-842-4920