WADDELL & REED INVESTMENT MANAGEMENT CO
Legal name: WADDELL & REED INVESTMENTS
CRD #106343 SEC #801-40372 OVERLAND PARK, KS 913-236-2000
SEC Registered Private Funds
Total AUM
$19.2B
Discretionary
$19.2B
Employees
143
Clients
--
Accounts
54
Firm Details
- Organization Type
- Corporation
- State of Formation
- Kansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 13, 2018
- Branch Offices
- 0
- LEI
- 549300182P8VMSX6J380
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT, DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| AVERY, MICHAEL, L | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BLOSS, BRENT, KYLE | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUTCH, THOMAS, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BUYLE, MARK, PATRICK | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| CIPOLLA, LAWRENCE, JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| CLOUSE, BENJAMIN, RUSSELL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CONNEALY, DANIEL, PAUL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, HENRY, JOHN | I | CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| HILLS, WENDY, JACQUELINE | I | VICE PRESIDENT, SECRETARY, ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | VICE PRESIDENT, SECRETARY, ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | VICE PRESIDENT, SECRETARY, ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, SECRETARY & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| HILLS, WENDY, JACQUELINE | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHARDS, KRISTEN, ANNE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | NA | Control |
| RICHIE, JON-JASON | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHIE, JON-JASON | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT & DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SANDERS, PHILIP, JAMES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT & CHIEF RISK OFFICER | NA | |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT & CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT & CHIEF RISK OFFICER | NA | |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT & CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT & CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT & CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT & CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHERMAN, DANIEL, GANTEANME | I | SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT, SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT, SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT, SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT, SECRETARY AND CHIEF LEGAL OFFICER | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SCHULTE, DANIEL, CHARLES | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | SENIOR VICE PRESIDENT,TREASURER, DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER | NA | Control |
| SUNDEEN, JOHN, EARL | I | SENIOR VICE PRESIDENT,TREASURER, DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, JOHN, EARL | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| SUNDEEN, KURT, AUGUSTUS | I | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | NA | Control |
| TUCKER, KEITH, ALBERT | I | CHAIRMAN AND DIRECTOR | NA | Control |
| TUCKER, KEITH, ALBERT | I | CHAIRMAN AND DIRECTOR | NA | Control |
| TUCKER, KEITH, ALBERT | I | CHAIRMAN AND DIRECTOR | NA | Control |
| TUCKER, KEITH, ALBERT | I | CHAIRMAN AND DIRECTOR | NA | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
| WADDELL & REED, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL SERVICES, INC. | DE | WADDELL & REED, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
| WADDELL & REED FINANCIAL, INC. | DE | WADDELL & REED FINANCIAL SERVICES, INC. | E | Control |
Registrations
Federal
IA
Apr 13, 2018 REGISTERED
Notice Filings (4)
KS LA NY TX
Address
6300 LAMAR AVEOVERLAND PARK, KS 66202
United States
Phone: 913-236-2000