KESSLER INVESTMENT ADVISORS INC
CRD #106393 SEC #801-47146 DENVER, CO 303-295-7878
SEC Registered Private Funds
Total AUM
$34.7M
Discretionary
$34.7M
Employees
1
Clients
0
Accounts
7
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 27, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUMAN, JOHN, STUART | I | PRESIDENT, INVESTMENT COMMITTEE | NA | Control |
| BULLOCK, BRYAN, FITZGERALD | I | PRESIDENT, INVEST. COMMITTEE | NA | |
| BULLOCK, BRYAN, FITZGERALD | I | PRESIDENT, INVEST. COMMITTEE | NA | |
| BULLOCK, BRYAN, FITZGERALD | I | SR. VICE PRESIDENT, INVEST. COMMITTEE | NA | |
| BULLOCK, BRYAN, FITZGERALD | I | SR. VICE PRESIDENT, INVEST. COMMITTEE | NA | |
| BULLOCK, BRYAN, FITZGERALD | I | PRESIDENT, INVEST. COMMITTEE | NA | |
| BULLOCK, BRYAN, FITZGERALD | I | PRESIDENT, INVEST. COMMITTEE | NA | |
| BULLOCK, BRYAN, FITZGERALD | I | PRESIDENT, INVEST. COMMITTEE | NA | |
| BULLOCK, BRYAN, FITZGERALD | I | SR. VICE PRESIDENT, INVEST. COMMITTEE | NA | |
| BULLOCK, BRYAN, FITZGERALD | I | SR. VICE PRESIDENT, INVEST. COMMITTEE | NA | |
| BULLOCK, BRYAN, FITZGERALD | I | PRESIDENT, INVEST. COMMITTEE | NA | |
| HICKMAN, ERIC, WYNNE | I | MANAGING DIRECTOR, INVESTMENT COMMITTEE | NA | |
| HICKMAN, ERIC, WYNNE | I | MANAGING DIRECTOR, INVESTMENT COMMITTEE | NA | |
| HICKMAN, ERIC, WYNNE | I | MANAGING DIRECTOR, INVESTMENT COMMITTEE | NA | |
| HICKMAN, ERIC, WYNNE | I | MANAGING DIRECTOR, INVESTMENT COMMITTEE | NA | |
| HICKMAN, ERIC, WYNNE | I | MANAGING DIRECTOR, INVESTMENT COMMITTEE | NA | |
| HICKMAN, ERIC, WYNNE | I | MANAGING DIRECTOR, INVESTMENT COMMITTEE | NA | |
| HICKMAN, ERIC, WYNNE | I | PRESIDENT | NA | Control |
| HICKMAN, ERIC, WYNNE | I | MANAGING DIRECTOR, INVESTMENT COMMITTEE | NA | |
| HICKMAN, ERIC, WYNNE | I | PRESIDENT | NA | Control |
| HICKMAN, ERIC, WYNNE | I | MANAGING DIRECTOR, INVESTMENT COMMITTEE | NA | |
| HICKMAN, ERIC, WYNNE | I | MANAGING DIRECTOR, INVESTMENT COMMITTEE | NA | |
| JOHNSON, MAXINE, ADA | I | CHIEF COMPLIANCE OFFICER,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | CCO,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | CHIEF COMPLIANCE OFFICER,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | CHIEF COMPLIANCE OFFICER,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | CCO,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | CCO,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | CHIEF COMPLIANCE OFFICER,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | CCO,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | CHIEF COMPLIANCE OFFICER,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | SR. VICE PRESIDENT, OPERATIONS OFFICER | NA | |
| JOHNSON, MAXINE, ADA | I | CCO,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | CHIEF COMPLIANCE OFFICER,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | CHIEF COMPLIANCE OFFICER,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | CHIEF COMPLIANCE OFFICER,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | CHIEF COMPLIANCE OFFICER,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | CHIEF COMPLIANCE OFFICER,CFO,COO | NA | |
| JOHNSON, MAXINE, ADA | I | CHIEF COMPLIANCE OFFICER,CFO,COO | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, LISA, ANNE | I | SEC-TREASURER, INVEST. COMMITTEE | NA | |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER, INVEST. COMMITTEE | NA | Control |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER, INVEST. COMMITTEE | NA | Control |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER, INVEST. COMMITTEE | NA | Control |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER, INVEST. COMMITTEE | NA | Control |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER, INVEST. COMMITTEE | NA | Control |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER, INVEST. COMMITTEE | NA | Control |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER, INVEST. COMMITTEE | NA | Control |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER, INVEST. COMMITTEE | NA | Control |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER, INVEST. COMMITTEE | NA | Control |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER, INVEST. COMMITTEE | NA | Control |
| LAWRENCE, JIM | I | DIRECTOR, INVESTMENT COMMITTEE | NA | |
| LAWRENCE, JIM | I | DIRECTOR, INVESTMENT COMMITTEE | NA | |
| LAWRENCE, JIM | I | DIRECTOR, INVESTMENT COMMITTEE | NA | |
| LAWRENCE, JIM | I | DIRECTOR, INVESTMENT COMMITTEE | NA | |
| LAWRENCE, JIM | I | DIRECTOR, INVESTMENT COMMITTEE | NA | |
| LAWRENCE, JIM | I | DIRECTOR, INVESTMENT COMMITTEE | NA | |
| LAWRENCE, JIM | I | DIRECTOR, INVESTMENT COMMITTEE | NA | |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER | E | Control |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER | E | Control |
| KESSLER, ROBERT, IRVING | I | DIRECTOR, PRESIDENT, SEC. | E | Control |
| KESSLER, ROBERT, IRVING | I | CHIEF EXECUTIVE OFFICER | E | Control |
| THE KESSLER COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
| THE KESSLER COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
| THE KESSLER COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
| THE KESSLER COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
| THE KESSLER COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
| THE KESSLER COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
| THE KESSLER COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KESSLER FAMILY TRUST | FE | THE KESSLER COMPANIES, INC. | E | Control |
| KESSLER FAMILY TRUST | FE | THE KESSLER COMPANIES, INC. | E | Control |
| KESSLER FAMILY TRUST | FE | THE KESSLER COMPANIES, INC. | E | Control |
| KESSLER FAMILY TRUST | FE | THE KESSLER COMPANIES, INC. | E | Control |
| KESSLER FAMILY TRUST | FE | THE KESSLER COMPANIES, INC. | E | Control |
| KESSLER FAMILY TRUST | FE | THE KESSLER COMPANIES, INC. | E | Control |
| KESSLER FAMILY TRUST | FE | THE KESSLER COMPANIES, INC. | E | Control |
| KESSLER FAMILY TRUST | FE | THE KESSLER COMPANIES, INC. | E | Control |
| KESSLER FAMILY TRUST | FE | THE KESSLER COMPANIES, INC. | E | Control |
| KESSLER FAMILY TRUST | FE | THE KESSLER COMPANIES, INC. | E | Control |
| KESSLER FAMILY TRUST | FE | THE KESSLER COMPANIES, INC. | E | Control |
| KESSLER FAMILY TRUST | FE | THE KESSLER COMPANIES, INC. | E | Control |
| KESSLER FAMILY TRUST | FE | THE KESSLER COMPANIES, INC. | E | Control |
| KESSLER, ROBERT, IRVING | I | KESSLER FAMILY TRUST | E | Control |
| KESSLER, ROBERT, IRVING | I | KESSLER FAMILY TRUST | E | Control |
| KESSLER, ROBERT, IRVING | I | KESSLER FAMILY TRUST | E | Control |
| KESSLER, ROBERT, IRVING | I | KESSLER FAMILY TRUST | E | Control |
| KESSLER, ROBERT, IRVING | I | KESSLER FAMILY TRUST | E | Control |
| KESSLER, ROBERT, IRVING | I | KESSLER FAMILY TRUST | E | Control |
| KESSLER, ROBERT, IRVING | I | KESSLER FAMILY TRUST | E | Control |
| KESSLER, ROBERT, IRVING | I | KESSLER FAMILY TRUST | E | Control |
| KESSLER, ROBERT, IRVING | I | KESSLER FAMILY TRUST | E | Control |
| KESSLER, ROBERT, IRVING | I | KESSLER FAMILY TRUST | E | Control |
| KESSLER, ROBERT, IRVING | I | KESSLER FAMILY TRUST | E | Control |
| KESSLER, ROBERT, IRVING | I | KESSLER FAMILY TRUST | E | Control |
| KESSLER, ROBERT, IRVING | I | KESSLER FAMILY TRUST | E | Control |
| THE KESSLER COMPANIES, INC. | DE | ROBERTIRVING KESSLER | E | |
| THE KESSLER COMPANIES, INC. | DE | ROBERTIRVING KESSLER | E | |
| THE KESSLER COMPANIES, INC. | DE | ROBERTIRVING KESSLER | E | |
| THE KESSLER COMPANIES, INC. | DE | ROBERTIRVING KESSLER | E |
Registrations
Federal
IA
Jun 27, 2012 REGISTERED
Notice Filings (3)
CO MA TX
Address
1200 17TH STREETSUITE 110
DENVER, CO 80202-5835
United States
Phone: 303-295-7878