ARK ASSET MANAGEMENT CO., INC.
CRD #106388 SEC #801-35134 NEW YORK, NY 212-487-5000
SEC Registered
Total AUM
$15.5B
Discretionary
$14.8B
Employees
51
Clients
0
Accounts
342
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRANDT, COLEMAN, MORTON | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| BRANDT, COLEMAN, MORTON | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| BRANDT, COLEMAN, MORTON | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| BRANDT, COLEMAN, MORTON | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| BRANDT, COLEMAN, MORTON | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| BRANDT, COLEMAN, MORTON | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| BRANDT, COLEMAN, MORTON | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| BRANDT, COLEMAN, MORTON | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| BRANDT, COLEMAN, MORTON | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| BRANDT, COLEMAN, MORTON | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| BRANDT, COLEMAN, MORTON | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| BRECK, HENRY, REYNOLDS | I | CEO, CHAIRMAN, DIRECTOR | NA | Control |
| BRECK, HENRY, REYNOLDS | I | CEO, CHAIRMAN, DIRECTOR | NA | Control |
| BRECK, HENRY, REYNOLDS | I | CEO, CHAIRMAN, DIRECTOR | NA | Control |
| BRECK, HENRY, REYNOLDS | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BRECK, HENRY, REYNOLDS | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | NA | Control |
| BRECK, HENRY, REYNOLDS | I | CEO, CHAIRMAN, DIRECTOR | NA | Control |
| BRECK, HENRY, REYNOLDS | I | CEO, CHAIRMAN, DIRECTOR | NA | Control |
| BRECK, HENRY, REYNOLDS | I | CEO, CHAIRMAN, DIRECTOR | NA | Control |
| BRECK, HENRY, REYNOLDS | I | CEO, CHAIRMAN, DIRECTOR | NA | Control |
| BRECK, HENRY, REYNOLDS | I | CEO, CHAIRMAN, DIRECTOR | NA | Control |
| BRECK, HENRY, REYNOLDS | I | CEO, CHAIRMAN, DIRECTOR | NA | Control |
| CHARCALIS, WILLIAM, GEORGE | I | SENIOR VICE-PRESIDENT, DIRECTOR | NA | Control |
| CHARCALIS, WILLIAM, GEORGE | I | SENIOR VICE-PRESIDENT, DIRECTOR | NA | Control |
| CHARCALIS, WILLIAM, GEORGE | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| CHARCALIS, WILLIAM, GEORGE | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| GREWE, MARK, ROBERT | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | |
| HETZEL, CLARENCE, CHARLES | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| HETZEL, CLARENCE, CHARLES | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| HETZEL, CLARENCE, CHARLES | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| HETZEL, CLARENCE, CHARLES | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| HETZEL, CLARENCE, CHARLES | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| HETZEL, CLARENCE, CHARLES | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| KURTH, JOEL, CURTIS | I | SENIOR VICE-PRESIDENT, DIRECTOR | NA | Control |
| KURTH, JOEL, CURTIS | I | SENIOR VICE-PRESIDENT, DIRECTOR | NA | Control |
| LONDON, LAURI, BETH | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| LONDON, LAURI, BETH | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| LONDON, LAURI, BETH | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CORPORATE SECRETARY | NA | Control |
| LONDON, LAURI, BETH | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CORPORATE SECRETARY | NA | Control |
| LONDON, LAURI, BETH | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| LONDON, LAURI, BETH | I | GENERAL COUNSEL, CORPORATE SECRETARY | NA | Control |
| MERMELSTEIN, STEPHEN, JAY | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MERMELSTEIN, STEPHEN, JAY | I | DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| MERMELSTEIN, STEPHEN, JAY | I | DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| MERMELSTEIN, STEPHEN, JAY | I | DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| MERMELSTEIN, STEPHEN, JAY | I | DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| MERMELSTEIN, STEPHEN, JAY | I | DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| MERMELSTEIN, STEPHEN, JAY | I | DIRECTOR, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| ROSE, PAUL, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | |
| ROSE, PAUL, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | |
| ROSE, PAUL, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | |
| ROSE, PAUL, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTT, JEFFREY, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| SCOTT, JEFFREY, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SCOTT, JEFFREY, JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| SHEFT, NANCY, ALISON PERETZ | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| SHEFT, NANCY, ALISON PERETZ | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| WIENER, RONALD, CHARLES | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| WIENER, RONALD, CHARLES | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| ZONA, GRACE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ZONA, GRACE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ZONA, GRACE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARK ASSET HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| ARK ASSET HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| ARK ASSET HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| ARK ASSET HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| ARK ASSET HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| ARK ASSET HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| ARK ASSET HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| ARK ASSET HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| ARK ASSET HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| ARK ASSET HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
| ARK ASSET HOLDINGS, INC. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BRANDT, COLEMAN, MORTON | I | ARK ASSET HOLDINGS, INC. | D | Control |
| BRANDT, COLEMAN, MORTON | I | ARK ASSET HOLDINGS, INC. | D | Control |
| BRANDT, COLEMAN, MORTON | I | ARK ASSET HOLDINGS, INC. | D | Control |
| BRANDT, COLEMAN, MORTON | I | ARK ASSET HOLDINGS, INC. | D | Control |
| BRANDT, COLEMAN, MORTON | I | ARK ASSET HOLDINGS, INC. | C | Control |
| BRECK, HENRY, REYNOLDS | I | ARK ASSET HOLDINGS, INC. | C | Control |
| BRECK, HENRY, REYNOLDS | I | ARK ASSET HOLDINGS, INC. | C | Control |
| BRECK, HENRY, REYNOLDS | I | ARK ASSET HOLDINGS, INC. | C | Control |
| BRECK, HENRY, REYNOLDS | I | ARK ASSET HOLDINGS, INC. | C | Control |
| HETZEL, CLARENCE, CHARLES | I | ARK ASSET HOLDINGS, INC. | C | Control |
| HETZEL, CLARENCE, CHARLES | I | ARK ASSET HOLDINGS, INC. | C | Control |
| HETZEL, CLARENCE, CHARLES | I | ARK ASSET HOLDINGS, INC. | C | Control |
| HETZEL, CLARENCE, CHARLES | I | ARK ASSET HOLDINGS, INC. | C | Control |
| HETZEL, CLARENCE, CHARLES | I | ARK ASSET HOLDINGS, INC. | C | Control |
| HETZEL, CLARENCE, CHARLES | I | ARK ASSET HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Jun 7, 2005 REGISTERED
Notice Filings (5)
CT NH NY PA TX
Address
125 BROAD STREETNEW YORK, NY 10004
USA
Phone: 212-487-5000