PAUZE SWANSON & ASSOCIATES INVESTMENT ADVISORS INC
Legal name: PAUZE SWANSON CAPITAL MANAGEMENT CO
CRD #106368 SEC #801-45324 HOUSTON, TX 281-444-6012
SEC Registered
Total AUM
$37.6M
Discretionary
$37.6M
Employees
5
Clients
--
Accounts
16
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PAUZE, STEPHEN, PHILIP | I | PRESIDENT | NA | Control |
| PAUZE, PHILIP, CLARE | I | CHAIRMAN OF THE BOARD | E | Control |
Registrations
Federal
IA
Mar 21, 2002 REGISTERED
Notice Filings (3)
CA PA TX
Address
14340 TORREY CHASE BLVD, SUITE 170HOUSTON, TX 77014
USA
Phone: 281-444-6012