LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC.
CRD #106386 SEC #801-37038 MENLO PARK, CA 650-329-8800
SEC Registered
Total AUM
$282M
Discretionary
$282M
Employees
3
Clients
51
Accounts
88
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 11, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. | DE | PRESIDENT | E | Control |
| LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. | DE | PRESIDENT | E | Control |
| LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. | DE | PRESIDENT | E | Control |
| LEWIS, STEPHEN, WIDDER | DE | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LEWIS, STEPHEN, WIDDER | DE | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| LEWIS, STEPHEN, WIDDER | DE | PRESIDENT | E | Control |
| LEWIS, STEPHEN, WIDDER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| LEWIS, STEPHEN, WIDDER | DE | PRESIDENT | E | Control |
| LEWIS, STEPHEN, WIDDER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| LEWIS, STEPHEN, WIDDER | DE | PRESIDENT | E | Control |
| LEWIS, STEPHEN, WIDDER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| LEWIS, STEPHEN, WIDDER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| LEWIS, STEPHEN, WIDDER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| LEWIS, STEPHEN, WIDDER | DE | PRESIDENT | E | Control |
| LEWIS, STEPHEN, WIDDER | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 11, 2013 REGISTERED
Notice Filings (3)
CA OR TX
Address
830 MENLO AVENUE, SUITE 210MENLO PARK, CA 94025
United States
Phone: 650-329-8800