NORTHWEST QUADRANT ADVISORY GROUP LLC
Legal name: NORTHWEST QUADRANT ADVISORY LLC
CRD #106396 SEC #801-49672 PARSIPPANY, NJ 973-394-0404
SEC Registered
Total AUM
$11.8M
Discretionary
$11.8M
Employees
5
Clients
0
Accounts
97
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 23, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROLLINS, RONALD, SIDNEY | I | VICE-PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| ROLLINS, RONALD, SIDNEY | I | VICE-PRESIDENT, COMPLIANCE | NA | Control |
| ROLLINS, RONALD, SIDNEY | I | VICE-PRESIDENT, COMPLIANCE | NA | Control |
| ROLLINS, RONALD, SIDNEY | I | VICE-PRESIDENT, COMPLIANCE | NA | Control |
| ROLLINS, RONALD, SIDNEY | I | VICE-PRESIDENT, COMPLIANCE | NA | Control |
| ROLLINS, RONALD, SIDNEY | I | VICE-PRESIDENT, COMPLIANCE | NA | Control |
| ROLLINS, RONALD, SIDNEY | I | VICE-PRESIDENT, COMPLIANCE | NA | Control |
| SMITH, TARA, HALLY | I | MEMBER | NA | |
| SMITH, TARA, HALLY | I | MEMBER | NA | |
| SMITH, TARA, HALLY | I | MEMBER | NA | |
| SMITH, TARA, HALLY | I | MEMBER | NA | |
| SMITH, TARA, HALLY | I | MEMBER | NA | |
| SMITH, TARA, HALLY | I | MEMBER | NA | |
| SMITH, TARA, HALLY | I | MEMBER | NA | |
| SMITH, TARA, HALLY | I | MEMBER | NA | |
| SMITH, TARA, HALLY | I | MEMBER | NA | |
| WILLIAMS, DEBBIE, ANN | I | DIRECTOR OF COMPLIANCE | NA | |
| WILLIAMS, DEBBIE, ANN | I | DIRECTOR OF COMPLIANCE | NA | |
| SMITH, TIMOTHY, LIAM | I | MANAGING DIRECTOR | E | Control |
| SMITH, TIMOTHY, LIAM | I | MANAGING DIRECTOR | E | Control |
| SMITH, TIMOTHY, LIAM | I | MANAGING DIRECTOR | E | Control |
| SMITH, TIMOTHY, LIAM | I | MANAGING DIRECTOR | E | Control |
| SMITH, TIMOTHY, LIAM | I | MANAGING DIRECTOR | E | Control |
| SMITH, TIMOTHY, LIAM | I | MANAGING DIRECTOR | E | Control |
| SMITH, TIMOTHY, LIAM | I | MANAGING DIRECTOR | E | Control |
| SMITH, TIMOTHY, LIAM | I | MANAGING DIRECTOR | E | Control |
| SMITH, TIMOTHY, LIAM | I | MANAGING DIRECTOR | E | Control |
| JENNINGS, CHRISTINA | I | MEMBER | B | |
| JENNINGS, CHRISTINA | I | MEMBER | B | |
| JENNINGS, CHRISTINA | I | MEMBER | B | |
| JENNINGS, CHRISTINA | I | MEMBER | B | |
| JENNINGS, CHRISTINA | I | MEMBER | B | |
| JENNINGS, CHRISTINA | I | MEMBER | B | |
| JENNINGS, CHRISTINA | I | MEMBER | B | |
| JENNINGS, CHRISTINA | I | MEMBER | B | |
| JENNINGS, CHRISTINA | I | MEMBER | B |
Registrations
Federal
IA
Apr 23, 2002 REGISTERED
Notice Filings (4)
IL IN NJ TX
Address
2001 ROUTE 46 STE 506PARSIPPANY, NJ 7054
USA
Phone: 973-394-0404