CADARET, GRANT & CO., INC.
Legal name: CADARET GRANT & CO INC
CRD #10641 SEC #801-42709 SYRACUSE, NY 800-288-8601
SEC Registered Broker-Dealer Disclosures
Total AUM
$7.7B
Discretionary
$7.5B
Employees
692
Clients
101
Accounts
25,442
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 1, 2025
- Branch Offices
- 250
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT/TRADING | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT/TRADING | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT/TRADING | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT/TRADING | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT/TRADING | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT/TRADING | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT/TRADING | NA | |
| ARNOLD, MICHAEL EDWARD | I | VICE PRESIDENT/TRADING | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | ASSISTANT VICE PRESIDENT | NA | |
| BENENATI, KAREN CELESTE | I | EXECUTIVE DIRECTOR/HUMAN RESOURCES | NA | |
| BENENATI, KAREN CELESTE | I | EXECUTIVE DIRECTOR/HUMAN RESOURCES | NA | |
| BENENATI, KAREN CELESTE | I | EXECUTIVE DIRECTOR/HUMAN RESOURCES | NA | |
| BENENATI, KAREN CELESTE | I | EXECUTIVE DIRECTOR/HUMAN RESOURCES | NA | |
| BENENATI, KAREN CELESTE | I | EXECUTIVE DIRECTOR/HUMAN RESOURCES | NA | |
| BENENATI, KAREN CELESTE | I | EXECUTIVE DIRECTOR/HUMAN RESOURCES | NA | |
| BENENATI, KAREN CELESTE | I | EXECUTIVE DIRECTOR/HUMAN RESOURCES | NA | |
| BENENATI, KAREN CELESTE | I | EXECUTIVE DIRECTOR/HUMAN RESOURCES | NA | |
| BURKOTT, DANIEL PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKOTT, DANIEL PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKOTT, DANIEL PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKOTT, DANIEL PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKOTT, DANIEL PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, MONICA ANN | I | HEAD OF SUPERVISION | NA | |
| COLES, MONICA ANN | I | HEAD OF SUPERVISION | NA | |
| COLES, MONICA ANN | I | HEAD OF SUPERVISION | NA | |
| COLES, MONICA ANN | I | HEAD OF SUPERVISION | NA | |
| COLES, MONICA ANN | I | HEAD OF SUPERVISION | NA | |
| COLES, MONICA ANN | I | HEAD OF SUPERVISION | NA | |
| COLES, MONICA ANN | I | HEAD OF SUPERVISION | NA | |
| COLES, MONICA ANN | I | HEAD OF SUPERVISION | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| CRESSMAN, LAUREN GRANT | I | VICE PRESIDENT | NA | |
| DALY, DIANA A | I | ASSISTANT VICE PRESIDENT | NA | |
| DALY, DIANA A | I | ASSISTANT VICE PRESIDENT | NA | |
| DALY, DIANA A | I | ASSISTANT VICE PRESIDENT | NA | |
| DALY, DIANA A | I | ASSISTANT VICE PRESIDENT | NA | |
| DALY, DIANA A | I | ASSISTANT VICE PRESIDENT | NA | |
| DALY, DIANA A | I | ASSISTANT VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| DEPERRO, SHARON ANN | I | VICE PRESIDENT | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | Control |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | Control |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | Control |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | Control |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | Control |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | Control |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | Control |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | Control |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| ELIAS JR, EUGENE HENRI | I | DIRECTOR | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FARRELL, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| FELDMAN, NORLYN SUE | I | SR. VICE PRESIDENT & DIRECTOR | NA | Control |
| FELDMAN, NORLYN SUE | I | SR. VICE PRESIDENT & DIRECTOR | NA | Control |
| FELDMAN, NORLYN SUE | I | SR. VICE PRESIDENT & DIRECTOR | NA | Control |
| FELDMAN, NORLYN SUE | I | SR. VICE PRESIDENT & DIRECTOR | NA | Control |
| GANLEY, MARYPATRICE | I | VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | FIRST VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | FIRST VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | FIRST VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | FIRST VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | FIRST VICE PRESIDENT | NA | |
| GANLEY, MARYPATRICE | I | FIRST VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | FIRST VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | FIRST VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | FIRST VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | FIRST VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | FIRST VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | FIRST VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | FIRST VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | FIRST VICE PRESIDENT | NA | |
| GEE, BONNIE NELL | I | FIRST VICE PRESIDENT | NA | |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, ARTHUR FRANCIS | I | CHAIRMAN, CEO, PRESIDENT | NA | Control |
| GRANT, LAUREN KRISTIN | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRANT, MEGAN ANGELA | I | VICE PRESIDENT | NA | |
| GRIFO, PETER DONALD | I | VICE PRESIDENT | NA | |
| GRIFO, PETER DONALD | I | VICE PRESIDENT | NA | |
| GRIFO, PETER DONALD | I | VICE PRESIDENT | NA | |
| GRIFO, PETER DONALD | I | VICE PRESIDENT | NA | |
| GRIFO, PETER DONALD | I | FIRST VICE PRESIDENT | NA | |
| GRIFO, PETER DONALD | I | VICE PRESIDENT | NA | |
| GRIFO, PETER DONALD | I | FIRST VICE PRESIDENT | NA | |
| GRIFO, PETER DONALD | I | VICE PRESIDENT | NA | |
| GRIFO, PETER DONALD | I | VICE PRESIDENT | NA | |
| GRIFO, PETER DONALD | I | VICE PRESIDENT | NA | |
| GRIFO, PETER DONALD | I | VICE PRESIDENT | NA | |
| GRIFO, PETER DONALD | I | VICE PRESIDENT | NA | |
| GRIFO, PETER DONALD | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GUINTA, DONNA JEAN | I | VICE PRESIDENT | NA | |
| GULDNER, ROBERT JOHN | I | CCO | NA | Control |
| GULDNER, ROBERT JOHN | I | CCO | NA | Control |
| GULDNER, ROBERT JOHN | I | CCO | NA | Control |
| GULDNER, ROBERT JOHN | I | CCO | NA | Control |
| GULDNER, ROBERT JOHN | I | CCO | NA | Control |
| GULDNER, ROBERT JOHN | I | CCO | NA | Control |
| GULDNER, ROBERT JOHN | I | CCO | NA | Control |
| GULDNER, ROBERT JOHN | I | CCO | NA | Control |
| GULDNER, ROBERT JOHN | I | CCO | NA | Control |
| GULDNER, ROBERT JOHN | I | CCO | NA | Control |
| GULDNER, ROBERT JOHN | I | CCO | NA | Control |
| GULDNER, ROBERT JOHN | I | CCO | NA | Control |
| GULDNER, ROBERT JOHN | I | CCO | NA | Control |
| HAGGINS, KARA E | I | ASSISTANT VICE PRESIDENT | NA | |
| HAGGINS, KARA E | I | ASSISTANT VICE PRESIDENT | NA | |
| HAGGINS, KARA E | I | ASSISTANT VICE PRESIDENT | NA | |
| HAGGINS, KARA E | I | ASSISTANT VICE PRESIDENT | NA | |
| HAGGINS, KARA E | I | ASSISTANT VICE PRESIDENT | NA | |
| HAGGINS, KARA E | I | ASSISTANT VICE PRESIDENT | NA | |
| HAWKS, SUSAN SCHOTT | I | ASSISTANT VICE PRESIDENT | NA | |
| HAWKS, SUSAN SCHOTT | I | ASSISTANT VICE PRESIDENT | NA | |
| HAWKS, SUSAN SCHOTT | I | ASSISTANT VICE PRESIDENT | NA | |
| HAWKS, SUSAN SCHOTT | I | ASSISTANT VICE PRESIDENT | NA | |
| HAWKS, SUSAN SCHOTT | I | ASSISTANT VICE PRESIDENT | NA | |
| HAYES, JENNIFER C | I | ASSISTANT VICE PRESIDENT | NA | |
| HAYES, JENNIFER C | I | ASSISTANT VICE PRESIDENT | NA | |
| HAYES, JENNIFER C | I | ASSISTANT VICE PRESIDENT | NA | |
| HAYES, JENNIFER C | I | ASSISTANT VICE PRESIDENT | NA | |
| HAYES, JENNIFER C | I | ASSISTANT VICE PRESIDENT | NA | |
| HAYES, JENNIFER C | I | ASSISTANT VICE PRESIDENT | NA | |
| HAYES, JENNIFER CATHERINE | I | VICE PRESIDENT/OPERATIONS | NA | |
| HAYES, JENNIFER CATHERINE | I | VICE PRESIDENT/OPERATIONS | NA | |
| HAYES, JENNIFER CATHERINE | I | VICE PRESIDENT/OPERATIONS | NA | |
| HAYES, JENNIFER CATHERINE | I | VICE PRESIDENT/OPERATIONS | NA | |
| HAYES, JENNIFER CATHERINE | I | VICE PRESIDENT/OPERATIONS | NA | |
| HAYES, JENNIFER CATHERINE | I | VICE PRESIDENT/OPERATIONS | NA | |
| HAYES, JENNIFER CATHERINE | I | VICE PRESIDENT/OPERATIONS | NA | |
| HAYES, JENNIFER CATHERINE | I | VICE PRESIDENT/OPERATIONS | NA | |
| HAYES, RICHARD W | I | ASSISTANT VICE PRESIDENT | NA | |
| HAYES, RICHARD W | I | ASSISTANT VICE PRESIDENT | NA | |
| HAYES, RICHARD W | I | ASSISTANT VICE PRESIDENT | NA | |
| HAYES, RICHARD W | I | ASSISTANT VICE PRESIDENT | NA | |
| HAYES, RICHARD W | I | ASSISTANT VICE PRESIDENT | NA | |
| HAYES, RICHARD W | I | ASSISTANT VICE PRESIDENT | NA | |
| HAYES, RICHARD W | I | VICE PRESIDENT/HEAD OF DATA SOLUTIONS | NA | |
| HAYES, RICHARD W | I | VICE PRESIDENT/HEAD OF DATA SOLUTIONS | NA | |
| HAYES, RICHARD W | I | VICE PRESIDENT/HEAD OF DATA SOLUTIONS | NA | |
| HAYES, RICHARD W | I | VICE PRESIDENT/HEAD OF DATA SOLUTIONS | NA | |
| HAYES, RICHARD W | I | VICE PRESIDENT/HEAD OF DATA SOLUTIONS | NA | |
| HAYES, RICHARD W | I | VICE PRESIDENT/HEAD OF DATA SOLUTIONS | NA | |
| HAYES, RICHARD W | I | VICE PRESIDENT/HEAD OF DATA SOLUTIONS | NA | |
| HAYES, RICHARD W | I | VICE PRESIDENT/HEAD OF DATA SOLUTIONS | NA | |
| HERREL, CHRISTOPHER FREDRIC | I | HEAD OF SUPERVISION | NA | |
| HERREL, CHRISTOPHER FREDRIC | I | HEAD OF SUPERVISION | NA | |
| HERREL, CHRISTOPHER FREDRIC | I | HEAD OF SUPERVISION | NA | |
| HERREL, CHRISTOPHER FREDRIC | I | HEAD OF SUPERVISION | NA | |
| HERREL, CHRISTOPHER FREDRIC | I | HEAD OF SUPERVISION | NA | |
| HERREL, CHRISTOPHER FREDRIC | I | HEAD OF SUPERVISION | NA | |
| HERREL, CHRISTOPHER FREDRIC | I | HEAD OF SUPERVISION | NA | |
| HERREL, CHRISTOPHER FREDRIC | I | HEAD OF SUPERVISION | NA | |
| HERREL, CHRISTOPHER FREDRIC | I | HEAD OF SUPERVISION | NA | |
| HERREL, CHRISTOPHER FREDRIC | I | HEAD OF SUPERVISION | NA | |
| HERREL, CHRISTOPHER FREDRIC | I | HEAD OF SUPERVISION | NA | |
| HERREL, CHRISTOPHER FREDRIC | I | HEAD OF SUPERVISION | NA | |
| HERREL, CHRISTOPHER FREDRIC | I | HEAD OF SUPERVISION | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT | NA | |
| JAYNES, DONALD BRUCE | I | FIRST VICE PRESIDENT | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT/COMPLIANCE | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT/COMPLIANCE | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT/COMPLIANCE | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT/COMPLIANCE | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT/COMPLIANCE | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT/COMPLIANCE | NA | |
| JAYNES, DONALD BRUCE | I | VICE PRESIDENT/COMPLIANCE | NA | |
| JOHNSON, ALBERT L | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, ALBERT L | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, ALBERT L | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, ALBERT L | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, ALBERT L | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, ALBERT L | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, ALBERT L | I | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | NA | Control |
| JOHNSON, ALBERT L | I | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | NA | Control |
| JOHNSON, ALBERT L | I | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | NA | Control |
| JOHNSON, ALBERT L | I | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | NA | Control |
| JOHNSON, ALBERT L | I | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | NA | Control |
| JOHNSON, ALBERT L | I | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | NA | Control |
| JOHNSON, ALBERT L | I | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | NA | Control |
| JOHNSON, ALBERT L | I | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | NA | Control |
| JOHNSON, ALBERT L | I | HEAD OF BRANCH SUPERVISION | NA | Control |
| JOHNSON, ALBERT L | I | HEAD OF BRANCH SUPERVISION | NA | Control |
| JOHNSON, ALBERT L | I | HEAD OF BRANCH SUPERVISION | NA | Control |
| JOHNSON, ALBERT L | I | HEAD OF BRANCH SUPERVISION | NA | Control |
| JOHNSON, ALBERT L | I | HEAD OF BRANCH SUPERVISION | NA | Control |
| JOHNSON, BEDA LEE | I | CCO (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | DIRECTOR, SECRETARY & SR. VICE PRESIDENT | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | DIRECTOR, SECRETARY & SR. VICE PRESIDENT | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CCO (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | DIRECTOR, SECRETARY & SR. VICE PRESIDENT | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | CHIEF COMPLIANCE OFFICER (BD ONLY), SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| JOHNSON, BEDA LEE | I | SR. VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| KETTERER, DOUGLAS JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| KISH, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| KISH, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| KISH, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| KNAPP, ANDREW SCOTT | I | ASSISTANT VICE PRESIDENT | NA | |
| KNAPP, ANDREW SCOTT | I | ASSISTANT VICE PRESIDENT | NA | |
| KNAPP, ANDREW SCOTT | I | ASSISTANT VICE PRESIDENT | NA | |
| KNAPP, ANDREW SCOTT | I | ASSISTANT VICE PRESIDENT | NA | |
| KNAPP, ANDREW SCOTT | I | ASSISTANT VICE PRESIDENT | NA | |
| KNAPP, ANDREW SCOTT | I | ASSISTANT VICE PRESIDENT | NA | |
| KNAPP, ANDREW SCOTT | I | VICE PRESIDENT/FIXED INCOME | NA | |
| KNAPP, ANDREW SCOTT | I | VICE PRESIDENT/FIXED INCOME | NA | |
| KNAPP, ANDREW SCOTT | I | VICE PRESIDENT/FIXED INCOME | NA | |
| KNAPP, ANDREW SCOTT | I | VICE PRESIDENT/FIXED INCOME | NA | |
| KNAPP, ANDREW SCOTT | I | VICE PRESIDENT/FIXED INCOME | NA | |
| KNAPP, ANDREW SCOTT | I | VICE PRESIDENT/FIXED INCOME | NA | |
| KNAPP, ANDREW SCOTT | I | VICE PRESIDENT/FIXED INCOME | NA | |
| KNAPP, ANDREW SCOTT | I | VICE PRESIDENT/FIXED INCOME | NA | |
| MACDONALD, TAYLOR ANNE | I | HEAD OF SUPERVISION | NA | |
| MACDONALD, TAYLOR ANNE | I | HEAD OF SUPERVISION | NA | |
| MACDONALD, TAYLOR ANNE | I | HEAD OF SUPERVISION | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT/CASHIERING, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT/CASHIERING, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT/CASHIERING, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT/CASHIERING, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT/CASHIERING, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT/CASHIERING, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT/CASHIERING, ASSISTANT TREASURER | NA | |
| MAKOWSKI, KEVIN STANLEY | I | VICE PRESIDENT/CASHIERING, ASSISTANT TREASURER | NA | |
| MONK, CHRISTOPHER MICHAEL | I | ASSISTANT VICE PRESIDENT | NA | |
| MONK, CHRISTOPHER MICHAEL | I | ASSISTANT VICE PRESIDENT | NA | |
| MONK, CHRISTOPHER MICHAEL | I | ASSISTANT VICE PRESIDENT | NA | |
| MONK, CHRISTOPHER MICHAEL | I | ASSISTANT VICE PRESIDENT | NA | |
| MONK, CHRISTOPHER MICHAEL | I | ASSISTANT VICE PRESIDENT | NA | |
| MONK, CHRISTOPHER MICHAEL | I | ASSISTANT VICE PRESIDENT | NA | |
| MONK, CHRISTOPHER MICHAEL | I | VICE PRESIDENT/VA SALES | NA | |
| MONK, CHRISTOPHER MICHAEL | I | VICE PRESIDENT/VA SALES | NA | |
| MONK, CHRISTOPHER MICHAEL | I | VICE PRESIDENT/VA SALES | NA | |
| MONK, CHRISTOPHER MICHAEL | I | VICE PRESIDENT/VA SALES | NA | |
| MONK, CHRISTOPHER MICHAEL | I | VICE PRESIDENT/VA SALES | NA | |
| MONK, CHRISTOPHER MICHAEL | I | VICE PRESIDENT/VA SALES | NA | |
| MONK, CHRISTOPHER MICHAEL | I | VICE PRESIDENT/VA SALES | NA | |
| MONK, CHRISTOPHER MICHAEL | I | VICE PRESIDENT/VA SALES | NA | |
| MOORE, EDWARD B | I | CCO (IA ONLY) | NA | |
| MOORE, EDWARD B | I | CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| MOORE, EDWARD B | I | CCO (IA ONLY) | NA | |
| MOORE, EDWARD B | I | CHIEF COMPLIANCE OFFICER (IA ONLY) | NA | |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| MORRISSEY, WILLIAM PAUL | I | PRESIDENT | NA | Control |
| O'CONNOR, MICHAEL M | I | CONTROLLER | NA | |
| O'CONNOR, MICHAEL M | I | CONTROLLER | NA | |
| O'CONNOR, MICHAEL M | I | CONTROLLER | NA | |
| O'CONNOR, MICHAEL M | I | CONTROLLER | NA | |
| O'CONNOR, MICHAEL M | I | CONTROLLER | NA | |
| O'CONNOR, MICHAEL M | I | CONTROLLER | NA | |
| O'CONNOR, MICHAEL M | I | CONTROLLER | NA | |
| O'CONNOR, MICHAEL M | I | CONTROLLER | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | ASSISTANT VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | VICE PRESIDENT | NA | |
| OBRIEN, SHANNON DAVID | I | VICE PRESIDENT | NA | |
| OSTER, DONNA MARIE | I | ASSISTANT SECRETARY | NA | |
| POTO, NORLYN FEDLMAN | I | SR. VICE PRESIDENT & DIRECTOR | NA | Control |
| POTO, NORLYN FEDLMAN | I | SR. VICE PRESIDENT & DIRECTOR | NA | Control |
| POTO, NORLYN FEDLMAN | I | SR. VICE PRESIDENT & DIRECTOR | NA | Control |
| POTO, NORLYN FEDLMAN | I | SR. VICE PRESIDENT & DIRECTOR | NA | Control |
| POTO, NORLYN FEDLMAN | I | SR. VICE PRESIDENT & DIRECTOR | NA | Control |
| POTO, NORLYN FEDLMAN | I | SR. VICE PRESIDENT & DIRECTOR | NA | Control |
| POTO, NORLYN FEDLMAN | I | SR. VICE PRESIDENT & DIRECTOR | NA | Control |
| POTO, NORLYN FEDLMAN | I | SR. VICE PRESIDENT & DIRECTOR | NA | Control |
| SCHUMANN, ALEXIS V | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUMANN, ALEXIS V | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUMANN, ALEXIS V | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUMANN, ALEXIS V | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUMANN, ALEXIS V | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUMANN, ALEXIS V | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUMANN, ALEXIS V | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUMANN, ALEXIS V | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHUMANN, ALEXIS V | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SZYMANOWSKI, ANDREW MARK | I | ASSISTANT VICE PRESIDENT | NA | |
| SZYMANOWSKI, ANDREW MARK | I | ASSISTANT VICE PRESIDENT | NA | |
| SZYMANOWSKI, ANDREW MARK | I | ASSISTANT VICE PRESIDENT | NA | |
| SZYMANOWSKI, ANDREW MARK | I | ASSISTANT VICE PRESIDENT | NA | |
| SZYMANOWSKI, ANDREW MARK | I | ASSISTANT VICE PRESIDENT | NA | |
| SZYMANOWSKI, ANDREW MARK | I | ASSISTANT VICE PRESIDENT | NA | |
| SZYMANOWSKI, ANDREW MARK | I | VICE PRESIDENT/HEAD OF IT INFRASTRUCTURE | NA | |
| SZYMANOWSKI, ANDREW MARK | I | VICE PRESIDENT/HEAD OF IT INFRASTRUCTURE | NA | |
| SZYMANOWSKI, ANDREW MARK | I | VICE PRESIDENT/HEAD OF IT INFRASTRUCTURE | NA | |
| SZYMANOWSKI, ANDREW MARK | I | VICE PRESIDENT/HEAD OF IT INFRASTRUCTURE | NA | |
| SZYMANOWSKI, ANDREW MARK | I | VICE PRESIDENT/HEAD OF IT INFRASTRUCTURE | NA | |
| SZYMANOWSKI, ANDREW MARK | I | VICE PRESIDENT/HEAD OF IT INFRASTRUCTURE | NA | |
| SZYMANOWSKI, ANDREW MARK | I | VICE PRESIDENT/HEAD OF IT INFRASTRUCTURE | NA | |
| SZYMANOWSKI, ANDREW MARK | I | VICE PRESIDENT/HEAD OF IT INFRASTRUCTURE | NA | |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | FIRST VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | FIRST VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | FIRST VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | VICE PRESIDENT, CFO, TREASURER & DIRECTOR, MANAGING DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | VICE PRESIDENT, CFO, TREASURER & DIRECTOR, MANAGING DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | VICE PRESIDENT, CFO, TREASURER & DIRECTOR, MANAGING DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | VICE PRESIDENT, CFO, TREASURER & DIRECTOR, MANAGING DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | VICE PRESIDENT, CFO, TREASURER & DIRECTOR, MANAGING DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | VICE PRESIDENT, CFO, TREASURER & DIRECTOR, MANAGING DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | VICE PRESIDENT, CFO, TREASURER & DIRECTOR, MANAGING DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | CFO, TREASURER & DIRECTOR, MANAGING DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | CFO, TREASURER & DIRECTOR, MANAGING DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | CFO, TREASURER & DIRECTOR, MANAGING DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | CFO, TREASURER & DIRECTOR, MANAGING DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | CFO, TREASURER & DIRECTOR, MANAGING DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TAYLOR, DONALD JOHN | I | CFO, TREASURER & DIRECTOR, MANAGING DIRECTOR | NA | Control |
| TAYLOR, DONALD JOHN | I | SECRETARY | NA | Control |
| TYMKIW, TRISHA LYNN | I | ASSISTANT VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | ASSISTANT VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | ASSISTANT VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | ASSISTANT VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | ASSISTANT VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | ASSISTANT VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | CONTROLLER | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | CONTROLLER | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | CONTROLLER | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | CONTROLLER | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | CONTROLLER | NA | |
| TYMKIW, TRISHA LYNN | I | VICE PRESIDENT | NA | |
| TYMKIW, TRISHA LYNN | I | CONTROLLER | NA | |
| TYMKIW, TRISHA LYNN | I | EXECUTIVE DIRECTOR/FINANCIAL PLANNING & ANALYSIS | NA | |
| TYMKIW, TRISHA LYNN | I | EXECUTIVE DIRECTOR/FINANCIAL PLANNING & ANALYSIS | NA | |
| TYMKIW, TRISHA LYNN | I | EXECUTIVE DIRECTOR/FINANCIAL PLANNING & ANALYSIS | NA | |
| TYMKIW, TRISHA LYNN | I | EXECUTIVE DIRECTOR/FINANCIAL PLANNING & ANALYSIS | NA | |
| TYMKIW, TRISHA LYNN | I | EXECUTIVE DIRECTOR/FINANCIAL PLANNING & ANALYSIS | NA | |
| TYMKIW, TRISHA LYNN | I | EXECUTIVE DIRECTOR/FINANCIAL PLANNING & ANALYSIS | NA | |
| TYMKIW, TRISHA LYNN | I | EXECUTIVE DIRECTOR/FINANCIAL PLANNING & ANALYSIS | NA | |
| TYMKIW, TRISHA LYNN | I | EXECUTIVE DIRECTOR/FINANCIAL PLANNING & ANALYSIS | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| TYMKIW, TRISHA LYNN | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| WEEMHOFF, RICHARD WEST | I | HEAD OF SUPERVISION | NA | |
| WEEMHOFF, RICHARD WEST | I | HEAD OF SUPERVISION | NA | |
| WEEMHOFF, RICHARD WEST | I | HEAD OF SUPERVISION | NA | |
| WEEMHOFF, RICHARD WEST | I | HEAD OF SUPERVISION | NA | |
| WEEMHOFF, RICHARD WEST | I | HEAD OF SUPERVISION | NA | |
| WEEMHOFF, RICHARD WEST | I | HEAD OF SUPERVISION | NA | |
| WERTH, MICHELLE DENISE | I | VICE PRESIDENT | NA | |
| WERTH, MICHELLE DENISE | I | VICE PRESIDENT | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| WHITE, LAURA NICOLE | I | ADVISORY CHIEF COMPLIANCE OFFICER | NA | |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| AWS 4, INC. | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
| C&G CAPITAL CORPORATION | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FELDMAN, NORLYN SUE | I | C&G CAPITAL CORPORATION | F | Control |
| FELDMAN, NORLYN SUE | I | C&G CAPITAL CORPORATION | F | Control |
| FELDMAN, NORLYN SUE | I | C&G CAPITAL CORPORATION | F | Control |
| FELDMAN, NORLYN SUE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| JOHNSON, BEDA LEE | I | C&G CAPITAL CORPORATION | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II, L.P. | F | Control |
| LEE EQUITY PARTNERS II GP, LLC | DE | LEE EQUITY PARTNERS FUND II (A), LP | F | Control |
| POTO, NORLYN FEDLMAN | I | C&G CAPITAL CORPORATION | F | Control |
| POTO, NORLYN FEDLMAN | I | C&G CAPITAL CORPORATION | F | Control |
| POTO, NORLYN FEDLMAN | I | C&G CAPITAL CORPORATION | F | Control |
| POTO, NORLYN FEDLMAN | I | C&G CAPITAL CORPORATION | F | Control |
| POTO, NORLYN FEDLMAN | I | C&G CAPITAL CORPORATION | F | Control |
| POTO, NORLYN FEDLMAN | I | C&G CAPITAL CORPORATION | F | Control |
| POTO, NORLYN FEDLMAN | I | C&G CAPITAL CORPORATION | F | Control |
| POTO, NORLYN FEDLMAN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| TAYLOR, DONALD JOHN | I | C&G CAPITAL CORPORATION | F | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS HOLDINGS LLC | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| ATRIA WEALTH SOLUTIONS, INC. | DE | AWS 4, INC. | E | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | E | Control |
| LPL FINANCIAL HOLDINGS INC. | DE | LPL HOLDINGS, INC. | E | Control |
| LPL HOLDINGS, INC. | DE | ATRIA WEALTH SOLUTIONS, INC. | E | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| GRANT, ARTHUR FRANCIS | I | C&G CAPITAL CORPORATION | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEE EQUITY PARTNERS FUND II(A), LP | DE | LEP ATRIA HOLDINGS, LLC | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | D | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| ALPINVEST PARTNERS SECONDARY INVESTMENTS 2014 I C V | FE | LEE EQUITY PARTNERS FUND II(A), LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| DOVER STREET VIII LP | DE | LEE EQUITY PARTNERS FUND II, LP | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II (A), L.P. | DE | LEP ATRIC HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEE EQUITY PARTNERS FUND II, L.P. | DE | LEP ATRIA HOLDINGS, LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
| LEP ATRIA HOLDINGS, LLC | DE | ATRIA WEALTH SOLUTIONS HOLDINGS LLC. | C | Control |
Registrations
Federal
IA
Jul 1, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
100 MADISON STREETSUITE 1300
SYRACUSE, NY 13202
United States
Phone: 800-288-8601