ACHENBACH W L & ASSOCIATES INC
Legal name: W.L. ACHENBACH & ASSOCIATES, INC.
CRD #106413 SEC #801-41823 ST CHARLES, IL 630-584-7784
SEC Registered
Total AUM
$400M
Discretionary
$0
Employees
5
Clients
51
Accounts
55
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FLEMING, KATHLEEN, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, KATHLEEN, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLEMING, KATHLEEN, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ACHENBACH, WILLIAM, LEE | I | PRESIDENT | E | Control |
| ACHENBACH, WILLIAM, LEE | I | PRESIDENT | E | Control |
| ACHENBACH, WILLIAM, LEE | I | PRESIDENT | E | Control |
| ACHENBACH, WILLIAM, LEE | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 28, 2007 REGISTERED
Notice Filings (1)
FL
Address
7 SOUTH SECOND AVENUEST CHARLES, IL 60174
USA
Phone: 630-584-7784