SEATTLE-NORTHWEST ASSET MANAGEMENT LLC
CRD #10639 SEC #801-61716 SEATTLE, WA 206-628-2882
SEC Registered
Total AUM
$185.6M
Discretionary
$130.3M
Employees
5
Clients
0
Accounts
41
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 13, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CRAMER, KEN M | I | DIRECTOR/VP | NA | Control |
| CRAMER, KEN M | I | DIRECTOR/VP | NA | Control |
| CRAMER, KEN M | I | DIRECTOR/VP | NA | Control |
| CRAMER, KEN M | I | DIRECTOR/VP | NA | Control |
| CRAMER, KEN M | I | DIRECTOR/VP | NA | Control |
| CRAMER, KEN M | I | DIRECTOR/VP | NA | Control |
| DAUDON, MAUD SMITH | I | DIRECTOR/VP | NA | Control |
| DAUDON, MAUD SMITH | I | PRESIDENT & CEO | NA | Control |
| DAUDON, MAUD SMITH | I | DIRECTOR/VP | NA | Control |
| DAUDON, MAUD SMITH | I | PRESIDENT & CEO | NA | Control |
| DAUDON, MAUD SMITH | I | PRESIDENT & CEO | NA | Control |
| DAUDON, MAUD SMITH | I | PRESIDENT & CEO | NA | Control |
| DAUDON, MAUD SMITH | I | DIRECTOR/VP | NA | Control |
| DAUDON, MAUD SMITH | I | DIRECTOR/VP | NA | Control |
| DAUDON, MAUD SMITH | I | PRESIDENT & CEO | NA | Control |
| DOHRN, GARY ALAN | I | DIRECTOR/VP | NA | Control |
| DOHRN, GARY ALAN | I | DIRECTOR/VP | NA | Control |
| DOHRN, GARY ALAN | I | DIRECTOR/VP | NA | Control |
| DOHRN, GARY ALAN | I | DIRECTOR/VP | NA | Control |
| DOHRN, GARY ALAN | I | DIRECTOR/VP | NA | Control |
| DOHRN, GARY ALAN | I | DIRECTOR/VP | NA | Control |
| DOHRN, GARY ALAN | I | DIRECTOR/VP | NA | Control |
| DOHRN, GARY ALAN | I | DIRECTOR/VP | NA | Control |
| DOHRN, GARY ALAN | I | DIRECTOR/VP | NA | Control |
| EASTER, ROBERT BRUCE JR. | I | SECRETARY | NA | Control |
| EASTER, ROBERT BRUCE JR. | I | SECRETARY | NA | Control |
| ELGIN, ROBERT CARLTON JR | I | DIRECTOR/VP | NA | Control |
| ELGIN, ROBERT CARLTON JR | I | DIRECTOR/VP | NA | Control |
| ELGIN, ROBERT CARLTON JR | I | DIRECTOR/VP | NA | Control |
| ELGIN, ROBERT CARLTON JR | I | DIRECTOR/VP | NA | Control |
| ELGIN, ROBERT CARLTON JR | I | DIRECTOR/VP | NA | Control |
| ELGIN, ROBERT CARLTON JR | I | DIRECTOR/VP | NA | Control |
| ELGIN, ROBERT CARLTON JR | I | DIRECTOR/VP | NA | Control |
| ELGIN, ROBERT CARLTON JR | I | DIRECTOR/VP | NA | Control |
| HERINGER, ERIC ADRIAN | I | DIRECTOR/VP | NA | Control |
| HERINGER, ERIC ADRIAN | I | DIRECTOR/VP | NA | Control |
| HERINGER, ERIC ADRIAN | I | DIRECTOR/VP | NA | Control |
| LABONITE, APRONIANO MANDIN JR. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LABONITE, APRONIANO MANDIN JR. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LABONITE, APRONIANO MANDIN JR. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MICHAK, DOROTHY MAY | I | DIRECTOR/VP | NA | Control |
| MICHAK, DOROTHY MAY | I | DIRECTOR/VP | NA | Control |
| MURPHY, KEVIN FRANCIS | I | DIRECTOR/VP | NA | Control |
| NEWHOUSE, MICHAEL SCOTT | I | CFO/TREASURER | NA | Control |
| NEWHOUSE, MICHAEL SCOTT | I | CFO/TREASURER | NA | Control |
| NEWHOUSE, MICHAEL SCOTT | I | CFO/TREASURER | NA | Control |
| NEWHOUSE, MICHAEL SCOTT | I | CFO/TREASURER | NA | Control |
| NEWHOUSE, MICHAEL SCOTT | I | CFO/TREASURER | NA | Control |
| NEWHOUSE, MICHAEL SCOTT | I | CFO/TREASURER | NA | Control |
| NEWHOUSE, MICHAEL SCOTT | I | CFO/TREASURER | NA | Control |
| NYE, CLARK ROBERT | I | DIRECTOR/VP | NA | Control |
| NYE, CLARK ROBERT | I | DIRECTOR/VP | NA | Control |
| NYE, CLARK ROBERT | I | DIRECTOR/VP | NA | Control |
| NYE, CLARK ROBERT | I | DIRECTOR/VP | NA | Control |
| NYE, CLARK ROBERT | I | DIRECTOR/VP | NA | Control |
| NYE, CLARK ROBERT | I | DIRECTOR/VP | NA | Control |
| OKELLEY, BLAINE DAVID | I | CAO/CCO | NA | Control |
| OKELLEY, BLAINE DAVID | I | CAO/CHIEF COMPLIANCE OFFICER | NA | Control |
| OKELLEY, BLAINE DAVID | I | CAO/CCO | NA | Control |
| OKELLEY, BLAINE DAVID | I | CAO/CHIEF COMPLIANCE OFFICER | NA | Control |
| OKELLEY, BLAINE DAVID | I | CFO/CCO | NA | Control |
| OKELLEY, BLAINE DAVID | I | CFO/CCO | NA | Control |
| OLEARY, DONALD JAY | I | DIRECTOR/VP | NA | Control |
| OLEARY, DONALD JAY | I | DIRECTOR/VP | NA | Control |
| OLEARY, DONALD JAY | I | DIRECTOR/VP | NA | Control |
| SHELLEY, ROBERT EUGENE | I | DIRECTOR/VP | NA | Control |
| SHELLEY, ROBERT EUGENE | I | DIRECTOR/VP | NA | Control |
| SHELLEY, ROBERT EUGENE | I | DIRECTOR/VP | NA | Control |
| SHELLEY, ROBERT EUGENE | I | DIRECTOR/VP | NA | Control |
| SHELLEY, ROBERT EUGENE | I | DIRECTOR/VP | NA | Control |
| SHELLEY, ROBERT EUGENE | I | DIRECTOR/VP | NA | Control |
| SHELLEY, ROBERT EUGENE | I | DIRECTOR/VP | NA | Control |
| SHELLEY, ROBERT EUGENE | I | DIRECTOR/VP | NA | Control |
| SHELLEY, ROBERT EUGENE | I | DIRECTOR/VP | NA | Control |
| SLOOP, DAVID DONALD | I | DIRECTOR/VP | NA | Control |
| SLOOP, DAVID DONALD | I | DIRECTOR, VP | NA | Control |
| TAYLOR, DAVID BRUCE | I | CHAIRMAN OF THE BOARD/VP | NA | Control |
| TAYLOR, DAVID BRUCE | I | CHAIRMAN OF THE BOARD/VP | NA | Control |
| TAYLOR, DAVID BRUCE | I | CHAIRMAN OF THE BOARD/VP | NA | Control |
| TAYLOR, DAVID BRUCE | I | CHAIRMAN OF THE BOARD/VP | NA | Control |
| TAYLOR, DAVID BRUCE | I | CHAIRMAN OF THE BOARD/VP | NA | Control |
| TAYLOR, DAVID BRUCE | I | CHAIRMAN OF THE BOARD/VP | NA | Control |
| TAYLOR, DAVID BRUCE | I | CHAIRMAN OF THE BOARD/VP | NA | Control |
| TAYLOR, DAVID BRUCE | I | CHAIRMAN OF THE BOARD/VP | NA | Control |
| TAYLOR, DAVID BRUCE | I | CHAIRMAN OF THE BOARD/VP | NA | Control |
| SEATTLE-NORTHWEST SECURITIES CORP. EMPLOYEE STOCK OWNERSHIP PLAN | DE | ESOP/QUALIFIED PLAN | E | Control |
| SEATTLE-NORTHWEST SECURITIES CORP. EMPLOYEE STOCK OWNERSHIP PLAN | DE | ESOP/QUALIFIED PLAN | E | Control |
| SEATTLE-NORTHWEST SECURITIES CORP. EMPLOYEE STOCK OWNERSHIP PLAN | DE | ESOP/QUALIFIED PLAN | E | Control |
| SEATTLE-NORTHWEST SECURITIES CORP. EMPLOYEE STOCK OWNERSHIP PLAN | DE | ESOP/QUALIFIED PLAN | E | Control |
| SEATTLE-NORTHWEST SECURITIES CORP. EMPLOYEE STOCK OWNERSHIP PLAN | DE | ESOP/QUALIFIED PLAN | E | Control |
| SEATTLE-NORTHWEST SECURITIES CORP. EMPLOYEE STOCK OWNERSHIP PLAN | DE | ESOP | D | Control |
| SEATTLE-NORTHWEST SECURITIES CORP. EMPLOYEE STOCK OWNERSHIP PLAN | DE | ESOP | D | Control |
| SEATTLE-NORTHWEST SECURITIES CORP. EMPLOYEE STOCK OWNERSHIP PLAN | DE | ESOP | D | Control |
| SEATTLE-NORTHWEST SECURITIES CORP. EMPLOYEE STOCK OWNERSHIP PLAN | DE | ESOP | D | Control |
| RECH, RONALD PETER | I | DIRECTOR/VP | B | Control |
| RECH, RONALD PETER | I | DIRECTOR/VP | B | Control |
| RECH, RONALD PETER | I | DIRECTOR/VP | B | Control |
| RECH, RONALD PETER | I | DIRECTOR/VP | B | Control |
| RECH, RONALD PETER | I | DIRECTOR/VP | B | Control |
| RECH, RONALD PETER | I | DIRECTOR/VP | B | Control |
| RECH, RONALD PETER | I | DIRECTOR/VP | B | Control |
| RECH, RONALD PETER | I | DIRECTOR/VP | B | Control |
| RECH, RONALD PETER | I | DIRECTOR/VP | B | Control |
| ROSE, JOHN MCBRIDE | I | PRESIDENT | B | Control |
| ROSE, JOHN MCBRIDE | I | PRESIDENT | B | Control |
| ROSE, JOHN MCBRIDE | I | PRESIDENT | B | Control |
| ROSE, JOHN MCBRIDE | I | PRESIDENT | B | Control |
Registrations
Federal
IA
May 13, 2005 REGISTERED
Notice Filings (6)
AK CA ID OR UT WA
Address
1420 FIFTH AVE. SUITE 4300SEATTLE, WA 98101
USA
Phone: 206-628-2882