RIA Intelligence

NEW ENGLAND GUILD WEALTH ADVISORS, INC.

CRD #106400 SEC #801-39648 AVON, CT 860-404-5900
SEC Registered
Total AUM
$396.5M
Discretionary
$396.5M
Employees
7
Clients
101
Accounts
716

Firm Details

Organization Type
Corporation
State of Formation
Connecticut
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 27, 2023
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FITZGERALD, BRENDAN, FRANCISIPRINCIPAL, CORPORATE SECRETARYNA Control
FITZGERALD, BRENDAN, FRANCISIPRINCIPAL, CORPORATE SECRETARYNA Control
FITZGERALD, BRENDAN, FRANCISIPRINCIPAL, CORPORATE SECRETARYNA Control
FITZGERALD, BRENDAN, FRANCISIPRINCIPAL, CORPORATE SECRETARYNA Control
FITZGERALD, BRENDAN, FRANCISIPRINCIPAL, CORPORATE SECRETARYNA Control
FITZGERALD, BRENDAN, FRANCISIPRINCIPAL, CORPORATE SECRETARYNA Control
FITZGERALD, BRENDAN, FRANCISIPRINCIPAL, CORPORATE SECRETARYNA Control
FITZGERALD, BRENDAN, FRANCISIPRINCIPAL, CORPORATE SECRETARYNA Control
FITZGERALD, BRENDAN, FRANCISIPRINCIPAL, CORPORATE SECRETARYNA Control
FITZGERALD, BRENDAN, FRANCISIPRINCIPAL, CORPORATE SECRETARYNA Control
FITZGERALD, BRENDAN, FRANCISIPRINCIPAL, CORPORATE SECRETARYNA Control
FITZGERALD, BRENDAN, FRANCISIPRINCIPAL, CORPORATE SECRETARYNA Control
GRAYSON, SUSAN, M.ICORP. SECY,PRINCIPALNA Control
GRAYSON, SUSAN, M.IPRINCIPALNA Control
GRAYSON, SUSAN, MARYICORP. SECY,PRINCIPALNA Control
GRAYSON, SUSAN, MARYICORP. SECY,PRINCIPALNA Control
GRAYSON, SUSAN, MARYICORP. SECY,PRINCIPALNA Control
GRAYSON, SUSAN, MARYICORP. SECY,PRINCIPALNA Control
GRAYSON, SUSAN, MARYICORP. SECY,PRINCIPALNA Control
GRAYSON, SUSAN, MARYICORP. SECY,PRINCIPALNA Control
GRAYSON, SUSAN, MARYICORP. SECY,PRINCIPALNA Control
GRAYSON, SUSAN, MARYICORP. SECY,PRINCIPALNA Control
GRAYSON, SUSAN, MARYICORP. SECY,PRINCIPALNA Control
GRAYSON, SUSAN, MARYICORP. SECY,PRINCIPALNA Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTORNA Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTORNA Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTORNA Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTORNA Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTORNA Control
GRAYSON, SUSAN, MARYIPRINCIPALNA Control
GRAYSON, SUSAN, MARYIPRINCIPALNA Control
GRAYSON, SUSAN, MARYIPRINCIPALNA Control
GRAYSON, SUSAN, MARYIPRINCIPALNA Control
GRAYSON, SUSAN, MARYIPRINCIPALNA Control
LIDDY, JAMES, LAWRENCEIPRINCIPALNA Control
LIDDY, JAMES, LAWRENCEIPRINCIPALNA Control
LIDDY, JAMES, LAWRENCEIPRINCIPALNA Control
LIDDY, JAMES, LAWRENCEIPRINCIPALNA Control
PFEIFFER, WILLIAM, ROBERTIPRINCIPAL, CCONA Control
PFEIFFER, WILLIAM, ROBERTIPRINCIPAL, CCONA Control
PFEIFFER, WILLIAM, ROBERTIPRINCIPAL, CCONA Control
PFEIFFER, WILLIAM, ROBERTIPRINCIPAL, CCONA Control
PFEIFFER, WILLIAM, ROBERTIPRINCIPAL, CCONA Control
PFEIFFER, WILLIAM, ROBERTIPRINCIPAL, CCONA Control
PFEIFFER, WILLIAM, ROBERTIPRINCIPAL, CCONA Control
PFEIFFER, WILLIAM, ROBERTIPRINCIPAL, CCONA Control
PFEIFFER, WILLIAM, ROBERTIPRINCIPAL, CCONA Control
PFEIFFER, WILLIAM, ROBERTIPRINCIPAL, CCONA Control
PFEIFFER, WILLIAM, ROBERTIPRINCIPAL, CCONA Control
PFEIFFER, WILLIAM, ROBERTIPRINCIPAL, CCONA Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORE Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORE Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORE Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORE Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORE Control
LOGUE, ERNEST, PATRICKIPRINCIPAL, CFO, PRESIDENT, DIRECTORE Control
LOGUE, ERNEST, PATRICKIPRINCIPAL, CFO, PRESIDENT, DIRECTORE Control
LOGUE, ERNEST, PATRICKIPRINCIPAL, CFO, PRESIDENT, DIRECTORE Control
LOGUE, ERNEST, PATRICKIPRINCIPAL, CFO, PRESIDENT, DIRECTORE Control
LOGUE, ERNEST, PATRICKIPRINCIPAL, CFO, PRESIDENT, DIRECTORE Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTOR,CCOD Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTOR,CCOD Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTOR,CCOD Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTOR,CCOD Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTOR,CCOD Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTOR,CCOD Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTOR,CCOD Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTOR,CCOD Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTOR, CORP SECYD Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTOR, CORP SECYD Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTOR, CORP SECYD Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTOR, CORP SECYD Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTOR, CORP SECYD Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTOR, CORP SECYD Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTOR, CORP SECYD Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTOR, CORP SECYD Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORD Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORD Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTORC Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTORC Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTORC Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTORC Control
GRAYSON, SUSAN, MARYIPRESIDENT,PRINCIPAL,DIRECTORC Control
LOGUE, EISR. VP, DIRECTORC Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORC Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORC Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORC Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORC Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORC Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORC Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORC Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORC Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORC Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORC Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORC Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORC Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORC Control
LOGUE, ERNEST, PATRICKICFO,PRINCIPAL, DIRECTORC Control
RIVES, HAROLD, LILBURNIPRES,CHIEF COMPLIANCE OFFICER,PRINCIPAL, DIRECTORC Control
RIVES, HAROLD, LILBURNIPRES,CCO,PRINCIPAL, DIRECTORC Control
RIVES, HAROLD, LILBURNIPRES,CHIEF COMPLIANCE OFFICER,PRINCIPAL, DIRECTORC Control
RIVES, HAROLD, LILBURNIPRES,CHIEF COMPLIANCE OFFICER,PRINCIPAL, DIRECTORC Control
RIVES, HAROLD, LILBURNIPRES,CHIEF COMPLIANCE OFFICER,PRINCIPAL, DIRECTORC Control
RIVES, HAROLD, LILBURNIPRES,CCO,PRINCIPAL, DIRECTORC Control
RIVES, HAROLD, LILBURNIPRES,CCO,PRINCIPAL, DIRECTORC Control
RIVES, HAROLD, LILBURNICOO,CORP. SECY, DIRECTORC Control
RIVES, HAROLD, LILBURNICORP SECY,CHIEF COMPLIANCE OFFICER,PRINCIPAL, DIRECTORC Control
RIVES, HAROLD, LILBURNIPRES,CHIEF COMPLIANCE OFFICER,PRINCIPAL, DIRECTORC Control
RIVES, HAROLD, LILBURNIPRES,CHIEF COMPLIANCE OFFICER,PRINCIPAL, DIRECTORC Control
RIVES, HAROLD, LILBURNIPRES,CHIEF COMPLIANCE OFFICER,PRINCIPAL, DIRECTORC Control
RIVES, HAROLD, LILBURNICORP SECY,CHIEF COMPLIANCE OFFICER,PRINCIPAL, DIRECTORC Control
RIVES, HAROLD, LILBURNIPRES,CHIEF COMPLIANCE OFFICER,PRINCIPAL, DIRECTORC Control
RIVES, HAROLD, LILBURNICORP SECY,CHIEF COMPLIANCE OFFICER,PRINCIPAL, DIRECTORC Control
THALHEIMER, RICHARD, HASTINGSICEO, PRESIDENT, DIRECTORC Control
WILLIAMS, ELIOT, PENFIELDIPRINCIPAL, DIRECTORC Control
WILLIAMS, ELIOT, PENFIELDIPRINCIPAL, DIRECTORC Control
WILLIAMS, ELIOT, PENFIELDIPRINCIPAL, DIRECTORC Control
WILLIAMS, ELIOT, PENFIELDIPRINCIPAL, DIRECTORC Control
WILLIAMS, ELIOT, PENFIELDIPRINCIPAL, DIRECTORC Control
WILLIAMS, ELIOT, PENFIELDIPRINCIPAL, DIRECTORC Control
WILLIAMS, ELIOT, PENFIELDIPRINCIPAL, DIRECTORC Control
WILLIAMS, ELIOT, PENFIELDISR. VP, DIRECTORC Control
WILLIAMS, ELIOT, PENFIELDIPRINCIPAL, DIRECTORC Control

Registrations

Federal

IA
Jan 27, 2023 REGISTERED

Notice Filings (9)

CT FL MA NH NY RI TX VA VT

Address

139 SIMSBURY ROAD
AVON, CT 06001
United States
Phone: 860-404-5900