GROUPAMA ASSET MANAGEMENT NA

CRD #106423 SEC #801-50836 NEW YORK, NY 212-884-9700

SEC Registered

Total AUM

$3B

Discretionary

$3B

Employees

Clients

Accounts

14,500

Firm Details

Organization Type: Corporation
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Apr 29, 2002
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
AILHAUD, FRANCIS	I	DIRECTOR	NA	Control
AILHAUD, FRANCIS	I	DIRECTOR	NA	Control
ALLHAUD, FRANCIS	I	DIRECTOR	NA	Control
AUCLAIR, PASCALE	I	DIRECTOR	NA	Control
AUCLAIR, PASCALE	I	DIRECTOR	NA	Control
AUCLAIR, PASCALE	I	DIRECTOR	NA	Control
BRONZO, MARK, PETER	I	DIRECTOR,MANAGING DIRECTOR, PORTFOLIO MANAGER	NA	Control
BRONZO, MARK, PETER	I	DIRECTOR,MANAGING DIRECTOR, PORTFOLIO MANAGER	NA	Control
BRONZO, MARK, PETER	I	DIRECTOR,MANAGING DIRECTOR, PORTFOLIO MANAGER	NA	Control
CAMPBELL-BIRKET, CHRISTOPHER, MICHAEL	I	DIRECTOR	NA	Control
CHARANCLE-MENIEL, ANN, BONIS	I	DIRECTOR	NA	Control
COEYTAUX, FRANCOIS	I	OPERATIONS DIRECTOR	NA	Control
COEYTAUX, FRANCOIS	I	OPERATIONS DIRECTOR	NA	Control
COEYTAUX, FRANCOIS	I	OPERATIONS DIRECTOR	NA	Control
DE SAINT MELEUC, YANN	I	DIRECTOR	NA	Control
DE SAINT MELEUC, YANN	I	DIRECTOR	NA	Control
DURAND, FRANCOIS-MARC	I	DIRECTOR, CHAIRMAN	NA	Control
MENIEL, ANN, BONIS	I	DIRECTOR	NA	Control
MENIEL, ANN, BONIS	I	DIRECTOR	NA	Control
OCONNOR, JOSEPH, CHARLES	I	DIRECTOR, MANAGING DIRECTOR& PORTFOLIO MANAGER	NA	Control
OCONNOR, JOSEPH, CHARLES	I	DIRECTOR, MANAGING DIRECTOR& PORTFOLIO MANAGER	NA	Control
OCONNOR, JOSEPH, CHARLES	I	DIRECTOR, MANAGING DIRECTOR& PORTFOLIO MANAGER	NA	Control
PONSONNET, REMI, J	I	PORTFOLIO MANAGER	NA	Control
PONSONNET, REMI, J	I	PORTFOLIO MANAGER	NA	Control
PONSONNET, REMI, J	I	PORTFOLIO MANAGER	NA	Control
PORTANOVA, DANIEL, WILLIAM	I	DIRECTOR, MANAGING DIRECTOR & PORTFOLIO MANAGER	NA	Control
PORTANOVA, DANIEL, WILLIAM	I	DIRECTOR, MANAGING DIRECTOR & PORTFOLIO MANAGER	NA	Control
PORTANOVA, DANIEL, WILLIAM	I	DIRECTOR, MANAGING DIRECTOR & PORTFOLIO MANAGER	NA	Control
WATTER, IONA, KATHLEEN	I	SECRETARY/COMPLIANCE OFFICER	NA	Control
WATTER, IONA, KATHLEEN	I	SECRETARY/COMPLIANCE OFFICER	NA	Control
WATTER, IONA, KATHLEEN	I	SECRETARY/COMPLIANCE OFFICER	NA	Control
ZELLER, V.M.J.	I	DIRECTOR	NA	Control
ZELLER, V.M.J.	I	DIRECTOR	NA	Control
ZELLER, V.M.J.	I	DIRECTOR	NA	Control
FINAMA ASSET MANAGEMENT	FE	SHAREHOLDER	E	Control
FINAMA ASSET MANAGEMENT	FE	SHAREHOLDER	E	Control
FINAMA ASSET MANAGEMENT	FE	SHAREHOLDER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BANQUE FINAMA	FE	FINAMA ASSET MANAGEMENT	E	Control
BANQUE FINAMA	FE	FINAMA ASSET MANAGEMENT	E	Control
BANQUE FINAMA	FE	FINAMA ASSET MANAGEMENT	E	Control
CAISSE CENTRALE DES ASSURANCES MUTUELLES AGRICOLES	FE	GROUPAMA S.A.	E	Control
CAISSE CENTRALE DES ASSURANCES MUTUELLES AGRICOLES	FE	GROUPAMA S.A.	E	Control
CAISSE CENTRALE DES ASSURANCES MUTUELLES AGRICOLES	FE	GROUPAMA S.A.	E	Control
GAN S.A.	FE	GROUPAMA FINANCE	D	Control
GAN S.A.	FE	GROUPAMA FINANCE	D	Control
GAN S.A.	FE	GROUPAMA FINANCE	D	Control
GROUPAMA FINANCE	FE	BANQUE FINAMA	D	Control
GROUPAMA FINANCE	FE	BANQUE FINAMA	D	Control
GROUPAMA FINANCE	FE	BANQUE FINAMA	D	Control
GROUPAMA S.A.	FE	GROUPAMA FINANCE	D	Control
GROUPAMA S.A.	FE	GROUPAMA FINANCE	D	Control
GROUPAMA S.A.	FE	GROUPAMA FINANCE	D	Control

Registrations

Federal

Apr 29, 2002 REGISTERED

Notice Filings (51)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV

Address

199 WATER STREET
NEW YORK, NY 10038
USA

Phone: 212-884-9700