COMMONWEALTH ADVISORS INC
CRD #106401 SEC #801-39749 BATON ROUGE, LA 225-343-9342
SEC Registered Private Funds
Total AUM
$201.8M
Discretionary
$201.8M
Employees
6
Clients
0
Accounts
502
Firm Details
- Organization Type
- Corporation
- State of Formation
- Louisiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 5, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CALDWELL, L., NOEL | I | SECRETARY | NA | Control |
| CALDWELL, L., NOEL | I | SECRETARY | NA | Control |
| CALDWELL, L., NOEL | I | SECRETARY | NA | Control |
| CALDWELL, L., NOEL | I | SECRETARY | NA | Control |
| CALDWELL, L., NOEL | I | SECRETARY | NA | Control |
| CALDWELL, L., NOEL | I | SECRETARY | NA | Control |
| CALDWELL, L., NOEL | I | SECRETARY | NA | |
| CALDWELL, L., NOEL | I | SECRETARY | NA | |
| CALDWELL, L., NOEL | I | SECRETARY | NA | |
| CALDWELL, L., NOEL | I | SECRETARY | NA | Control |
| CALDWELL, LAURI, NOEL | I | CORPORATE SECRETARY, MANAGER OF OPERATIONS | NA | Control |
| CALDWELL, LAURI, NOEL | I | CORPORATE SECRETARY, MANAGER OF OPERATIONS | NA | Control |
| CALDWELL, LAURI, NOEL | I | CORPORATE SECRETARY, MANAGER OF OPERATIONS | NA | Control |
| CALDWELL, LAURI, NOEL | I | CORPORATE SECRETARY, MANAGER OF OPERATIONS | NA | Control |
| CALDWELL, LAURI, NOEL | I | CORPORATE SECRETARY, MANAGER OF OPERATIONS | NA | Control |
| CALDWELL, LAURI, NOEL | I | SECRETARY | NA | |
| CALDWELL, LAURI, NOEL | I | SECRETARY | NA | |
| CALDWELL, LAURI, NOEL | I | SECRETARY | NA | |
| CALDWELL, LAURI, NOEL | I | SECRETARY | NA | |
| CALDWELL, LAURI, NOEL | I | SECRETARY | NA | |
| CALDWELL, LAURI, NOEL | I | CORPORATE SECRETARY, MANAGER OF OPERATIONS | NA | Control |
| CALDWELL, LAURI, NOEL | I | CORPORATE SECRETARY, MANAGER OF OPERATIONS | NA | Control |
| CALDWELL, LAURI, NOEL | I | MANAGER OF OPERATIONS | NA | Control |
| CALDWELL, LAURI, NOEL | I | CORPORATE SECRETARY, MANAGER OF OPERATIONS | NA | Control |
| CALDWELL, LAURI, NOEL | I | MANAGER OF OPERATIONS | NA | Control |
| CALDWELL, LAURI, NOEL | I | MANAGER OF OPERATIONS | NA | Control |
| JAMES FRANCIS O'BEIRNE | DE | VICE PRESIDENT | NA | |
| JAMES FRANCIS O'BEIRNE | DE | VICE PRESIDENT | NA | |
| JAMES FRANCIS O'BEIRNE | DE | VICE PRESIDENT | NA | |
| JAMES FRANCIS O'BEIRNE | DE | VICE PRESIDENT | NA | |
| JAMES FRANCIS O'BEIRNE | DE | VICE PRESIDENT | NA | |
| KETCHUM, MATTHEW, LAWRENCE | I | VICE PRESIDENT | NA | |
| KETCHUM, MATTHEW, LAWRENCE | I | VICE PRESIDENT | NA | |
| MILLER, KEVIN, SCOTT | DE | PORTFOLIO MANAGER | NA | Control |
| MILLER, KEVIN, SCOTT | DE | PORTFOLIO MANAGER | NA | Control |
| MILLER, KEVIN, SCOTT | DE | PORTFOLIO MANAGER | NA | Control |
| MILLER, KEVIN, SCOTT | DE | PORTFOLIO MANAGER | NA | Control |
| MILLER, KEVIN, SCOTT | DE | PORTFOLIO MANAGER | NA | Control |
| MILLER, KEVIN, SCOTT | DE | PORTFOLIO MANAGER | NA | Control |
| MILLER, KEVIN, SCOTT | DE | PORTFOLIO MANAGER | NA | |
| O'BEIRNE JAMES FRANCIS | DE | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| O'BEIRNE JAMES FRANCIS | DE | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| O'BEIRNE JAMES FRANCIS | DE | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| O'BEIRNE JAMES FRANCIS | DE | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| O'BEIRNE, JAMES, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'BEIRNE, JAMES, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'BEIRNE, JAMES, FRANCIS | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| O'BEIRNE, JAMES, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'BEIRNE, JAMES, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'BEIRNE, JAMES, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'BEIRNE, JAMES, FRANCIS | I | COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| O'BEIRNE, JAMES, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'BEIRNE, JAMES, FRANCIS | I | COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| O'BEIRNE, JAMES, FRANCIS | I | VICE PRESIDENT | NA | Control |
| PERINI, MICHAEL, DESMOND | I | PORTFOLIO MANAGER | NA | |
| ROBERT TIMOTHY NABORS | DE | PORTFOLIO MANAGER SENIOR VICE PRESIDENT | NA | Control |
| WARRINGTON, WILLIE, GERALD | I | CHIEF OPERATING OFFICER | NA | Control |
| WARRINGTON, WILLIE, GERALD | I | CHIEF OPERATING OFFICER | NA | Control |
| WARRINGTON, WILLIE, GERALD | I | CHIEF OPERATING OFFICER | NA | |
| WARRINGTON, WILLIE, GERALD | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| WARRINGTON, WILLIE, GERALD | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| WARRINGTON, WILLIE, GERALD | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| WARRINGTON, WILLIE, GERALD | I | CHIEF OPERATING OFFICER | NA | Control |
| WARRINGTON, WILLIE, GERALD | I | CHIEF OPERATING OFFICER | NA | Control |
| WARRINGTON, WILLIE, GERALD | I | CHIEF OPERATING OFFICER | NA | Control |
| WARRINGTON, WILLIE, GERALD | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| WARRINGTON, WILLIE, GERALD | I | CHIEF OPERATING OFFICER | NA | |
| WARRINGTON, WILLIE, GERALD | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| WARRINGTON, WILLIE, GERALD | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| WARRINGTON, WILLIE, GERALD | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| WARRINGTON, WILLIE, GERALD | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| WARRINGTON, WILLIE, GERALD | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| WARRINGTON, WILLIE, GERALD | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| MORALES, WALTER, ALEXIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| MORALES, WALTER, ALEXIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MORALES, WALTER, ALEXIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| MORALES, WALTER, ALEXIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| JENNIFER O'BEIRNE MORALES | DE | CONTROLLING SHAREHOLDER | D | Control |
| JENNIFER O'BEIRNE MORALES | DE | CONTROLLING SHAREHOLDER | D | Control |
| JENNIFER O'BEIRNE MORALES | DE | CONTROLLING SHAREHOLDER | D | Control |
| JENNIFER O'BEIRNE MORALES | DE | CONTROLLING SHAREHOLDER | D | Control |
| JENNIFER O'BEIRNE MORALES | DE | CONTROLLING SHAREHOLDER | D | Control |
| MORALES JENNIFER | DE | CONTROLLING SHAREHOLDER | D | Control |
| MORALES JENNIFER | DE | CONTROLLING SHAREHOLDER | D | Control |
| MORALES JENNIFER | DE | CONTROLLING SHAREHOLDER | D | Control |
| MORALES JENNIFER | DE | CONTROLLING SHAREHOLDER | D | Control |
| MORALES JENNIFER | DE | CONTROLLING SHAREHOLDER | D | Control |
| MORALES JENNIFER | DE | CONTROLLING SHAREHOLDER | D | Control |
| MORALES JENNIFER O'BEIRNE | DE | CONTROLLING SHAREHOLDER | D | Control |
| MORALES JENNIFER O'BEIRNE | DE | CONTROLLING SHAREHOLDER | D | Control |
| MORALES JENNIFER O'BEIRNE | DE | CONTROLLING SHAREHOLDER | D | Control |
| MORALES JENNIFER O'BEIRNE | DE | CONTROLLING SHAREHOLDER | D | Control |
| MORALES, JENNIFER, O'BEIRNE | I | SHAREHOLDER | D | Control |
| MORALES, JENNIFER, O'BEIRNE | I | SHAREHOLDER | D | Control |
| MORALES, JENNIFER, O'BEIRNE | I | SHAREHOLDER | D | Control |
| MORALES, JENNIFER, O'BEIRNE | I | SHAREHOLDER | D | Control |
| MORALES, JENNIFER, O'BEIRNE | I | SHAREHOLDER | D | Control |
| MORALES, WALTER ALEXIS, JR | DE | PRESIDENT | D | Control |
| MORALES, WALTER ALEXIS, JR | DE | PRESIDENT | D | Control |
| MORALES, WALTER ALEXIS, JR | DE | PRESIDENT | D | Control |
| MORALES, WALTER ALEXIS, JR | DE | PRESIDENT | D | Control |
| MORALES, WALTER ALEXIS, JR | DE | PRESIDENT | D | Control |
| MORALES, WALTER ALEXIS, JR | DE | PRESIDENT | D | Control |
| MORALES, WALTER ALEXIS, JR | DE | PRESIDENT | D | Control |
| MORALES, WALTER, ALEXIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | D | Control |
| MORALES, WALTER, ALEXIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | D | Control |
| MORALES, WALTER, ALEXIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | D | Control |
| MORALES, WALTER, ALEXIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | D | Control |
| MORALES, WALTER, ALEXIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | D | Control |
| MORALES, WALTER, ALEXIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | D | Control |
| MORALES, WALTER, ALEXIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | D | Control |
| MORALES, WALTER, ALEXIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | D | Control |
| MORALES, WALTER, ALEXIS | I | PRESIDENT, CHIEF INVESTMENT OFFICER | D | Control |
| MORALES, WALTER ALEXIS, JR | DE | PRESIDENT | C | Control |
| MORALES, WALTER ALEXIS, JR | DE | PRESIDENT | C | Control |
| MORALES, WALTER ALEXIS, JR | DE | PRESIDENT | C | Control |
| WALTER ALEXIS MORALES | DE | PRESIDENT | C | Control |
| WALTER ALEXIS MORALES | DE | PRESIDENT | C | Control |
| WALTER ALEXIS MORALES | DE | PRESIDENT | C | Control |
| WALTER ALEXIS MORALES | DE | PRESIDENT | C | Control |
| WALTER ALEXIS MORALES | DE | PRESIDENT | C | Control |
Registrations
Federal
IA
Oct 5, 2012 REGISTERED
Notice Filings (8)
AL FL GA LA MS NJ PA TX
Address
315 THIRD STREETBATON ROUGE, LA 70801
United States
Phone: 225-343-9342