RIA Intelligence

SPECTRUM FINANCIAL STRATEGIES INC

CRD #106419 SEC #801-49026 HAMDEN, CT 203-248-8587
SEC Registered
Total AUM
$65.7M
Discretionary
$0
Employees
1
Clients
251
Accounts
662

Firm Details

Organization Type
Corporation
State of Formation
Connecticut
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 15, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BOGEN, BRYAN, PAULIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
BOGEN, BRYAN, PAULIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
BOGEN, BRYAN, PAULIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
BOGEN, BRYAN, PAULIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
BOGEN, BRYAN, PAULIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
BOGEN, BRYAN, PAULIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
BOGEN, BRYAN, PAULIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
BOGEN, BRYAN, PAULIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
BOGEN, BRYAN, PAULIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
BOGEN, BRYAN, PAULIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
BOGEN, BRYAN, PAULIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Dec 15, 2011 REGISTERED

Notice Filings (2)

CT TX

Address

2525 WHITNEY AVENUE
HAMDEN, CT 06518
United States
Phone: 203-248-8587