SMITH KEITH PAUL
Legal name: K P SMITH ASSET MANAGEMENT
CRD #106428 SEC #801-41945 OMAHA, NE 402-392-0509
SEC Registered
Total AUM
$52M
Discretionary
$49M
Employees
1
Clients
51
Accounts
289
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Nebraska
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 13, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, KEITH, PAUL | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, KEITH, PAUL | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, KEITH, PAUL | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, KEITH, PAUL | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, KEITH, PAUL | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, KEITH, PAUL | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, KEITH, PAUL | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, KEITH, PAUL | I | OWNER | E | Control |
| SMITH, KEITH, PAUL | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, KEITH, PAUL | I | OWNER/ CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 13, 2012 REGISTERED
Notice Filings (2)
IA NE
Address
9910 N. 48TH ST.STE 112
OMAHA, NE 68152
United States
Phone: 402-392-0509